0001225208-17-018262.txt : 20171205
0001225208-17-018262.hdr.sgml : 20171205
20171205171319
ACCESSION NUMBER: 0001225208-17-018262
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171201
FILED AS OF DATE: 20171205
DATE AS OF CHANGE: 20171205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIVERIS ANDREW N
CENTRAL INDEX KEY: 0001269971
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38196
FILM NUMBER: 171240472
MAIL ADDRESS:
STREET 1: 2030 DOW CENTER
CITY: MIDLAND
STATE: MI
ZIP: 48674
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DowDuPont Inc.
CENTRAL INDEX KEY: 0001666700
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 811224539
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2030 DOW CENTER
CITY: MIDLAND
STATE: MI
ZIP: 48674
BUSINESS PHONE: 989-636-1000
MAIL ADDRESS:
STREET 1: 974 CENTRE ROAD
CITY: WILMINGTON
STATE: DE
ZIP: 19805
4
1
doc4.xml
X0306
4
2017-12-01
0001666700
DowDuPont Inc.
DWDP
0001269971
LIVERIS ANDREW N
C/O THE DOW CHEMICAL COMPANY
2030 DOW CENTER
MIDLAND
MI
48674
1
Executive Chairman
Common Stock
2017-12-01
4
M
0
150000.0000
38.6200
A
799936.0890
D
Common Stock
2017-12-01
4
S
0
150000.0000
72.0648
D
649936.0890
D
Common Stock
2017-12-04
4
M
0
31812.0000
38.6200
A
681748.0890
D
Common Stock
2017-12-04
4
S
0
31812.0000
72.8860
D
649936.0890
D
Common Stock
2017-12-05
4
M
0
5590.0000
38.6200
A
655526.0890
D
Common Stock
2017-12-05
4
S
0
5590.0000
72.8852
D
649936.0890
D
Common Stock
2017-12-05
4
G
0
138500.0000
0.0000
D
682824.5000
I
By Trust
Common Stock
1718.5009
I
By 401(k) Plan
Common Stock
3668.2024
I
By 401(k) Plan ESOP
Non-Qualified Stock Option (Right to Buy)
38.6200
2017-12-01
4
M
0
150000.0000
38.6200
D
2018-02-15
Common Stock
150000.0000
319370.0000
D
Non-Qualified Stock Option (Right to Buy)
38.6200
2017-12-04
4
M
0
31812.0000
38.6200
D
2018-02-15
Common Stock
31812.0000
287558.0000
D
Non-Qualified Stock Option (Right to Buy)
38.6200
2017-12-05
4
M
0
5590.0000
38.6200
D
2018-02-15
Common Stock
5590.0000
281968.0000
D
The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The price represents the weighted average sale price. All sales occurred at a range of $72.00 to $72.35.
The price represents the weighted average sale price. All sales occurred at a range of $72.85 to $72.94.
The price represents the weighted average sale price. All sales occurred at a range of $72.85 to $72.90.
These shares were gifted to a charitable foundation that is controlled by the reporting person and his spouse.
Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.
The options vested in three annual installments beginning on February 15, 2009.
/s/ Andrew N. Liveris
2017-12-05