0001271163-18-000014.txt : 20180403
0001271163-18-000014.hdr.sgml : 20180403
20180403120955
ACCESSION NUMBER: 0001271163-18-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180329
FILED AS OF DATE: 20180403
DATE AS OF CHANGE: 20180403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MELARKEY MICHAEL J
CENTRAL INDEX KEY: 0001270868
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21969
FILM NUMBER: 18732224
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GDL FUND
CENTRAL INDEX KEY: 0001378701
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 914-921-5100
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: Gabelli Global Deal Fund
DATE OF NAME CHANGE: 20061019
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-03-29
0
0001378701
GDL FUND
GDL.C
0001270868
MELARKEY MICHAEL J
ONE CORPORATE CENTER
RYE
NY
10580
1
0
0
0
Series C Cumulative Puttable and Callable Preferred Shares
2018-03-29
4
J
0
3038
50
A
3038
D
The reporting person acquired these Series C preferred shares through a primary and pro-rata oversubscription allocation based on the exercise of preferred share purchase rights and also surrendering his Series B preferred shares.
Bruce N. Alpert as Attorney-in-Fact for Michael J. Melarkey
2018-04-03