Delaware
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20-0280837
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(State or other jurisdiction of Incorporation or organization)
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(I.R.S. Employer Identification No.)
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Large accelerated filer
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☐
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Accelerated filer
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☒
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Non-accelerated filer
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☐
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Smaller reporting company
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☐
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Emerging growth company
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☐
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Registration Statement No. 333-263368, filed with the Securities and Exchange Commission (the “SEC”) on March 8, 2022, relating to the registration of 1,009,227 shares of common
stock, par value $0.001 per share, of the Company (“Common Stock”) for issuance under the Company’s 2014 Equity Incentive Plan;
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Registration Statement No. 333-254034, filed with the SEC on March 9, 2021, relating to the registration of 988,070 shares of Common Stock for issuance under the Company’s 2014 Equity Incentive Plan;
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Registration Statement No. 333-236706, filed with the SEC on February 27, 2020, relating to the registration of 967,064 shares of Common Stock for
issuance under the Company’s 2014 Equity Incentive Plan;
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Registration Statement No. 333-229956, filed with the SEC on February 28, 2019, relating to the registration of 922,190 shares of Common Stock for
issuance under the Company’s 2014 Equity Incentive Plan;
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Registration Statement No. 333-226591, filed with the SEC on August 3, 2018, relating to the registration of 1,200,000 shares of Common Stock for
issuance under the Company’s 2014 Amended and Restated Employee Stock Purchase Plan;
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Registration Statement No. 333-223307, filed with the SEC on February 28, 2018, relating to the registration of 889,393 shares of Common Stock for
issuance under the Company’s 2014 Equity Incentive Plan;
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Registration Statement No. 333-216319, filed with the SEC on February 28, 2017, relating to the registration of 860,019 shares of Common Stock for
issuance under the Company’s 2014 Equity Incentive Plan;
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Registration Statement No. 333-209713, filed with the SEC on February 25, 2016, relating to the registration of 844,774 shares of Common Stock for
issuance under the Company’s 2014 Equity Incentive Plan;
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•
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Registration Statement No. 333-202670, filed with the SEC on March 11, 2015, relating to the registration of 701,328 shares
of Common Stock for issuance under the Company’s 2014 Equity Incentive Plan and 233,776 shares of Common Stock for issuance under the Company’s 2014 Employee
Stock Purchase Plan; and
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•
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Registration Statement No. 333-197885, filed with the SEC on August 6, 2014, relating to the registration of 1,577,667 shares of Common Stock for issuance
under the Company’s 2003 Equity Incentive Plan, 656,462 shares of Common Stock for issuance under the Company’s 2013 Equity Incentive Plan, 4,750,008 shares
of Common Stock for issuance under the Company’s 2014 Equity Incentive Plan and 496,092 shares of Common Stock for issuance under the Company’s 2014 Employee
Stock Purchase Plan.
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INTERSECT ENT, INC.
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By:
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/s/ Christopher Cleary
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Christopher Cleary
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Senior VP, Corporate Development
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