-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J9k2df5CDTqnwfrFRWXdjsn0c1ndpIbvYxscaB7ZBXoiddIqSoThMthc+pYy0wOw YlQGVTqoD1LTY8yWg18wfQ== 0001193125-10-208055.txt : 20100910 0001193125-10-208055.hdr.sgml : 20100910 20100910152034 ACCESSION NUMBER: 0001193125-10-208055 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100910 DATE AS OF CHANGE: 20100910 GROUP MEMBERS: CORVINA HOLDINGS LIMITED GROUP MEMBERS: COUGAR INVESTMENTS LIMITED GROUP MEMBERS: DEUTSCHE BANK TRUSTEE SERVICES (GUERNSEY) LIMITED GROUP MEMBERS: GAMAY HOLDINGS LIMITED GROUP MEMBERS: PLOUGH INVESTMENTS LIMITED GROUP MEMBERS: RBC TRUSTEES (C.I.) LIMITED GROUP MEMBERS: RICHARD CHARLES NICHOLAS BRANSON GROUP MEMBERS: VIRGIN GROUP HOLDING LIMITED SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VIRGIN MEDIA INC. CENTRAL INDEX KEY: 0001270400 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 593778247 STATE OF INCORPORATION: DE FISCAL YEAR END: 0208 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79951 FILM NUMBER: 101066468 BUSINESS ADDRESS: STREET 1: 909 THIRD AVENUE STREET 2: SUITE 2863 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 00441256753762 MAIL ADDRESS: STREET 1: 160 GREAT PORTLAND STREET CITY: LONDON STATE: X0 ZIP: W1W 5QA FORMER COMPANY: FORMER CONFORMED NAME: NTL INC DATE OF NAME CHANGE: 20060315 FORMER COMPANY: FORMER CONFORMED NAME: TELEWEST GLOBAL INC DATE OF NAME CHANGE: 20031117 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Virgin Entertainment Investment Holdings LTD CENTRAL INDEX KEY: 0001368880 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: LA MOTTE CHAMBERS CITY: ST HELIER STATE: X0 ZIP: JE1 1BJ BUSINESS PHONE: 441534602000 MAIL ADDRESS: STREET 1: LA MOTTE CHAMBERS CITY: ST HELIER STATE: X0 ZIP: JE1 1BJ SC 13D/A 1 dsc13da.htm AMENDMENT NO. 6 TO SCHEDULE 13D Amendment No. 6 to Schedule 13D

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 6)*

 

 

Virgin Media Inc.

(Name of Issuer)

 

 

Common Stock, par value $0.01 per share

(Title of Class of Securities)

62941W101

(CUSIP Number)

Joshua Bayliss

Virgin Management S.A.

13, Cours de Rive

Geneva 1204

Switzerland

+41 22-819-0841

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

September 9, 2010

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ¨

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 62941W101

 

  1      

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

    Deutsche Bank Trustee Services (Guernsey) Limited*

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)   x

 

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS

 

    Not Applicable

   
  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Guernsey

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    

 

 

SOLE VOTING POWER

 

    0

 

  8    

 

 

SHARED VOTING POWER

 

    15,366,508

 

  9    

 

 

SOLE DISPOSITIVE POWER

 

    0

 

10

 

 

SHARED DISPOSITIVE POWER

 

    8,946,959

11      

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    15,366,508

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    4.6% of Common Stock (based on 331,911,102 shares of Common Stock of Virgin Media Inc. outstanding as of August 2, 2010 as reported on the Form 10-Q filed with the Securities and Exchange Commission on August 4, 2010)

   
14  

TYPE OF REPORTING PERSON

 

    OO

   

 

* Solely in its capacity as trustee for The Virgo Trust, The Libra Trust, The Jupiter Trust, The Mars Trust, the Venus Trust, The Leo Trust and The Gemini Trust.

