0001104659-24-010048.txt : 20240202
0001104659-24-010048.hdr.sgml : 20240202
20240202161730
ACCESSION NUMBER: 0001104659-24-010048
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240201
FILED AS OF DATE: 20240202
DATE AS OF CHANGE: 20240202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Listman Douglas
CENTRAL INDEX KEY: 0001478645
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32026
FILM NUMBER: 24591666
MAIL ADDRESS:
STREET 1: 2929 ARCH STREET
STREET 2: 17TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104-2870
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cohen & Co Inc.
CENTRAL INDEX KEY: 0001270436
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 161685692
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: CIRA CENTRE, 2929 ARCH STREET
STREET 2: 17TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104-2870
BUSINESS PHONE: 215-701-9555
MAIL ADDRESS:
STREET 1: CIRA CENTRE, 2929 ARCH STREET
STREET 2: 17TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104-2870
FORMER COMPANY:
FORMER CONFORMED NAME: INSTITUTIONAL FINANCIAL MARKETS, INC.
DATE OF NAME CHANGE: 20110121
FORMER COMPANY:
FORMER CONFORMED NAME: COHEN & Co INC.
DATE OF NAME CHANGE: 20091216
FORMER COMPANY:
FORMER CONFORMED NAME: ALESCO FINANCIAL INC
DATE OF NAME CHANGE: 20061006
4
1
tm244928-3_4.xml
OWNERSHIP DOCUMENT
X0508
4
2024-02-01
0
0001270436
Cohen & Co Inc.
COHN
0001478645
Listman Douglas
C/O COHEN & CO INC.,
2929 ARCH STREET, SUITE 1703
PHILADELPHIA
PA
19104-2870
0
1
0
0
Chief Accounting Officer
0
Common Stock, par value $0.01 per share
2024-02-01
4
F
0
1337
7.23
D
11997
D
Represents shares of common stock of Cohen & Company Inc. (the "Company") withheld by the Company to fund certain tax liabilities incurred by the reporting person in connection with the vesting, on January 31, 2024, of 3,333 shares of restricted stock granted to the reporting person by the Company pursuant to the Company's 2020 Long-Term Incentive Plan, as amended.
/s/ Douglas Listman
2024-02-02