0001144204-14-022268.txt : 20140411 0001144204-14-022268.hdr.sgml : 20140411 20140411210252 ACCESSION NUMBER: 0001144204-14-022268 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140409 FILED AS OF DATE: 20140411 DATE AS OF CHANGE: 20140411 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERCEPT PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001270073 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 223868459 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 450 W. 15TH STREET STREET 2: SUITE 505 CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 646-747-1000 MAIL ADDRESS: STREET 1: 450 W. 15TH STREET STREET 2: SUITE 505 CITY: New York STATE: NY ZIP: 10011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Genextra S.p.A. CENTRAL INDEX KEY: 0001559515 STATE OF INCORPORATION: L6 FISCAL YEAR END: 1212 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35668 FILM NUMBER: 14761248 BUSINESS ADDRESS: STREET 1: VIA G. DE GRASSI, 11 CITY: MILAN STATE: L6 ZIP: 20123 BUSINESS PHONE: 390236515110 MAIL ADDRESS: STREET 1: VIA G. DE GRASSI, 11 CITY: MILAN STATE: L6 ZIP: 20123 4 1 v374649_4.xml OWNERSHIP DOCUMENT X0306 4 2014-04-09 0 0001270073 INTERCEPT PHARMACEUTICALS INC ICPT 0001559515 Genextra S.p.A. VIA G. DE GRASSI, 11 MILAN L6 20123 ITALY 0 0 1 0 Common Stock 2014-04-09 4 S 0 318695 320.00 D 5620195 D Common Stock 2014-04-10 4 X 0 865381 10.40 A 6485576 D Common Stock 2014-04-10 4 S 0 30623 293.91 D 6454953 D Warrant to Purchase Common Stock 10.40 2014-04-10 4 X 0 865381 0 D 2015-01-20 Common Stock 865381 0 D Represents shares of common stock sold by Genextra S.p.A. in a secondary offering pursuant to a registration statement on Form S-3 (File No. 333-194974) that was completed on April 9, 2014. Warrant to purchase an aggregate of 865,381 shares of common stock was exercised on a cashless basis by Genextra S.p.A. on April 10, 2014, resulting in the issuance by the Issuer of an aggregate of 834,758 shares of common stock based on a fair market value of $293.91 per share, as determined by the average of the high ($301.80) and low ($286.01) trading price on April 9, 2014, the trading day immediately preceding the date of exercise. This warrant is immediately exercisable. /s/ Per B. Chilstrom, attorney-in-fact for Mr. Francesco Micheli 2014-04-11