 

2


CUSIP No. 62941W101

 

  1      

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

    RBC Trustees (C.I.) Limited*

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)   x

 

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS

 

    Not Applicable

   
  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Jersey

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    

 

 

SOLE VOTING POWER

 

    0

 

  8    

 

 

SHARED VOTING POWER

 

    15,366,508

 

  9    

 

 

SOLE DISPOSITIVE POWER

 

    0

 

10

 

 

SHARED DISPOSITIVE POWER

 

    8,946,959

11      

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    15,366,508

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    4.6% of Common Stock (based on 331,911,102 shares of Common Stock of Virgin Media Inc. outstanding as of August 2, 2010 as reported on the Form 10-Q filed with the Securities and Exchange Commission on August 4, 2010)

   
14  

TYPE OF REPORTING PERSON

 

    OO

   

 

* Solely in its capacity as trustee for The Aquarius Trust, The Aries Trust, The Capricorn Trust, The Pisces Trust and The Saturn Trust.

 

3


CUSIP No. 62941W101

 

  1      

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

    Cougar Investments Limited

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)   x

 

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS

 

    Not Applicable

   
  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Jersey

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    

 

 

SOLE VOTING POWER

 

    0

 

  8    

 

 

SHARED VOTING POWER

 

    15,366,508

 

  9    

 

 

SOLE DISPOSITIVE POWER

 

    0

 

10

 

 

SHARED DISPOSITIVE POWER

 

    8,946,959

11      

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    15,366,508

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    4.6% of Common Stock (based on 331,911,102 shares of Common Stock of Virgin Media Inc. outstanding as of August 2, 2010 as reported on the Form 10-Q filed with the Securities and Exchange Commission on August 4, 2010)

   
14  

TYPE OF REPORTING PERSON

 

    IV; OO

   

 

4


CUSIP No. 62941W101

 

  1      

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

    Plough Investments Limited

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)   x

 

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS

 

    Not Applicable

   
  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Jersey

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    

 

 

SOLE VOTING POWER

 

    0

 

  8    

 

 

SHARED VOTING POWER

 

    15,366,508

 

  9    

 

 

SOLE DISPOSITIVE POWER

 

    0

 

10

 

 

SHARED DISPOSITIVE POWER

 

    8,946,959

11      

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    15,366,508

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    4.6% of Common Stock (based on 331,911,102 shares of Common Stock of Virgin Media Inc. outstanding as of August 2, 2010 as reported on the Form 10-Q filed with the Securities and Exchange Commission on August 4, 2010)

   
14  

TYPE OF REPORTING PERSON

 

    IV; OO

   

 

5


CUSIP No. 62941W101

 

  1      

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

    Richard Charles Nicholas Branson

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)   x

 

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS

 

    Not Applicable

   
  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    United Kingdom

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    

 

 

SOLE VOTING POWER

 

    0

 

  8    

 

 

SHARED VOTING POWER

 

    15,366,508

 

  9    

 

 

SOLE DISPOSITIVE POWER

 

    0

 

10

 

 

SHARED DISPOSITIVE POWER

 

    8,946,959

11      

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    15,366,508

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    4.6% of Common Stock (based on 331,911,102 shares of Common Stock of Virgin Media Inc. outstanding as of August 2, 2010 as reported on the Form 10-Q filed with the Securities and Exchange Commission on August 4, 2010)

   
14  

TYPE OF REPORTING PERSON

 

    IN

   

 

6


CUSIP No. 62941W101

 

  1      

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

    Gamay Holdings Limited

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)   x

 

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS

 

    Not Applicable

   
  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    

 

 

SOLE VOTING POWER

 

    0

 

  8    

 

 

SHARED VOTING POWER

 

    15,366,508

 

  9    

 

 

SOLE DISPOSITIVE POWER

 

    0

 

10

 

 

SHARED DISPOSITIVE POWER

 

    8,946,959

11      

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    15,366,508

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    4.6% of Common Stock (based on 331,911,102 shares of Common Stock of Virgin Media Inc. outstanding as of August 2, 2010 as reported on the Form 10-Q filed with the Securities and Exchange Commission on August 4, 2010)

   
14  

TYPE OF REPORTING PERSON

 

    HC; CO

   

 

7


CUSIP No. 62941W101

 

  1      

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

    Virgin Group Holdings Limited

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)   x

 

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS

 

    Not Applicable

   
  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    

 

 

SOLE VOTING POWER

 

