0001562180-17-002201.txt : 20170605 0001562180-17-002201.hdr.sgml : 20170605 20170605192947 ACCESSION NUMBER: 0001562180-17-002201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170601 FILED AS OF DATE: 20170605 DATE AS OF CHANGE: 20170605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Intersect ENT, Inc. CENTRAL INDEX KEY: 0001271214 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 200280837 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1555 ADAMS DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-641-2100 MAIL ADDRESS: STREET 1: 1555 ADAMS DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER COMPANY: FORMER CONFORMED NAME: SINEXUS INC DATE OF NAME CHANGE: 20031124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VERNON W ANTHONY CENTRAL INDEX KEY: 0001369091 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36545 FILM NUMBER: 17892696 MAIL ADDRESS: STREET 1: C/O AXOVANT SCIENCES, INC. STREET 2: 320 WEST 37TH STREET CITY: NEW YORK STATE: NY ZIP: 10018 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2017-06-01 false 0001271214 Intersect ENT, Inc. XENT 0001369091 VERNON W ANTHONY C/O INTERSECT ENT, INC. 1555 ADAMS DRIVE MENLO PARK CA 94025 true false false false Common Stock 2017-06-01 4 A false 2546.00 0.00 A 2546.00 D Stock Options (Right to buy) 26.05 2017-06-01 4 A false 6035.00 0.00 A 2027-05-31 Common Stock 6035.00 6035.00 D Represents restricted stock units granted pursuant to the Intersect ENT, Inc. 2014 Equity Incentive Plan. Each restricted stock unit represents a right to receive one share of Intersect ENT, Inc. common stock upon vesting. The restricted stock units vest one year from grant date on June 1, 2018. The shares subject to the option vest in 12 equal monthly installments commencing on June 1, 2017. /s/ David A. Lehman, Attorney-in-fact for W. Anthony Vernon 2017-06-05