-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DDh6qDE8s1xT379iY4AAW+8VZhqNQiO9/uVQ1/OOojJuewck+7Mzs0dllaTSGw9b ETCES0iXUFs4uGAvIuriEg== 0000919574-10-006036.txt : 20101028 0000919574-10-006036.hdr.sgml : 20101028 20101028154305 ACCESSION NUMBER: 0000919574-10-006036 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101028 DATE AS OF CHANGE: 20101028 EFFECTIVENESS DATE: 20101028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELTEC ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001269950 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10538 FILM NUMBER: 101147973 MAIL ADDRESS: STREET 1: 645 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d1142458_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2010 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Deltec Asset Management LLC Address: 623 Fifth Avenue New York, New York 10022 13F File Number: 028-10538 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen Zuppello Title: Senior Managing Director Phone: (212) 546-6285 Signature, Place and Date of Signing: /s/ Stephen Zuppello New York, New York October 28, 2010 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 125 Form 13F Information Table Value Total: $321,616 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE 3M CO COM 88579Y101 260 3,000 SH Sole None 3,000 ABRAXIS BIOSCIENCE INC NEW COM 00383Y102 773 10,000 SH Sole None 10,000 ALEXANDERS INC COM 014752109 346 1,096 SH Sole None 1,096 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 6,549 122,810 SH Sole None 122,810 ANADARKO PETE CORP COM 032511107 11,259 197,360 SH Sole None 197,360 ATLAS ENERGY INC COM 049298102 859 30,000 SH Sole None 30,000 BALLY TECHNOLOGIES INC COM 05874B107 262 7,500 SH Sole None 7,500 BANCO MACRO SA SPON ADR B 05961W105 3,118 70,000 SH Sole None 70,000 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 5,653 410,500 SH Sole None 410,500 BANCOLOMBIA S A SPON ADR PREF 05968L102 374 5,700 SH Sole None 5,700 BANK OF AMERICA CORPORATION COM 060505104 3,503 267,319 SH Sole None 267,319 BE AEROSPACE INC COM 073302101 4,621 152,446 SH Sole None 152,446 BELDEN INC COM 077454106 5,045 191,227 SH Sole None 191,227 BOEING CO COM 097023105 476 7,150 SH Sole None 7,150 BON-TON STORES INC COM 09776J101 3,156 310,292 SH Sole None 310,292 BP PLC SPONSORED ADR 055622104 1,204 29,239 SH Sole None 29,239 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 1,932 124,400 SH Sole None 124,400 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 785 134,000 SH Sole None 134,000 BUNGE LIMITED COM G16962105 296 5,000 SH Sole None 5,000 CEMEX SAB DE CV SPON ADR NEW 151290889 4,356 512,510 SH Sole None 512,510 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 665 13,000 SH Sole None 13,000 CHUNGHWA TELECOM CO LTD SPON ADR NEW10 17133Q106 4,215 188,023 SH Sole None 188,023 CISCO SYS INC COM 17275R102 3,789 173,021 SH Sole None 173,021 CITIGROUP INC COM 172967101 1,395 356,887 SH Sole None 356,887 CLARUS CORP COM 182707109 655 100,000 SH Sole None 100,000 COMMSCOPE INC COM 203372107 3,606 151,900 SH Sole None 151,900 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 470 3,800 SH Sole None 3,800 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 2,071 45,500 SH Sole None 45,500 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 1,331 81,225 SH Sole None 81,225 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 223 10,000 SH Sole None 10,000 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 1,520 86,000 SH Sole None 86,000 COPA HOLDINGS SA CL A P31076105 15,930 295,500 SH Sole None 295,500 CORNING INC COM 219350105 636 34,800 SH Sole None 34,800 COSAN LTD SHS A G25343107 6,227 537,250 SH Sole None 537,250 COTT CORP QUE COM 22163N106 157 20,000 SH Sole None 20,000 CPFL ENERGIA S A SPONSORED ADR 126153105 8,433 119,800 SH Sole None 119,800 CREDICORP LTD COM G2519Y108 570 5,000 SH Sole None 5,000 D R HORTON INC COM 23331A109 167 15,000 SH Sole None 15,000 DELTA AIR LINES INC DEL COM NEW 247361702 4,332 372,163 SH Sole None 372,163 DEPOMED INC COM 249908104 13,265 2,961,029 SH Sole None 2,961,029 ECOPETROL S A SPONSORED ADS 279158109 1,587 38,000 SH Sole None 38,000 F M C CORP COM NEW 302491303 205 3,000 SH Sole None 3,000 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 11,564 668,838 SH Sole None 668,838 FMC TECHNOLOGIES INC COM 30249U101 352 5,158 SH Sole None 5,158 FREEPORT-MCMORAN COPPER & GO COM 35671D857 533 6,246 SH Sole None 6,246 FRONTIER COMMUNICATIONS CORP COM 35906A108 167 20,500 SH Sole None 20,500 GAFISA S A SPONS ADR 362607301 1,977 127,600 SH Sole None 