    0

 

  8    

 

 

SHARED VOTING POWER

 

    15,366,508

 

  9    

 

 

SOLE DISPOSITIVE POWER

 

    0

 

10

 

 

SHARED DISPOSITIVE POWER

 

    8,946,959

11      

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    15,366,508

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    4.6% of Common Stock (based on 331,911,102 shares of Common Stock of Virgin Media Inc. outstanding as of August 2, 2010 as reported on the Form 10-Q filed with the Securities and Exchange Commission on August 4, 2010)

   
14  

TYPE OF REPORTING PERSON

 

    HC; CO

   

 

8


CUSIP No. 62941W101

 

  1      

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

    Corvina Holdings Limited

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)   x

 

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS

 

    Not Applicable

   
  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    

 

 

SOLE VOTING POWER

 

    15,366,508

 

  8    

 

 

SHARED VOTING POWER

 

    0

 

  9    

 

 

SOLE DISPOSITIVE POWER

 

    0

 

10

 

 

SHARED DISPOSITIVE POWER

 

    8,946,959

11      

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    15,366,508

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    4.6% of Common Stock (based on 331,911,102 shares of Common Stock of Virgin Media Inc. outstanding as of August 2, 2010 as reported on the Form 10-Q filed with the Securities and Exchange Commission on August 4, 2010)

   
14  

TYPE OF REPORTING PERSON

 

    HC; CO

   

 

9


CUSIP No. 62941W101

 

  1      

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

    Virgin Entertainment Investment Holdings Limited

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)   x

 

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS

 

    Not Applicable

   
  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    

 

 

SOLE VOTING POWER

 

    15,366,508

 

  8    

 

 

SHARED VOTING POWER

 

    0

 

  9    

 

 

SOLE DISPOSITIVE POWER

 

    0

 

10

 

 

SHARED DISPOSITIVE POWER

 

    8,946,959

11      

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    15,366,508

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    4.6% of Common Stock (based on 331,911,102 shares of Common Stock of Virgin Media Inc. outstanding as of August 2, 2010 as reported on the Form 10-Q filed with the Securities and Exchange Commission on August 4, 2010)

   
14  

TYPE OF REPORTING PERSON

 

    HC; CO

   

 

10


Amendment No. 6 to Statement on Schedule 13D

This Amendment No. 6 to the statement on Schedule 13D supplementally amends the initial statement on Schedule 13D filed by the Reporting Persons (as defined in Item 2 of such initial statement) with the Securities and Exchange Commission (the “SEC”) on July 14, 2006, as amended by Amendment No. 1 to the statement on Schedule 13D filed with the SEC on June 6, 2007, Amendment No. 2 to the statement on Schedule 13D filed with the SEC on December 15, 2008, Amendment No. 3 to the statement on Schedule 13D filed with the SEC on May 14, 2009, Amendment No. 4 to the statement on Schedule 13D filed with the SEC on September 10, 2009 and Amendment No. 5 to the statement on Schedule 13D filed with the SEC on December 11, 2009 (as so amended, the “Schedule 13D”). This Amendment No. 6 is being filed by the Reporting Persons (as defined in Item 2 of the Schedule 13D) to report the settlement of the prepaid variable forward arrangement previously reported as entered into by VEIHL with Credit Suisse International on September 9, 2009 with respect to 8,574,000 shares of Common Stock. Capitalized terms used but not defined herein shall have the meaning ascribed to them in the Schedule 13D. The Schedule 13D is supplementally amended as follows:

 

Item 2. Identity and Background

Annex B to the Schedule 13D, which is a listing of the directors and executive officers of each of the Reporting Persons (the “Covered Persons”) as well as the business address, present principal occupation or employment and citizenship of each of the Covered Persons, is hereby amended and restated in its entirety as set forth in Annex B to this Amendment No. 6 to the Schedule 13D. The statements made by the Covered Persons under Item 2 and each other item of the Schedule 13D are hereby restated as if made on the date of this Amendment No. 6 to the Schedule 13D.

