0001209191-16-125841.txt : 20160603
0001209191-16-125841.hdr.sgml : 20160603
20160603191325
ACCESSION NUMBER: 0001209191-16-125841
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160601
FILED AS OF DATE: 20160603
DATE AS OF CHANGE: 20160603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Marketo, Inc.
CENTRAL INDEX KEY: 0001490660
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 562558241
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650 376-2300
MAIL ADDRESS:
STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FLOYD RYAN
CENTRAL INDEX KEY: 0001633440
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35909
FILM NUMBER: 161697174
MAIL ADDRESS:
STREET 1: 2440 SAND HILL ROAD
STREET 2: SUITE 301
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STORM VENTURE ASSOCIATES III, L.L.C.
CENTRAL INDEX KEY: 0001576722
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35909
FILM NUMBER: 161697176
BUSINESS ADDRESS:
STREET 1: 2440 SAND HILL ROAD
STREET 2: SUITE 301
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650.926.8800
MAIL ADDRESS:
STREET 1: 2440 SAND HILL ROAD
STREET 2: SUITE 301
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Storm Ventures Fund IV, L.P.
CENTRAL INDEX KEY: 0001502411
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1210
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35909
FILM NUMBER: 161697177
BUSINESS ADDRESS:
STREET 1: 2440 SAND HILL ROAD
STREET 2: SUITE 301
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650.926.8800
MAIL ADDRESS:
STREET 1: 2440 SAND HILL ROAD
STREET 2: SUITE 301
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STORM VENTURES PRINCIPALS FUND III
CENTRAL INDEX KEY: 0001312946
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35909
FILM NUMBER: 161697178
BUSINESS ADDRESS:
STREET 1: 2440 SAND HILL ROAD
STREET 2: SUITE 301
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650.926.8800
MAIL ADDRESS:
STREET 1: 2440 SAND HILL ROAD
STREET 2: SUITE 301
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STORM VENTURES FUND III LP
CENTRAL INDEX KEY: 0001313016
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35909
FILM NUMBER: 161697180
BUSINESS ADDRESS:
STREET 1: 2440 SAND HILL ROAD
STREET 2: SUITE 301
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650.926.8800
MAIL ADDRESS:
STREET 1: 2440 SAND HILL ROAD
STREET 2: SUITE 301
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NAHM TAE HEA
CENTRAL INDEX KEY: 0001576746
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35909
FILM NUMBER: 161697181
MAIL ADDRESS:
STREET 1: 2440 SAND HILL ROAD
STREET 2: SUITE 301
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MENDEZ M ALEX
CENTRAL INDEX KEY: 0001271316
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35909
FILM NUMBER: 161697173
MAIL ADDRESS:
STREET 1: STORM VENTURES
STREET 2: 2440 SAND HILL ROAD, SUITE 301
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STORM VENTURES AFFILIATES FUND III LP
CENTRAL INDEX KEY: 0001326513
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35909
FILM NUMBER: 161697179
BUSINESS ADDRESS:
STREET 1: 2440 SAND HILL RD
STREET 2: SUITE 301
CITY: MENLO
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650.926.8800
MAIL ADDRESS:
STREET 1: 2440 SAND HILL RD
STREET 2: SUITE 301
CITY: MENLO
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STORM VENTURE ASSOCIATES IV, L.L.C.
CENTRAL INDEX KEY: 0001608448
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35909
FILM NUMBER: 161697175
BUSINESS ADDRESS:
STREET 1: 2440 SAND HILL ROAD
STREET 2: SUITE 301
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650.925.8800
MAIL ADDRESS:
STREET 1: 2440 SAND HILL ROAD
STREET 2: SUITE 301
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUBHEDAR SANJAY
CENTRAL INDEX KEY: 0001633439
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35909
FILM NUMBER: 161697172
MAIL ADDRESS:
STREET 1: 2440 SAND HILL ROAD
STREET 2: SUITE 301
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-06-01
0
0001490660
Marketo, Inc.
