0001225208-17-014845.txt : 20170911 0001225208-17-014845.hdr.sgml : 20170911 20170911174233 ACCESSION NUMBER: 0001225208-17-014845 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170831 FILED AS OF DATE: 20170911 DATE AS OF CHANGE: 20170911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIVERIS ANDREW N CENTRAL INDEX KEY: 0001269971 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38196 FILM NUMBER: 171079743 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DowDuPont Inc. CENTRAL INDEX KEY: 0001666700 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 811224539 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674 BUSINESS PHONE: 989-636-1000 MAIL ADDRESS: STREET 1: 974 CENTRE ROAD CITY: WILMINGTON STATE: DE ZIP: 19805 3 1 doc3.xml X0206 3 2017-08-31 0 0001666700 DowDuPont Inc. DWDP 0001269971 LIVERIS ANDREW N C/O THE DOW CHEMICAL COMPANY 2030 DOW CENTER MIDLAND MI 48674 1 Executive Chairman Common Stock 649936.0890 D Common Stock 1686.7065 I By 401(k) Plan Common Stock 3673.8586 I By 401(k) Plan ESOP Common Stock 821324.5000 I By Trust Non-Qualified Stock Option (Right to Buy) 9.5300 2019-02-13 Common Stock 909100.0000 D Non-Qualified Stock Option (Right to Buy) 27.7900 2020-02-12 Common Stock 551800.0000 D Non-Qualified Stock Option (Right to Buy) 32.1600 2023-02-15 Common Stock 761660.0000 D Non-Qualified Stock Option (Right to Buy) 34.0000 2022-02-10 Common Stock 516000.0000 D Non-Qualified Stock Option (Right to Buy) 38.3800 2021-02-11 Common Stock 412380.0000 D Non-Qualified Stock Option (Right to Buy) 38.6200 2018-02-15 Common Stock 619370.0000 D Non-Qualified Stock Option (Right to Buy) 46.0100 2026-02-12 Common Stock 331510.0000 D Non-Qualified Stock Option (Right to Buy) 46.7100 2024-02-14 Common Stock 315930.0000 D Non-Qualified Stock Option (Right to Buy) 49.4400 2025-02-13 Common Stock 312670.0000 D Non-Qualified Stock Option (Right to Buy) 61.1900 2027-02-10 Common Stock 263860.0000 D Total includes deferred shares of Common Stock to be delivered in one installment on or about each of the following dates, contingent upon employment: 61,190 shares on February 13, 2018; 66,750 shares on February 12, 2019; 51,890 shares on February 10, 2020. Total also includes deferred shares of Common Stock converted from performance based awards not previously reportable on Table I or II, to be delivered in one installment on or about each of the following dates, contingent upon employment: 164,109 shares on February 13, 2018; 142,020 shares on February 12, 2019; and 127,958 shares on February 13, 2020. This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. One-third of this option is exercisable. The remaining two-thirds will vest in two equal installments on February 12, 2018 and February 12, 2019. Option shares may be used to satisfy withholding taxes. Two-thirds of this option is exercisable. The remaining one-third will vest on February 13, 2018. Option shares may be used to satisfy withholding taxes. This option will vest in three equal installments beginning on February 10, 2018. Option shares may be used to satisfy withholding taxes. /s/ Andrew N. Liveris 2017-09-11