EX-32.1 4 ifmi-20170630xex32_1.htm EX-32.1 Ex 32.1

Exhibit 32.1

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report on Form 10-Q of Institutional Financial Markets, Inc. (the “Company”) for the three months ended June 30, 2017, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Lester R. Brafman, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

(1)The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

(2)The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.





 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Date: August 4, 2017

 

 

 

Signed:

 

/s/ LESTER R. BRAFMAN

 

 

 

 

Name:

 

Lester R. Brafman

 

 

 

 

Title:

 

Chief Executive Officer



 



DM3\3911316.1