0001957799-24-000141.txt : 20240607 0001957799-24-000141.hdr.sgml : 20240607 20240607143953 ACCESSION NUMBER: 0001957799-24-000141 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240607 DATE AS OF CHANGE: 20240607 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Cohen & Co Inc. CENTRAL INDEX KEY: 0001270436 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 161685692 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-32026 FILM NUMBER: 241028849 BUSINESS ADDRESS: STREET 1: CIRA CENTRE, 2929 ARCH STREET STREET 2: 17TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19104-2870 BUSINESS PHONE: 215-701-9555 MAIL ADDRESS: STREET 1: CIRA CENTRE, 2929 ARCH STREET STREET 2: 17TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19104-2870 FORMER COMPANY: FORMER CONFORMED NAME: INSTITUTIONAL FINANCIAL MARKETS, INC. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: COHEN & Co INC. DATE OF NAME CHANGE: 20091216 FORMER COMPANY: FORMER CONFORMED NAME: ALESCO FINANCIAL INC DATE OF NAME CHANGE: 20061006 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Pooler Joseph W. Jr. CENTRAL INDEX KEY: 0001478247 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 2929 ARCH STREET STREET 2: 17TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19104-2870 144 1 primary_doc.xml 144 0001478247 XXXXXXXX LIVE 0001270436 Cohen & Co Inc. 001-32026 CIRA CENTRE, 2929 ARCH STREET 17TH FLOOR PHILADELPHIA PA 19104-2870 215-701-9555 Pooler Joseph W. Jr. Officer Common Wells Fargo Clearing Services

One North Jefferson Avenue St. Louis MO 63103

10000 115186.89 1926838 06/07/2024 NYSE Common 01/31/2018 Grant Issuer N 10000 01/31/2018 N/A Y The shares sold today were acquired from Grants between 1/31/2018 and 1/31/2024. 06/07/2024 Joseph W. Pooler Jr.