SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form 8-K - Current report:
SEC Accession No. 0001193125-12-519280
Filing Date
2012-12-31
Accepted
2012-12-31 16:59:35
Documents
3
Period of Report
2012-12-28
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 FORM 8-K d460032d8k.htm 8-K 21702
2 ARTICLES SUPPLEMENTARY SERIES D VOTING NON-CONVERTIBLE PREFERRED STOCK d460032dex31.htm EX-3.1 23179
3 PREFERRED STOCK EXCHANGE AGREEMENT d460032dex101.htm EX-10.1 15301
  Complete submission text file 0001193125-12-519280.txt   61835
Mailing Address CIRA CENTRE, 2929 ARCH STREET 17TH FLOOR PHILADELPHIA PA 19104-2870
Business Address CIRA CENTRE, 2929 ARCH STREET 17TH FLOOR PHILADELPHIA PA 19104-2870 215-701-9555
INSTITUTIONAL FINANCIAL MARKETS, INC. (Filer) CIK: 0001270436 (see all company filings)

IRS No.: 161685692 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-32026 | Film No.: 121293935
SIC: 6211 Security Brokers, Dealers & Flotation Companies