The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLSTATE CORP | COM | 020002101 | 391 | 6,302 | SH | OTR | 6,302 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 349 | 3,313 | SH | OTR | 3,062 | 0 | 251 | ||
BARCLAYS BK PLC | DJUBS CMDT ETN36 | 06738C778 | 10,797 | 502,889 | SH | SOLE | 471,559 | 0 | 31,330 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 791 | 4 | SH | OTR | 4 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 201 | 1,525 | SH | OTR | 1,525 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 213 | 2,182 | SH | OTR | 2,182 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 102 | 10,425 | SH | OTR | 10,425 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 202 | 1,925 | SH | OTR | 1,925 | 0 | 0 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 360 | 5,400 | SH | OTR | 5,400 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231g102 | 1,426 | 18,297 | SH | OTR | 18,297 | 0 | 0 | ||
FIRST NIAGARA FINL GP INC | COM | 33582V108 | 4,525 | 417,040 | SH | OTR | 2,577 | 0 | 414,463 | ||
FIRST TR EXCHANGE TRADED FD | SENIOR LN FD | 33738D309 | 7,963 | 169,885 | SH | SOLE | 169,885 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 319 | 10,247 | SH | OTR | 10,247 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 243 | 7,049 | SH | OTR | 7,049 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 1,576 | 154,025 | SH | SOLE | 154,025 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 34,270 | 870,011 | SH | SOLE | 846,736 | 0 | 23,275 | ||
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 324 | 3,271 | SH | SOLE | 3,251 | 0 | 20 | ||
ISHARES TR | 1-3 YR CR BD ETF | 464288646 | 5,318 | 50,841 | SH | SOLE | 50,316 | 0 | 525 | ||
ISHARES TR | 1-3 YR TR BD ETF | 464287457 | 1,346 | 15,950 | SH | SOLE | 15,950 | 0 | 0 | ||
ISHARES TR | 3-7 YR TR BD ETF | 464288661 | 1,946 | 15,870 | SH | SOLE | 15,870 | 0 | 0 | ||
ISHARES TR | AGENCY BOND ETF | 464288166 | 1,499 | 13,250 | SH | SOLE | 13,250 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 95,841 | 1,762,431 | SH | SOLE | 1,762,061 | 0 | 370 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 136,127 | 977,080 | SH | SOLE | 966,265 | 0 | 10,815 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 114,759 | 1,042,218 | SH | SOLE | 1,031,863 | 0 | 10,355 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 264,241 | 1,289,798 | SH | SOLE | 1,258,688 | 0 | 31,110 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 5,321 | 49,268 | SH | SOLE | 48,793 | 0 | 475 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 2,223 | 44,505 | SH | SOLE | 43,925 | 0 | 580 | ||
ISHARES TR | EAFE VALUE ETF | 464288877 | 2,822 | 60,653 | SH | SOLE | 58,878 | 0 | 1,775 | ||
ISHARES TR | FLTG RATE BD ETF | 46429B655 | 54,130 | 1,073,165 | SH | SOLE | 1,054,320 | 0 | 18,845 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,938 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
ISHARES TR | INTL TREA BD ETF | 464288117 | 1,819 | 20,290 | SH | SOLE | 20,290 | 0 | 0 | ||
ISHARES TR | INTRM GOV/CR ETF | 464288612 | 280 | 2,550 | SH | SOLE | 2,550 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 496 | 4,610 | SH | SOLE | 4,610 | 0 | 0 | ||
ISHARES TR | MICRO-CAP ETF | 464288869 | 12,174 | 168,849 | SH | SOLE | 166,272 | 0 | 2,577 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 25,749 | 438,501 | SH | SOLE | 432,456 | 0 | 6,045 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 244 | 7,565 | SH | SOLE | 7,565 | 0 | 0 | ||
ISHARES TR | NY AMTFRE MU ETF | 464288323 | 2,101 | 18,775 | SH | SOLE | 13,875 | 0 | 4,900 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,796 | 18,055 | SH | SOLE | 18,055 | 0 | 0 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 453 | 3,255 | SH | SOLE | 3,255 | 0 | 0 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 358 | 3,890 | SH | SOLE | 3,890 | 0 | 0 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 657 | 7,150 | SH | SOLE | 7,150 | 0 | 0 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 350 | 5,100 | SH | SOLE | 5,100 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 208 | 1,850 | SH | SOLE | 1,850 | 0 | 0 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 1,786 | 15,422 | SH | SOLE | 14,897 | 0 | 525 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 13,138 | 148,404 | SH | SOLE | 145,389 | 0 | 3,015 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 3,532 | 21,941 | SH | SOLE | 21,941 | 0 | 0 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 3,386 | 28,891 | SH | SOLE | 28,891 | 0 | 0 | ||
ISHARES TR | SHRT TRS BD ETF | 464288679 | 3,158 | 28,650 | SH | SOLE | 28,650 | 0 | 0 | ||
ISHARES TR | SHT NTLAMTFR ETF | 464288158 | 413 | 3,900 | SH | SOLE | 3,900 | 0 | 0 | ||
ISHARES TR | SP SMCP600GR ETF | 464287887 | 2,999 | 24,125 | SH | SOLE | 23,630 | 0 | 495 | ||
ISHARES TR | SP SMCP600VL ETF | 464287879 | 2,814 | 26,018 | SH | SOLE | 25,443 | 0 | 575 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 6,937 | 63,247 | SH | SOLE | 60,657 | 0 | 2,590 | ||
JOHNSON & JOHNSON | COM | 478160104 | 576 | 5,609 | SH | OTR | 5,609 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625h100 | 942 | 14,261 | SH | OTR | 14,261 | 0 | 0 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 355 | 2,785 | SH | OTR | 2,785 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 584 | 7,680 | SH | OTR | 7,680 | 0 | 0 | ||