 

Item 5. Interests in Securities of the Issuer

Item 5(a), Item 5(b) and Item 5(c) of the Schedule 13D are hereby amended and restated in their entirety as follows:

(a)-(b) As of the filing date of this Amendment No. 6, each of the Reporting Persons may be deemed to have: (i) beneficial ownership (within the meaning of Rule 13d-3 under the Exchange Act); (ii) other than VEIHL and Corvina, shared power to vote or direct the voting; and (iii) shared power to dispose of or direct the disposition of 15,366,508 shares of Common Stock (representing 4.6% of the 331,911,102 shares of Common Stock outstanding as of August 2, 2010 as reported on the Form 10-Q filed by the Company with the SEC on August 4, 2010) for the reasons set forth below. VEIHL and Corvina may be deemed to have sole power to vote or direct the voting of such shares of Common Stock for the reasons set forth below and in Item 2 above. As described in Item 6 hereof, 6,419,549 shares of Common Stock remain subject to the Additional Forward Agreement (as defined in Item 6 hereof). The Reporting Persons have retained all voting rights with respect to these shares and accordingly continue to be deemed the beneficial owners of such shares. As a result of the pledges entered into in connection with the Additional Forward Agreement, however, the Reporting Persons do not have dispositive power with respect to the Additional Pledged Shares (as defined in Item 6 hereof).

Each of the Reporting Persons other than VEIHL does not directly own any shares of Common Stock. However, each of the Reporting Persons has the ability to direct the management, business and affairs of its wholly-owned subsidiary, including with respect to voting, or disposal, of the Common Stock held by VEIHL. VEIHL, which directly holds the shares of Common Stock, has the direct power to vote and dispose of such shares. The Reporting Persons’ ability to dispose of shares of Common Stock is subject to the terms of the Investment Agreement and to the Additional Forward Agreement. The information set forth in Item 6 hereof is hereby incorporated by reference into this Item 5.

(c) Other than as described in Item 6 hereof, there have been no transactions effected with respect to shares of Common Stock during the past 60 days by any of the Reporting Persons or, to the best of their knowledge, the Covered Persons.

 

11


Item 5 of the Schedule 13D is hereby further amended and supplemented by adding the following Item 5(e):

(e) The Reporting Persons ceased to be the beneficial owners of more than five percent of the outstanding Common Stock on September 9, 2010.

 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

Item 6 of the Schedule 13D is hereby supplemented and amended to add the following information to the end thereof:

On September 9, 2010, VEIHL settled the Forward Agreement by delivering 6,046,591 shares of the 8,574,000 shares of Common Stock underlying the Forward Agreement to the unaffiliated third party. VEIHL retained the balance of the shares of Common Stock underlying the Forward Agreement upon settlement. As of September 9, 2010, VEIHL has no further obligations under the Forward Agreement.

 

12


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: September 10, 2010

 

Virgin Entertainment Investment Holdings Limited

/S/    PAUL FAUVEL        

Name:   Paul Fauvel
Title:   Director
Corvina Holdings Limited

/S/    PAUL FAUVEL        

Name:   Paul Fauvel
Title:   Director
Gamay Holdings Limited

/S/    PAUL FAUVEL        

Name:   Paul Fauvel
Title:   Director
Virgin Group Holdings Limited

/S/    PAUL FAUVEL        

Name:   Paul Fauvel
Title:   Director

/S/    RICHARD BRANSON        

  Sir Richard Branson
Cougar Investments Limited

/S/    ALISON JANE RENOUF        

Name:   Alison Jane Renouf
Title:   Director

/S/    TRACY MARTEL        

Name:   Tracy Martel
Title:   Director


Plough Investments Limited

/S/    ALISON JANE RENOUF        

Name:   Alison Jane Renouf
Title:   Director

/S/    TRACY MARTEL        

Name:   Tracy Martel
Title:   Director
RBC Trustees (C.I.) Limited (as trustee for the RBC Trusts)

/S/    PAUL FAUVEL        

Name:   Paul Fauvel
Title:   Authorized Signatory
Deutsche Bank Trustee Services (Guernsey) Limited