MKTO
0001576746
NAHM TAE HEA
C/O STORM VENTURES
3000 SANDHILL ROAD, SUITE 4-210
MENLO PARK
CA
94025
1
0
0
0
0001313016
STORM VENTURES FUND III LP
C/O STORM VENTURES
3000 SANDHILL ROAD, SUITE 4-210
MENLO PARK
CA
94025
1
0
0
0
0001326513
STORM VENTURES AFFILIATES FUND III LP
C/O STORM VENTURES
3000 SANDHILL ROAD, SUITE 4-210
MENLO PARK
CA
94025
1
0
0
0
0001312946
STORM VENTURES PRINCIPALS FUND III
C/O STORM VENTURES
3000 SANDHILL ROAD, SUITE 4-210
MENLO PARK
CA
94025
1
0
0
0
0001502411
Storm Ventures Fund IV, L.P.
C/O STORM VENTURES
3000 SANDHILL ROAD, SUITE 4-210
MENLO PARK
CA
94025
1
0
0
0
0001576722
STORM VENTURE ASSOCIATES III, L.L.C.
C/O STORM VENTURES
3000 SANDHILL ROAD, SUITE 4-210
MENLO PARK
CA
94025
1
0
0
0
0001608448
STORM VENTURE ASSOCIATES IV, L.L.C.
C/O STORM VENTURES
3000 SANDHILL ROAD, SUITE 4-210
MENLO PARK
CA
94025
1
0
0
0
0001633440
FLOYD RYAN
C/O STORM VENTURES
3000 SANDHILL ROAD, SUITE 4-210
MENLO PARK
CA
94025
1
0
0
0
0001271316
MENDEZ M ALEX
C/O STORM VENTURES
3000 SANDHILL ROAD, SUITE 4-210
MENLO PARK
CA
94025
1
0
0
0
0001633439
SUBHEDAR SANJAY
C/O STORM VENTURES
3000 SANDHILL ROAD, SUITE 4-210
MENLO PARK
CA
94025
1
0
0
0
Common Stock
2016-06-01
4
A
0
3057
0.00
A
3057
D
Common Stock
8534
I
By Trust
Common Stock
2303832
I
See footnotes
Common Stock
126020
I
See footnotes
Common Stock
71368
I
See footnotes
Common Stock
7894
I
See footnotes
Non-Qualified Stock Option (right to buy)
35.16
2016-06-01
4
A
0
6789
0.00
A
2016-05-31
Common Stock
6789
6789
D
Represents shares of common stock that are issuable pursuant to Restricted Stock Unit ("RSU") awards. One hundred percent (100%) of the RSUs will vest upon the earlier of (i) the 2017 annual stockholder meeting of the issuer, and (ii) one year from the grant date (June 1, 2017), subject to continued service by the reporting person on the vesting date.
The shares are held directly by the Nahm Family Trust dated 9-23-1999 for which the reporting person serves as trustee.
The shares are held directly by Storm Ventures Fund III, L.P ("SV III").
Storm Venture Associates III, L.L.C. ("SVA LLC") is the general partner of SV III and SVA III and the managing member of SVP III and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each such fund. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar are the managing members of SVA LLC and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each of SV III, SVA III, SVP III and SVA LLC. Each of the managing directors disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.
The shares are held directly by Storm Ventures Affiliates Fund III, L.P. ("SVA III").
The shares are held directly by Storm Ventures Principals Fund III, L.L.C. ("SVP III").
The shares were issued upon settlement of restricted stock units granted to the reporting person and transferred to SVA LLC pursuant to the terms of a management agreement between SVA LLC and the reporting person. The shares include 3,671 shares that were issued upon settlement of restricted stock units on June 1, 2016 and 4,223 shares that were issued upon settlement of restricted stock units on June 1, 2015.
One hundred percent (100%) of the shares underlying the option will vest upon the earlier of (i) the 2017 stockholder meeting of the Issuer and (ii) one year from the grant date (June 1, 2017), subject to continued service by the reporting person on the vesting date.
/s/ Kevin Melia Attorney-in-Fact for Tae Hea Nahm
2016-06-03