0001562180-21-000883.txt : 20210203 0001562180-21-000883.hdr.sgml : 20210203 20210203203211 ACCESSION NUMBER: 0001562180-21-000883 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210201 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: West Thomas A. CENTRAL INDEX KEY: 0001620705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36545 FILM NUMBER: 21588340 MAIL ADDRESS: STREET 1: C/O INTERSECT, INC. STREET 2: 1555 ADAMS DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Intersect ENT, Inc. CENTRAL INDEX KEY: 0001271214 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 200280837 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1555 ADAMS DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-641-2100 MAIL ADDRESS: STREET 1: 1555 ADAMS DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER COMPANY: FORMER CONFORMED NAME: SINEXUS INC DATE OF NAME CHANGE: 20031124 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-02-01 false 0001271214 Intersect ENT, Inc. XENT 0001620705 West Thomas A. C/O INTERSECT ENT, INC. 1555 ADAMS DRIVE MENLO PARK CA 94025 true true false false President and CEO Common Stock 2021-02-01 4 A false 62500.00 0.00 A 283060.00 D Stock Options (Right to buy) 23.07 2021-02-01 4 A false 118461.00 0.00 A 2031-02-01 Common Stock 118461.00 118461.00 D Represents restricted stock units granted pursuant to the Intersect ENT, Inc. 2014 Equity Incentive Plan. Each restricted stock unit represents a right to receive one share of Intersect ENT, Inc. common stock upon vesting. The restricted stock units vest in three equal annual installments commencing one year after the grant date. Includes 500 shares purchased on 11/13/2020 with ESPP plan and 234,203 restricted stock units, of which 39,700 are performance based. The vesting commencement date of the option is February 1, 2021. 1/8th of the shares subject to the option shall vest on August 1, 2021 and 1/48th of the shares subject to the option shall vest monthly thereafter over 42 months. /s/ Thomas A. West 2021-02-03