0000950170-23-069349.txt : 20231211 0000950170-23-069349.hdr.sgml : 20231211 20231211153910 ACCESSION NUMBER: 0000950170-23-069349 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231207 FILED AS OF DATE: 20231211 DATE AS OF CHANGE: 20231211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NAUDON CARLOS P CENTRAL INDEX KEY: 0001270273 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41255 FILM NUMBER: 231477982 MAIL ADDRESS: STREET 1: 70 WEST 36TH STREET STREET 2: SUITE 604 CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ponce Financial Group, Inc. CENTRAL INDEX KEY: 0001874071 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2244 WESTCHESTER AVE CITY: BRONX STATE: NY ZIP: 10462 BUSINESS PHONE: 718-931-9000EXT.1168 MAIL ADDRESS: STREET 1: 2244 WESTCHESTER AVE CITY: BRONX STATE: NY ZIP: 10462 4 1 ownership.xml 4 X0508 4 2023-12-07 0001874071 Ponce Financial Group, Inc. PDLB 0001270273 NAUDON CARLOS P 2244 WESTCHESTER AVENUE BRONX NY 10462 true true false false President & CEO false Common Stock 2023-12-07 4 A false 211476 10.33 A 458743 D Common Stock 89869 I By IRA Common Stock 20000 I By Banking Spectrum Inc. Common Stock 12767 I By ESOP Premium Stock Options 10.33 2023-12-07 4 A false 24000 10.33 A 2024-12-07 2033-12-06 Common Stock 24000 24000 D Premium Stock Options 10.52 2023-12-07 4 A false 24000 10.52 A 2025-12-07 2033-12-06 Common Stock 24000 48000 D Premium Stock Options 10.70 2023-12-07 4 A false 24000 10.70 A 2026-12-07 2033-12-06 Common Stock 24000 72000 D Premium Stock Options 10.89 2023-12-07 4 A false 24000 10.89 A 2027-12-07 2033-12-06 Common Stock 24000 96000 D Premium Stock Options 11.08 2023-12-07 4 A false 24000 11.08 A 2028-12-07 2033-12-06 Common Stock 24000 120000 D Stock Options 9.15 2019-12-04 2028-12-03 Common Stock 62209 62209 D Shares of restricted stock units vest annually at a rate of 20% per year commencing on December 7, 2024. Includes 10,852 shares of restricted stock units, of which 5,425 shares vest on April 1, 2024 and 5,427 shares vest on April 1, 2025. Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report Stock Options vest annually at a rate of 20% per year commencing on December 4, 2019 /s/Frank Perez, as attorney in fact 2023-12-11