0001213900-20-020992.txt : 20200810 0001213900-20-020992.hdr.sgml : 20200810 20200810062320 ACCESSION NUMBER: 0001213900-20-020992 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200724 FILED AS OF DATE: 20200810 DATE AS OF CHANGE: 20200810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHEFTS MARK CENTRAL INDEX KEY: 0001270809 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37899 FILM NUMBER: 201086971 MAIL ADDRESS: STREET 1: 160 SUMMIT AVE CITY: MONTVALE STATE: NJ ZIP: 07645 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCWorx Corp. CENTRAL INDEX KEY: 0001674227 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 475412331 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127397825 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Alliance MMA, Inc. DATE OF NAME CHANGE: 20160510 4 1 ownership.xml X0306 4 2020-07-24 0 0001674227 SCWorx Corp. WORX 0001270809 SHEFTS MARK 160 SUMMIT AVE MONTVALE NJ 07645 1 0 0 0 Restricted Stock Units 2020-07-24 4 A 0 100000 0 A 100000 D Common Stock 32453 D Common Stock 2020-07-24 4 P 0 20000 A 20000 D Common Stock Purchase Warrant 28.50 2018-02-28 2020-08-28 Common Stock 4394 4394 D Common Stock Purchase Warrant 141.17 2017-03-02 2021-09-02 Common Stock 2340 2340 D The RSUs were issued to the reporting person as compensation for serving as a director in 2020 and vest fully 09/17/20. Owned of record by Mark Shefts, Trustee of Mark Shefts Revocable Trust UDT 10/07/09 These shares were transferred to the reporting person as compensation for serving as a director. /s/ Mark S. Shefts 2020-07-27