0001144204-14-022268.txt : 20140411
0001144204-14-022268.hdr.sgml : 20140411
20140411210252
ACCESSION NUMBER: 0001144204-14-022268
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140409
FILED AS OF DATE: 20140411
DATE AS OF CHANGE: 20140411
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTERCEPT PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001270073
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 223868459
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 450 W. 15TH STREET
STREET 2: SUITE 505
CITY: NEW YORK
STATE: NY
ZIP: 10011
BUSINESS PHONE: 646-747-1000
MAIL ADDRESS:
STREET 1: 450 W. 15TH STREET
STREET 2: SUITE 505
CITY: New York
STATE: NY
ZIP: 10011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Genextra S.p.A.
CENTRAL INDEX KEY: 0001559515
STATE OF INCORPORATION: L6
FISCAL YEAR END: 1212
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35668
FILM NUMBER: 14761248
BUSINESS ADDRESS:
STREET 1: VIA G. DE GRASSI, 11
CITY: MILAN
STATE: L6
ZIP: 20123
BUSINESS PHONE: 390236515110
MAIL ADDRESS:
STREET 1: VIA G. DE GRASSI, 11
CITY: MILAN
STATE: L6
ZIP: 20123
4
1
v374649_4.xml
OWNERSHIP DOCUMENT
X0306
4
2014-04-09
0
0001270073
INTERCEPT PHARMACEUTICALS INC
ICPT
0001559515
Genextra S.p.A.
VIA G. DE GRASSI, 11
MILAN
L6
20123
ITALY
0
0
1
0
Common Stock
2014-04-09
4
S
0
318695
320.00
D
5620195
D
Common Stock
2014-04-10
4
X
0
865381
10.40
A
6485576
D
Common Stock
2014-04-10
4
S
0
30623
293.91
D
6454953
D
Warrant to Purchase Common Stock
10.40
2014-04-10
4
X
0
865381
0
D
2015-01-20
Common Stock
865381
0
D
Represents shares of common stock sold by Genextra S.p.A. in a secondary offering pursuant to a registration statement on Form S-3 (File No. 333-194974) that was completed on April 9, 2014.
Warrant to purchase an aggregate of 865,381 shares of common stock was exercised on a cashless basis by Genextra S.p.A. on April 10, 2014, resulting in the issuance by the Issuer of an aggregate of 834,758 shares of common stock based on a fair market value of $293.91 per share, as determined by the average of the high ($301.80) and low ($286.01) trading price on April 9, 2014, the trading day immediately preceding the date of exercise.
This warrant is immediately exercisable.
/s/ Per B. Chilstrom, attorney-in-fact for Mr. Francesco Micheli
2014-04-11