0001225208-17-014845.txt : 20170911
0001225208-17-014845.hdr.sgml : 20170911
20170911174233
ACCESSION NUMBER: 0001225208-17-014845
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170831
FILED AS OF DATE: 20170911
DATE AS OF CHANGE: 20170911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIVERIS ANDREW N
CENTRAL INDEX KEY: 0001269971
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38196
FILM NUMBER: 171079743
MAIL ADDRESS:
STREET 1: 2030 DOW CENTER
CITY: MIDLAND
STATE: MI
ZIP: 48674
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DowDuPont Inc.
CENTRAL INDEX KEY: 0001666700
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 811224539
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2030 DOW CENTER
CITY: MIDLAND
STATE: MI
ZIP: 48674
BUSINESS PHONE: 989-636-1000
MAIL ADDRESS:
STREET 1: 974 CENTRE ROAD
CITY: WILMINGTON
STATE: DE
ZIP: 19805
3
1
doc3.xml
X0206
3
2017-08-31
0
0001666700
DowDuPont Inc.
DWDP
0001269971
LIVERIS ANDREW N
C/O THE DOW CHEMICAL COMPANY
2030 DOW CENTER
MIDLAND
MI
48674
1
Executive Chairman
Common Stock
649936.0890
D
Common Stock
1686.7065
I
By 401(k) Plan
Common Stock
3673.8586
I
By 401(k) Plan ESOP
Common Stock
821324.5000
I
By Trust
Non-Qualified Stock Option (Right to Buy)
9.5300
2019-02-13
Common Stock
909100.0000
D
Non-Qualified Stock Option (Right to Buy)
27.7900
2020-02-12
Common Stock
551800.0000
D
Non-Qualified Stock Option (Right to Buy)
32.1600
2023-02-15
Common Stock
761660.0000
D
Non-Qualified Stock Option (Right to Buy)
34.0000
2022-02-10
Common Stock
516000.0000
D
Non-Qualified Stock Option (Right to Buy)
38.3800
2021-02-11
Common Stock
412380.0000
D
Non-Qualified Stock Option (Right to Buy)
38.6200
2018-02-15
Common Stock
619370.0000
D
Non-Qualified Stock Option (Right to Buy)
46.0100
2026-02-12
Common Stock
331510.0000
D
Non-Qualified Stock Option (Right to Buy)
46.7100
2024-02-14
Common Stock
315930.0000
D
Non-Qualified Stock Option (Right to Buy)
49.4400
2025-02-13
Common Stock
312670.0000
D
Non-Qualified Stock Option (Right to Buy)
61.1900
2027-02-10
Common Stock
263860.0000
D
Total includes deferred shares of Common Stock to be delivered in one installment on or about each of the following dates, contingent upon employment: 61,190 shares on February 13, 2018; 66,750 shares on February 12, 2019; 51,890 shares on February 10, 2020. Total also includes deferred shares of Common Stock converted from performance based awards not previously reportable on Table I or II, to be delivered in one installment on or about each of the following dates, contingent upon employment: 164,109 shares on February 13, 2018; 142,020 shares on February 12, 2019; and 127,958 shares on February 13, 2020.
This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.
One-third of this option is exercisable. The remaining two-thirds will vest in two equal installments on February 12, 2018 and February 12, 2019. Option shares may be used to satisfy withholding taxes.
Two-thirds of this option is exercisable. The remaining one-third will vest on February 13, 2018. Option shares may be used to satisfy withholding taxes.
This option will vest in three equal installments beginning on February 10, 2018. Option shares may be used to satisfy withholding taxes.
/s/ Andrew N. Liveris
2017-09-11