0001209191-16-125841.txt : 20160603 0001209191-16-125841.hdr.sgml : 20160603 20160603191325 ACCESSION NUMBER: 0001209191-16-125841 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160601 FILED AS OF DATE: 20160603 DATE AS OF CHANGE: 20160603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marketo, Inc. CENTRAL INDEX KEY: 0001490660 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 562558241 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650 376-2300 MAIL ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLOYD RYAN CENTRAL INDEX KEY: 0001633440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 161697174 MAIL ADDRESS: STREET 1: 2440 SAND HILL ROAD STREET 2: SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STORM VENTURE ASSOCIATES III, L.L.C. CENTRAL INDEX KEY: 0001576722 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 161697176 BUSINESS ADDRESS: STREET 1: 2440 SAND HILL ROAD STREET 2: SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650.926.8800 MAIL ADDRESS: STREET 1: 2440 SAND HILL ROAD STREET 2: SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Storm Ventures Fund IV, L.P. CENTRAL INDEX KEY: 0001502411 STATE OF INCORPORATION: DE FISCAL YEAR END: 1210 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 161697177 BUSINESS ADDRESS: STREET 1: 2440 SAND HILL ROAD STREET 2: SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650.926.8800 MAIL ADDRESS: STREET 1: 2440 SAND HILL ROAD STREET 2: SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STORM VENTURES PRINCIPALS FUND III CENTRAL INDEX KEY: 0001312946 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 161697178 BUSINESS ADDRESS: STREET 1: 2440 SAND HILL ROAD STREET 2: SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650.926.8800 MAIL ADDRESS: STREET 1: 2440 SAND HILL ROAD STREET 2: SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STORM VENTURES FUND III LP CENTRAL INDEX KEY: 0001313016 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 161697180 BUSINESS ADDRESS: STREET 1: 2440 SAND HILL ROAD STREET 2: SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650.926.8800 MAIL ADDRESS: STREET 1: 2440 SAND HILL ROAD STREET 2: SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NAHM TAE HEA CENTRAL INDEX KEY: 0001576746 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 161697181 MAIL ADDRESS: STREET 1: 2440 SAND HILL ROAD STREET 2: SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MENDEZ M ALEX CENTRAL INDEX KEY: 0001271316 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 161697173 MAIL ADDRESS: STREET 1: STORM VENTURES STREET 2: 2440 SAND HILL ROAD, SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STORM VENTURES AFFILIATES FUND III LP CENTRAL INDEX KEY: 0001326513 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 161697179 BUSINESS ADDRESS: STREET 1: 2440 SAND HILL RD STREET 2: SUITE 301 CITY: MENLO STATE: CA ZIP: 94025 BUSINESS PHONE: 650.926.8800 MAIL ADDRESS: STREET 1: 2440 SAND HILL RD STREET 2: SUITE 301 CITY: MENLO STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STORM VENTURE ASSOCIATES IV, L.L.C. CENTRAL INDEX KEY: 0001608448 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 161697175 BUSINESS ADDRESS: STREET 1: 2440 SAND HILL ROAD STREET 2: SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650.925.8800 MAIL ADDRESS: STREET 1: 2440 SAND HILL ROAD STREET 2: SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUBHEDAR SANJAY CENTRAL INDEX KEY: 0001633439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 161697172 MAIL ADDRESS: STREET 1: 2440 SAND HILL ROAD STREET 2: SUITE 301 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-01 0 0001490660 Marketo, Inc. MKTO 0001576746 NAHM TAE HEA C/O STORM VENTURES 3000 SANDHILL ROAD, SUITE 4-210 MENLO PARK CA 94025 1 0 0 0 0001313016 STORM VENTURES FUND III LP C/O STORM VENTURES 3000 SANDHILL ROAD, SUITE 4-210 MENLO PARK CA 94025 1 0 0 0 0001326513 STORM VENTURES AFFILIATES FUND III LP C/O STORM VENTURES 3000 SANDHILL ROAD, SUITE 4-210 MENLO PARK CA 94025 1 0 0 0 0001312946 STORM VENTURES PRINCIPALS FUND III C/O STORM VENTURES 3000 SANDHILL ROAD, SUITE 4-210 MENLO PARK CA 94025 1 0 0 0 0001502411 Storm Ventures Fund IV, L.P. C/O STORM VENTURES 3000 SANDHILL ROAD, SUITE 4-210 MENLO PARK CA 94025 1 0 0 0 0001576722 STORM VENTURE ASSOCIATES III, L.L.C. C/O STORM VENTURES 3000 SANDHILL ROAD, SUITE 4-210 MENLO PARK CA 94025 1 0 0 0 0001608448 STORM VENTURE ASSOCIATES IV, L.L.C. C/O STORM VENTURES 3000 SANDHILL ROAD, SUITE 4-210 MENLO PARK CA 94025 1 0 0 0 0001633440 FLOYD RYAN C/O STORM VENTURES 3000 SANDHILL ROAD, SUITE 4-210 MENLO PARK CA 94025 1 0 0 0 0001271316 MENDEZ M ALEX C/O STORM VENTURES 3000 SANDHILL ROAD, SUITE 4-210 MENLO PARK CA 94025 1 0 0 0 0001633439 SUBHEDAR SANJAY C/O STORM VENTURES 3000 SANDHILL ROAD, SUITE 4-210 MENLO PARK CA 94025 1 0 0 0 Common Stock 2016-06-01 4 A 0 3057 0.00 A 3057 D Common Stock 8534 I By Trust Common Stock 2303832 I See footnotes Common Stock 126020 I See footnotes Common Stock 71368 I See footnotes Common Stock 7894 I See footnotes Non-Qualified Stock Option (right to buy) 35.16 2016-06-01 4 A 0 6789 0.00 A 2016-05-31 Common Stock 6789 6789 D Represents shares of common stock that are issuable pursuant to Restricted Stock Unit ("RSU") awards. One hundred percent (100%) of the RSUs will vest upon the earlier of (i) the 2017 annual stockholder meeting of the issuer, and (ii) one year from the grant date (June 1, 2017), subject to continued service by the reporting person on the vesting date. The shares are held directly by the Nahm Family Trust dated 9-23-1999 for which the reporting person serves as trustee. The shares are held directly by Storm Ventures Fund III, L.P ("SV III"). Storm Venture Associates III, L.L.C. ("SVA LLC") is the general partner of SV III and SVA III and the managing member of SVP III and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each such fund. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar are the managing members of SVA LLC and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each of SV III, SVA III, SVP III and SVA LLC. Each of the managing directors disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein. The shares are held directly by Storm Ventures Affiliates Fund III, L.P. ("SVA III"). The shares are held directly by Storm Ventures Principals Fund III, L.L.C. ("SVP III"). The shares were issued upon settlement of restricted stock units granted to the reporting person and transferred to SVA LLC pursuant to the terms of a management agreement between SVA LLC and the reporting person. The shares include 3,671 shares that were issued upon settlement of restricted stock units on June 1, 2016 and 4,223 shares that were issued upon settlement of restricted stock units on June 1, 2015. One hundred percent (100%) of the shares underlying the option will vest upon the earlier of (i) the 2017 stockholder meeting of the Issuer and (ii) one year from the grant date (June 1, 2017), subject to continued service by the reporting person on the vesting date. /s/ Kevin Melia Attorney-in-Fact for Tae Hea Nahm 2016-06-03