/S/    ALISON JANE RENOUF        

Name:   Alison Jane Renouf
Title:   Director

/S/    TRACY MARTEL        

Name:   Tracy Martel
Title:   Authorized Signatory


ANNEX B

Directors and Officers of Deutsche Bank Trustee Services (Guernsey) Limited

 

Name/Title

  

Principal Occupation

  

Business Address

  

Citizenship

A. Brian Conway    Managing Director   

Lefebvre Court

Lefebvre Street

St Peter Port

Guernsey GYI 3WT

   Canada
Matthew J. Hemans    Vice President   

Lefebvre Court

Lefebvre Street

St Peter Port

Guernsey GY1 3WT

   UK
Elizabeth C. B. Dorsch    Director   

Lefebvre Court

Lefebvre Street

St Peter Port

Guernsey GY1 3WT

   Canada
Alison Jane Renouf    Director   

Lefebvre Court

Lefebvre Street

St Peter Port

Guernsey GY1 3WT

   Guernsey
Aaron P. Mullins    Director   

Lefebvre Court

Lefebvre Street

St Peter Port

Guernsey GY1 3WT

   Guernsey


Directors and Officers of RBC Trustees (C.I.) Limited

 

Name/Title

  

Principal Occupation

  

Business Address

  

Citizenship

Graham Arthur Huelin    Trust Director   

Le Gallais Chambers

19-21 Bath Street

St Helier, Jersey C.I. JE1 8PB

   UK
Lindsay Jane Ozanne    Director   

PO Box 48, Canada Court,

St Peter Port, GY1 3BQ, Guernsey C.I.

   UK
Alison Creed    Director   

19-21 Broad Street

St Helier, Jersey C.I. JE1 8PB

   UK
Alan George Pearce    Managing Director   

PO Box 48, Canada Court,

St Peter Port, GY1 3BQ, Guernsey C.I.

   UK
Stephen Romeril    Managing Director   

Le Gallais Chambers

19-21 Bath Street

St Helier, Jersey C.I. JE1 8PB

   UK


Directors and Officers of Cougar Investments Limited

 

Name/Title

  

Principal Occupation

  

Business Address

  

Citizenship

Alison Jane Renouf    Senior Associate Director   

Lefebvre Court

Lefebvre Street

St Peter Port

Guernsey GY1 3WT

   Guernsey
Aaron P. Mullins    Director   

Lefebvre Court

Lefebvre Street

St Peter Port

Guernsey GY1 3WT

   Guernsey
Tracy Martel    Trust Manager   

Lefebvre Court

Lefebvre Street

St Peter Port

Guernsey GY1 3WT

   Guernsey

Adaliz Lavarello

Alternate Director to Tracy Martel

   Trust Director   

Lefebvre Court

Lefebvre Street

St Peter Port

Guernsey GY1 3WT

   Guernsey

Alison Guilbert

Alternate Director to Aaron P. Mullins

   Trust Manager   

Lefebvre Court

Lefebvre Street

St Peter Port

Guernsey GY1 3WT

   Guernsey

Jonathan Kirby

Alternate Director to Alison Jane Renouf

   Trust Assistant Manager   

Lefebvre Court

Lefebvre Street

St Peter Port

Guernsey GY1 3WT

   UK


Directors and Officers of Plough Investments Limited

 

Name/Title

  

Principal Occupation

  

Business Address

  

Citizenship

Alison Jane Renouf    Director   

Lefebvre Court

Lefebvre Street

St Peter Port

Guernsey GY1 3WT

   Guernsey
Aaron P. Mullins    Director   

Lefebvre Court

Lefebvre Street

St Peter Port

Guernsey GY1 3WT

   Guernsey
Tracy Martel    Trust Manager   

Lefebvre Court

Lefebvre Street

St Peter Port

Guernsey GY1 3WT

   Guernsey
Adaliz Lavarello Alternate Director to Tracy Martel    Trust Manager   

Lefebvre Court

Lefebvre Street

St Peter Port

Guernsey GY1 3WT

   Guernsey
Alison Guilbert Alternate Director to Aaron P. Mullins    Trust Manager   

Lefebvre Court

Lefebvre Street

St Peter Port

Guernsey GY1 3WT

   Guernsey
Jonathan Kirby Alternate Director to Alison Jane Renouf    Trust Assistant Manager   

Lefebvre Court

Lefebvre Street

St Peter Port

Guernsey GY1 3WT

   UK


Directors and Officers of Gamay Holdings Limited

 

Name/Title

  

Principal Occupation

  

Business Address

  

Citizenship

Mark Poole

Director

   CFO of Virgin Group   

Virgin Investments S.A.

