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Form 8-K - Current report:
SEC Accession No. 0001193125-09-254037
Filing Date
2009-12-17
Accepted
2009-12-16 17:32:37
Documents
9
Period of Report
2009-12-15
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 FORM 8-K d8k.htm 8-K 72614
2 ARTICLES OF AMENDMENT TO EFFECTUATE THE REVERSE STOCK SPLIT dex31.htm EX-3.1 6511
3 ARTICLES OF AMENDMENT TO SET PAR VALUE dex32.htm EX-3.2 5898
4 SERIES A VOTING CONVERTIBLE PREFERRED STOCK dex33.htm EX-3.3 24739
5 SERIES B VOTING NON-CONVERTIBLE PREFERRED STOCK dex34.htm EX-3.4 24980
6 ARTICLES OF AMENDMENT TO CHANGE NAME TO COHEN & COMPANY INC. dex35.htm EX-3.5 5582
7 LIMITED LIABILITY COMPANY AGREEMENT OF COHEN BROTHERS, LLC dex101.htm EX-10.1 207950
8 PRESS RELEASE DATED DECEMBER 15, 2009 dex991.htm EX-99.1 6354
9 PRESS RELEASE DATED DECEMBER 16, 2009 dex992.htm EX-99.2 10154
  Complete submission text file 0001193125-09-254037.txt   367216
Mailing Address CIRA CENTRE, 2929 ARCH STREET 17TH FLOOR PHILADELPHIA PA 19104-2870
Business Address CIRA CENTRE, 2929 ARCH STREET 17TH FLOOR PHILADELPHIA PA 19104-2870 215-701-9555
COHEN & Co INC. (Filer) CIK: 0001270436 (see all company filings)

IRS No.: 161685692 | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-32026 | Film No.: 091245460
SIC: 6798 Real Estate Investment Trusts