0001562180-16-001352.txt : 20160120
0001562180-16-001352.hdr.sgml : 20160120
20160120174054
ACCESSION NUMBER: 0001562180-16-001352
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160115
FILED AS OF DATE: 20160120
DATE AS OF CHANGE: 20160120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Intersect ENT, Inc.
CENTRAL INDEX KEY: 0001271214
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 200280837
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1555 ADAMS DRIVE
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-641-2100
MAIL ADDRESS:
STREET 1: 1555 ADAMS DRIVE
CITY: MENLO PARK
STATE: CA
ZIP: 94025
FORMER COMPANY:
FORMER CONFORMED NAME: SINEXUS INC
DATE OF NAME CHANGE: 20031124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Earnhardt Lisa D
CENTRAL INDEX KEY: 0001530893
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36545
FILM NUMBER: 161351938
MAIL ADDRESS:
STREET 1: 1555 ADAMS DRIVE
STREET 2: C/O INTERSECT ENT, INC.
CITY: MENLO PARK
STATE: CA
ZIP: 94025
FORMER NAME:
FORMER CONFORMED NAME: Earnhardt Lisa
DATE OF NAME CHANGE: 20110922
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2016-01-15
false
0001271214
Intersect ENT, Inc.
XENT
0001530893
Earnhardt Lisa D
C/O INTERSECT ENT, INC.
1555 ADAMS DRIVE
MENLO PARK
CA
94025
true
true
false
false
President and CEO
Common Stock
2016-01-15
4
M
false
8000.00
1.20
A
582868.00
D
Common Stock
2016-01-15
4
S
false
12500.00
19.2646
D
570368.00
D
Common Stock
26182.00
I
See footnote
Stock Option (right to buy)
1.20
2016-01-15
4
M
false
8000.00
0.00
D
2023-04-22
Common Stock
8000.00
81375.00
D
Stock Options (Right to buy)
18.90
2016-01-15
4
A
false
225000.00
0.00
A
2026-01-14
Common Stock
225000.00
225000.00
D
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2015.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.09 to $19.37, inclusive. The Reporting Person undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Shares in the name of Lisa Damkroger Earnhardt C/F Jack L. Earnhardt UTMA/CA Until Age 25 for the benefit of Reporting Person's son. Reporting Person disclaims beneficial ownership of these shares.
The shares subject to the option vest commencing April 23, 2013 in monthly equal installments over four years.
The shares subject to the option vest commencing January 1, 2016 in equal monthly installments over four years.
/s/ Jeryl L. Hilleman, Attorney-in-Fact for Lisa D. Earnhardt
2016-01-20