13, Cours de Rive

Geneva 1204

Switzerland

   UK

Stephen Thomas Matthew Murphy

Director

   CEO of Virgin Group   

Virgin Investments S.A.

13, Cours de Rive

Geneva 1204

Switzerland

   UK

Paul Fauvel

Director

   Associate Trust Director   

RBC Trust Company

(International) Limited

La Motte Chambers

St. Helier

Jersey, JE1 1BJ

   UK

Alison Jane Renouf

Director

   Director   

Deutsche Bank Trustee

Services

(Guernsey) Limited

PO Box 424, Lefebvre

Court, Lefebvre Street,

St. Peter Port

Guernsey GY1 3WT

   Guernsey

Ian Keith Cuming

Alternate Director to Paul Fauvel

   Trust Director   

RBC Trust Company

(International) Limited

La Motte Chambers

St. Helier

Jersey, JE1 1BJ

   UK

Henry Kierulf

Alternate Director to Paul Fauvel

   Trust Director   

RBC Trust Company

(International) Limited

La Motte Chambers

St. Helier Jersey,

JE1 1BJ

   UK

Andreas Tautscher

Alternate Director to

Mark Poole and/or Alison Jane Renouf

   Trust Director   

Deutsche Bank Trustee

Services

(Guernsey) Limited

PO Box 424,

Lefebvre Court Lefebvre Street,

St Peter Port

Guernsey, GY1 3WT

   UK

Aaron P. Mullins

Alternate Director to

Mark Poole and/or

Alison Jane Renouf

   Director   

Deutsche Bank Trustee

Services

(Guernsey) Limited

PO Box 424, Lefebvre

Court, Lefebvre Street,

St. Peter Port

Guernsey, GW1 3WT

   Guernsey


Directors and Officers of Virgin Group Holdings Limited

 

Name/Title

  

Principal Occupation

  

Business Address

  

Citizenship

Peter Michael Norris

Director

   Non-Executive Chairman of Virgin Group   

Virgin Management Ltd.

The School House

50 Brook Green

London W6 7RR

United Kingdom

   UK

Stephen Thomas

Matthew Murphy

Director

   CEO of Virgin Group   

Virgin Investments S.A.

13, Cours de Rive

Geneva 1204

Switzerland

   UK

Mark Poole

Director

   CFO of Virgin Group   

Virgin Investments S.A.

13, Cours de Rive

Geneva 1204

Switzerland

   UK

Claudio Costamagna

Director

   Director   

Via Sommaruga Giuseppe

20123 Milan

Italy

   Italy

Alison Jane Renouf

Director

   Director   

Deutsche Bank Trustee Services

(Guernsey) Limited

PO Box 424, Lefebvre Court,

Lefebvre Street, St Peter Port

Guernsey GY1 3WT

   Guernsey
Paul Fauvel    Associate Trust Director   

RBC Trust Company (International) Limited

La Motte Chambers, St. Helier, Jersey, JE1 1BJ

   UK

Ian Keith Cuming

Alternate Director to Paul Fauvel and/or Henry Kierulf

   Trust Director   

RBC Trust Company (International) Limited

La Motte Chambers, St. Helier, Jersey, JE1 1BJ

   UK
Henry Kierulf    Trust Director   

RBC Trust Company (International) Limited

La Motte Chambers, St. Helier, Jersey, JE1 1BJ

   UK

Andreas Tautscher

Director and Alternate Director to Mark Poole

   Trust Director   

Deutsche Bank Trustee Services

(Guernsey) Limited

PO Box 424, Lefebvre Court,

Lefebvre Street, St Peter Port

Guernsey GY1 3WT

   UK

Aaron P. Mullins

Alternate Director to

Andreas Tautscher

and/or Mark Poole

and/or Alison Jane Renouf

   Director   

Deutsche Bank Trustee Services

(Guernsey) Limited

PO Box 424, Lefebvre Court,

Lefebvre Street, St Peter Port

Guernsey GY1 3WT

   Guernsey


Directors and Officers of Corvina Holdings Limited

 

Name/Title

  

Principal Occupation

  

Business Address

  

Citizenship

Mark Poole

Director

   CFO of Virgin Group   

Virgin Investments S.A.

