0000950170-23-069349.txt : 20231211
0000950170-23-069349.hdr.sgml : 20231211
20231211153910
ACCESSION NUMBER: 0000950170-23-069349
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231207
FILED AS OF DATE: 20231211
DATE AS OF CHANGE: 20231211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NAUDON CARLOS P
CENTRAL INDEX KEY: 0001270273
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41255
FILM NUMBER: 231477982
MAIL ADDRESS:
STREET 1: 70 WEST 36TH STREET
STREET 2: SUITE 604
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ponce Financial Group, Inc.
CENTRAL INDEX KEY: 0001874071
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2244 WESTCHESTER AVE
CITY: BRONX
STATE: NY
ZIP: 10462
BUSINESS PHONE: 718-931-9000EXT.1168
MAIL ADDRESS:
STREET 1: 2244 WESTCHESTER AVE
CITY: BRONX
STATE: NY
ZIP: 10462
4
1
ownership.xml
4
X0508
4
2023-12-07
0001874071
Ponce Financial Group, Inc.
PDLB
0001270273
NAUDON CARLOS P
2244 WESTCHESTER AVENUE
BRONX
NY
10462
true
true
false
false
President & CEO
false
Common Stock
2023-12-07
4
A
false
211476
10.33
A
458743
D
Common Stock
89869
I
By IRA
Common Stock
20000
I
By Banking Spectrum Inc.
Common Stock
12767
I
By ESOP
Premium Stock Options
10.33
2023-12-07
4
A
false
24000
10.33
A
2024-12-07
2033-12-06
Common Stock
24000
24000
D
Premium Stock Options
10.52
2023-12-07
4
A
false
24000
10.52
A
2025-12-07
2033-12-06
Common Stock
24000
48000
D
Premium Stock Options
10.70
2023-12-07
4
A
false
24000
10.70
A
2026-12-07
2033-12-06
Common Stock
24000
72000
D
Premium Stock Options
10.89
2023-12-07
4
A
false
24000
10.89
A
2027-12-07
2033-12-06
Common Stock
24000
96000
D
Premium Stock Options
11.08
2023-12-07
4
A
false
24000
11.08
A
2028-12-07
2033-12-06
Common Stock
24000
120000
D
Stock Options
9.15
2019-12-04
2028-12-03
Common Stock
62209
62209
D
Shares of restricted stock units vest annually at a rate of 20% per year commencing on December 7, 2024.
Includes 10,852 shares of restricted stock units, of which 5,425 shares vest on April 1, 2024 and 5,427 shares vest on April 1, 2025.
Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report
Stock Options vest annually at a rate of 20% per year commencing on December 4, 2019
/s/Frank Perez, as attorney in fact
2023-12-11