MARKET VECTORS ETF TR | MKTVEC INTMUETF | 57060U845 | 415 | 17,300 | SH | SOLE | 17,300 | 0 | 0 | ||
MERRIMACK PHARMACEUTICALS IN | COM | 590328100 | 139 | 17,532 | SH | OTR | 17,532 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 426 | 7,679 | SH | OTR | 7,679 | 0 | 0 | ||
NOVAVAX INC | COM | 670002104 | 126 | 15,040 | SH | OTR | 15,040 | 0 | 0 | ||
PAYCHEX INC | COM | 704326107 | 4,466 | 84,439 | SH | OTR | 84,439 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 362 | 3,619 | SH | OTR | 3,619 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 622 | 19,274 | SH | OTR | 19,274 | 0 | 0 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 669 | 7,300 | SH | SOLE | 7,300 | 0 | 0 | ||
PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 | 950 | 18,503 | SH | SOLE | 18,503 | 0 | 0 | ||
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 3,478 | 260,355 | SH | SOLE | 258,355 | 0 | 2,000 | ||
POWERSHARES ETF TRUST II | INTL CORP BOND | 73936Q835 | 820 | 32,520 | SH | SOLE | 32,520 | 0 | 0 | ||
POWERSHARES ETF TRUST II | INTL CORP BOND | 73936Q835 | 820 | 32,520 | SH | SOLE | 32,520 | 0 | 0 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 467 | 20,845 | SH | SOLE | 20,195 | 0 | 650 | ||
RYDEX ETF TRUST | GUG S&P500 PU VA | 78355W304 | 667 | 13,562 | SH | SOLE | 11,175 | 0 | 2,387 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 1,092 | 55,980 | SH | SOLE | 55,980 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 2,987 | 108,367 | SH | SOLE | 108,367 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 463 | 16,054 | SH | SOLE | 16,054 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 5,709 | 110,846 | SH | SOLE | 110,846 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 744 | 17,520 | SH | SOLE | 17,520 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 3,443 | 70,881 | SH | SOLE | 70,881 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 925 | 23,073 | SH | SOLE | 23,073 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 521 | 13,137 | SH | SOLE | 13,137 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 867 | 16,649 | SH | SOLE | 16,649 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 1,174 | 22,103 | SH | SOLE | 22,103 | 0 | 0 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 685 | 3,937 | SH | SOLE | 3,937 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,604 | 15,805 | SH | SOLE | 15,805 | 0 | 0 | ||
SPDR INDEX SHS FDS | DJ INTL RL ETF | 78463X863 | 17,587 | 449,567 | SH | SOLE | 444,882 | 0 | 4,685 | ||
SPDR INDEX SHS FDS | GLB NAT RESRCE | 78463X541 | 2,000 | 62,300 | SH | SOLE | 62,300 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P EMKTSC ETF | 78463X756 | 2,769 | 73,436 | SH | SOLE | 69,571 | 0 | 3,865 | ||
SPDR INDEX SHS FDS | S&P INTL SMLCP | 78463X871 | 2,254 | 79,837 | SH | SOLE | 75,362 | 0 | 4,475 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 92,138 | 451,945 | SH | SOLE | 444,435 | 0 | 7,510 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 729 | 2,870 | SH | SOLE | 2,870 | 0 | 0 | ||
SPDR SER TR | SHT TRM HGH YLD | 78468R408 | 239 | 9,300 | SH | SOLE | 9,300 | 0 | 0 | ||
SPDR SERIES TRUST | BARC SHT TR CP | 78464A474 | 497 | 16,350 | SH | SOLE | 16,350 | 0 | 0 | ||
SPDR SERIES TRUST | DJ REIT ETF | 78464A607 | 31,310 | 341,706 | SH | SOLE | 338,276 | 0 | 3,430 | ||
SPDR SERIES TRUST | NUVN BR SHT MUNI | 78464A425 | 1,368 | 56,164 | SH | SOLE | 56,164 | 0 | 0 | ||
SPDR SERIES TRUST | NUVN BRCLY MUNI | 78464A458 | 440 | 18,039 | SH | SOLE | 18,039 | 0 | 0 | ||
SPDR SERIES TRUST | SHRT INTL ETF | 78464A334 | 663 | 22,285 | SH | SOLE | 22,285 | 0 | 0 | ||
TOMPKINS FINANCIAL CORPORATI | COM | 890110109 | 494 | 8,796 | SH | OTR | 8,796 | 0 | 0 | ||
UBS AG JERSEY BRH | ALERIAN INFRST | 902641646 | 396 | 15,145 | SH | SOLE | 15,145 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 365 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 2,073 | 26,055 | SH | SOLE | 26,055 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 34,736 | 430,117 | SH | SOLE | 413,012 | 0 | 17,105 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 12,859 | 137,525 | SH | SOLE | 130,850 | 0 | 6,675 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 2,741 | 22,821 | SH | SOLE | 20,971 | 0 | 1,850 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 2,471 | 30,996 | SH | SOLE | 30,686 | 0 | 310 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 887 | 8,014 | SH | SOLE | 5,064 | 0 | 2,950 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 321 | 3,075 | SH | SOLE | 3,075 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 6,612 | 202,130 | SH | SOLE | 198,705 | 0 | 3,425 | ||
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 51,568 | 1,066,547 | SH | SOLE | 1,051,447 | 0 | 15,100 | ||
VANGUARD MUN BD FD INC | TAX-EXEMPT BD | 922907746 | 413 | 8,100 | SH | SOLE | 8,100 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 327 | 4,135 | SH | SOLE | 4,135 | 0 | 0 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 13,058 | 355,622 | SH | SOLE | 320,417 | 0 | 35,205 |