13, Cours de Rive

Geneva 1204

Switzerland

   UK

Paul Fauvel

Director

   Associate Trust Director   

RBC Trust Company (International) Limited

La Motte Chambers

St. Helier

Jersey, JE1 1BJ

   UK

Alison Jane Renouf

Director

   Director   

Deutsche Bank Trustee Services

(Guernsey) Limited

PO Box 424, Lefebvre Court,

Lefebvre Street, St Peter Port

Guernsey GY1 3WT

   Guernsey

Stephen Thomas Matthew Murphy

Director

   CEO of Virgin Group   

Virgin Investments

S.A. 13, Cours de Rive

Geneva 1204 Switzerland

   UK

Ian Keith Cuming

Alternate Director to Paul Fauvel

   Trust Director   

RBC Trust Company (International) Limited

La Motte Chambers

St. Helier

Jersey, JE1 1BJ

   UK

Henry Kierulf

Alternate Director to Paul Fauvel

   Trust Director   

RBC Trust Company (International) Limited

La Motte Chambers

St. Helier

Jersey, JE1 1BJ

   UK

Andreas Tautscher

Alternate Director to

Mark Poole and/or Alison Jane Renouf

   Trust Director   

Deutsche Bank Trustee Services

(Guernsey) Limited

PO Box 424, Lefebvre Court

Lefebvre Street, St Peter Port

Guernsey, GY1 3WT

   UK

Aaron P. Mullins

Alternate Director to

Mark Poole and/or

Alison Jane Renouf

   Director   

Deutsche Bank Trustee Services

(Guernsey) Limited

PO Box 424, Lefebvre Court,

Lefebvre Street, St Peter Port

Guernsey, GW1 3WT

   Guernsey


Directors and Officers of Virgin Entertainment Investment Holdings Limited

 

Name/Title

   Principal Occupation   

Business Address

   Citizenship

Mark Poole

Director

   CFO of Virgin Group   

Virgin Investments S.A.

13, Cours de Rive

Geneva 1204

Switzerland

   UK

Paul Fauvel

Director

   Associate Trust Director   

RBC Trust Company (International) Limited

La Motte Chambers, St. Helier,

Jersey, JE1 1BJ

   UK

Alison Jane Renouf

Director

   Senior Associate
Director
  

Deutsche Bank Trustee Services

(Guernsey) Limited

PO Box 424, Lefebvre Court,

Lefebvre Street,

St Peter Port

Guernsey GY1 3WT

   UK

Stephen Thomas Matthew Murphy

Director

   CEO of Virgin Group   

Virgin Investments S.A.

13, Cours de Rive

Geneva 1204

Switzerland

   UK

Andreas Tautscher

Alternate Director to Alison Jane Renouf and/or Mark Poole

   Trust Director   

Deutsche Bank Trustee Services

(Guernsey) Limited

PO Box 424, Lefebvre Court

Lefebvre Street, St Peter Port

Guernsey, GY1 3WT

   Austria

Henry Kierulf

Alternate Director to Paul Fauvel

   Trust Director   

RBC Trust Company (International) Limited

La Motte Chambers

St. Helier

Jersey, JE1 1BJ

   UK

Ian Cuming

Alternate Director to Paul Fauvel

   Trust Director   

RBC Trust Company (International) Limited

La Motte Chambers

St. Helier

Jersey, JE1 1BJ

   UK

Aaron P. Mullins

Alternate Director to Mark Poole and/or Alison Jane Renouf

   Director   

Deutsche Bank Trustee Services

(Guernsey) Limited

PO Box 424, Lefebvre Court

Lefebvre Street, St Peter Port

Guernsey, GW1 3WT

   Guernsey
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