EDGAR Filing Documents for 0001193125-10-052707

Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]:

SEC Accession No. 0001193125-10-052707

Filing Date

2010-03-10

Accepted

2010-03-10 16:55:53

Documents

Period of Report

2009-12-31

Document Format Files

Seq	Description	Document	Type	Size
1	FORM 10-K	d10k.htm	10-K	3298627
2	FORM OF SPECIMEN STOCK CERTIFICATE	dex41.htm	EX-4.1	6097
3	EMPLOYMENT AGREEMENT - CHRISTINE RICCIARDI	dex1019.htm	EX-10.19	53064
4	AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT - JOSEPH POOLER	dex1022.htm	EX-10.22	29086
5	OMNIBUS JOINDER AND AMENDMENT TO LOAN DOCUMENTS	dex1029.htm	EX-10.29	335861
6	THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT	dex1030.htm	EX-10.30	153544
7	EMPLOYMENT AGREEMENT - DANIEL G. COHEN	dex1036.htm	EX-10.36	53106
8	2010 EXECUTIVE OFFICERS' CASH BONUS PLAN	dex1037.htm	EX-10.37	33405
9	FORM OF AWARD FOR 2010 EXECUTIVE OFFICERS' CASH BONUS PLAN	dex1038.htm	EX-10.38	3878
10	FORM OF PROMISSORY NOTE	dex1039.htm	EX-10.39	38578
11	CODE OF CONDUCT	dex141.htm	EX-14.1	43603
12	LIST OF SUBSIDIARIES	dex21.htm	EX-21	26267
13	CONSENT OF GRANT THORNTON, LLP	dex231.htm	EX-23.1	1906
14	CONSENT OF GRANT THORNTON, LLP , INDEPENDENT AUDITORS REGARDING STRATEGOS	dex232.htm	EX-23.2	2291
15	CONSENT OF ERNST & YOUNG LLP	dex233.htm	EX-23.3	2467
16	SECTION 302 CEO CERTIFICATION	dex311.htm	EX-31.1	8681
17	SECTION 302 CFO CERTIFICATION	dex312.htm	EX-31.2	8435
18	SECTION 906 CEO CERTIFICATION	dex321.htm	EX-32.1	3822
19	SECTION 906 CFO CERTIFICATION	dex322.htm	EX-32.2	3618
20	FINANCIAL STATEMENTS OF BRIGADIER CAPITAL LP	dex991.htm	EX-99.1	147102
21	FINANCIAL STATEMENTS OF BRIGADIER CAPITAL MASTER FUND LTD.	dex992.htm	EX-99.2	399554
22	FINANCIAL STATEMENTS OF STRATEGOS DEEP VALUE MORTGAGE FUND LP	dex993.htm	EX-99.3	180098
23	FINANCIAL STATEMENTS OF STRATEGOS DEEP VALUE OFFSHORE MORTGAGE FUND LP	dex994.htm	EX-99.4	183115
24	FINANCIAL STATEMENTS OF DEEP VALUE MORTGAGE MASTER FUND, LTD.	dex995.htm	EX-99.5	96765
25	GRAPHIC	g52988g67s23.jpg	GRAPHIC	332140
26	GRAPHIC	g52988g79x55.jpg	GRAPHIC	210577
27	GRAPHIC	g52988tx_pg009.jpg	GRAPHIC	26335
28	GRAPHIC	g52988tx_pg010.jpg	GRAPHIC	21355
	Complete submission text file	0001193125-10-052707.txt		5928682

Mailing Address CIRA CENTRE, 2929 ARCH STREET 17TH FLOOR PHILADELPHIA PA 19104-2870

Business Address CIRA CENTRE, 2929 ARCH STREET 17TH FLOOR PHILADELPHIA PA 19104-2870 215-701-9555

COHEN & Co INC. (Filer) CIK: 0001270436 (see all company filings)