127,600 GENERAL CABLE CORP DEL NEW COM 369300108 353 13,000 SH Sole None 13,000 GERDAU S A SPONSORED ADR 373737105 4,165 306,000 SH Sole None 306,000 GLG PARTNERS INC *W EXP 12/28/201 37929X115 24 193,000 PRN Sole None 193,000 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 4,384 278,900 SH Sole None 278,900 GRAFTECH INTL LTD COM 384313102 313 20,000 SH Sole None 20,000 GREAT ATLANTIC & PAC TEA INC NOTE 6.750%12/1 390064AK9 555 1,000,000 PRN Sole None 1,000,000 GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 2,495 250,000 SH Sole None 250,000 HALLIBURTON CO COM 406216101 3,410 103,100 SH Sole None 103,100 HDFC BANK LTD ADR REPS 3 SHS 40415F101 719 3,900 SH Sole None 3,900 HEWLETT PACKARD CO COM 428236103 1,064 25,300 SH Sole None 25,300 HUNTINGTON BANCSHARES INC COM 446150104 489 86,000 SH Sole None 86,000 ICICI BK LTD ADR 45104G104 7,069 141,800 SH Sole None 141,800 ILLINOIS TOOL WKS INC COM 452308109 235 5,000 SH Sole None 5,000 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 2,576 38,270 SH Sole None 38,270 INGERSOLL-RAND PLC SHS G47791101 4,776 133,740 SH Sole None 133,740 ISHARES TR DJ HOME CONSTN 464288752 407 33,800 SH Sole None 33,800 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 18,269 755,529 SH Sole None 755,529 IXYS CORP COM 46600W106 2,775 290,545 SH Sole None 290,545 J CREW GROUP INC COM 46612H402 1,009 30,000 SH Sole None 30,000 JABIL CIRCUIT INC COM 466313103 735 51,000 SH Sole None 51,000 JDS UNIPHASE CORP COM PAR $0.001 46612J507 223 18,000 SH Sole None 18,000 JETBLUE AIRWAYS CORP COM 477143101 843 126,000 SH Sole None 126,000 JONES APPAREL GROUP INC COM 480074103 1,080 55,000 SH Sole None 55,000 JPMORGAN CHASE & CO COM 46625H100 666 17,500 SH Sole None 17,500 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 3,637 84,836 SH Sole None 84,836 KEYCORP NEW COM 493267108 199 25,000 SH Sole None 25,000 KIMCO REALTY CORP COM 49446R109 197 12,500 SH Sole None 12,500 KT CORP SPONSORED ADR 48268K101 286 14,000 SH Sole None 14,000 LENNAR CORP CL A 526057104 615 40,000 SH Sole None 40,000 LG DISPLAY CO LTD SPONS ADR REP 50186V102 2,734 156,760 SH Sole None 156,760 LSI CORPORATION COM 502161102 1,524 335,000 SH Sole None 335,000 MACYS INC COM 55616P104 840 36,402 SH Sole None 36,402 MANITOWOC INC COM 563571108 6,241 515,333 SH Sole None 515,333 MANNKIND CORP NOTE 3.750%12/1 56400PAA0 4,371 6,500,000 PRN Sole None 6,500,000 METROPCS COMMUNICATIONS INC COM 591708102 2,406 230,000 SH Sole None 230,000 MFA FINANCIAL INC COM 55272X102 858 112,400 SH Sole None 112,400 MICROSOFT CORP COM 594918104 436 17,800 SH Sole None 17,800 MORGAN STANLEY COM NEW 617446448 360 14,600 SH Sole None 14,600 MUELLER WTR PRODS INC COM SER A 624758108 3,180 1,053,114 SH Sole None 1,053,114 NABORS INDUSTRIES LTD SHS G6359F103 181 10,000 SH Sole None 10,000 NORDSTROM INC COM 655664100 1,860 50,000 SH Sole None 50,000 NORTEL INVERSORA S A SPON ADR PFD B 656567401 205 8,527 SH Sole None 8,527 OCCIDENTAL PETE CORP DEL COM 674599105 634 8,100 SH Sole None 8,100 ON SEMICONDUCTOR CORP COM 682189105 3,819 529,628 SH Sole None 529,628 OPNEXT INC COM 68375V105 33 21,000 SH Sole None 21,000 OWENS ILL INC COM NEW 690768403 1,813 64,600 SH Sole None 64,600 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 2,471 59,840 SH Sole None 59,840 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 3,047 265,200 SH Sole None 265,200 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 25,037 762,870 SH Sole None 762,870 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 6,193 103,450 SH Sole None 103,450 PINNACLE GAS RESOURCES INC COM 723464301 87 276,742 SH Sole None 276,742 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 227 12,500 SH Sole None 12,500 PULTE GROUP INC COM 745867101 700 79,931 SH Sole None 79,931 RAIT FINANCIAL TRUST COM 749227104 143 86,879 SH Sole None 86,879 RANDGOLD RES LTD ADR 752344309 1,015 10,000 SH Sole None 10,000 RANGE RES CORP COM 75281A109 221 5,800 SH Sole None 5,800 RESOURCE CAP CORP COM 76120W302 811 127,685 SH Sole None 127,685 RSC HOLDINGS INC COM 74972L102 2,500 335,088 SH Sole None 335,088 SCHLUMBERGER LTD COM 806857108 758 12,300 SH Sole None 12,300 SYNOVUS FINL CORP COM 87161C105 191 77,698 SH Sole None 77,698 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 4,563 450,008 SH Sole None 450,008 TELECOM ARGENTINA S A SPON ADR REP B 879273209 3,145 148,500 SH Sole None 148,500 TENET HEALTHCARE CORP COM 88033G100 3,798 804,665 SH Sole None 804,665 TEREX CORP NEW COM 880779103 5,304 231,400 SH Sole None 231,400 THAI FD INC COM 882904105 207 15,000 SH Sole None 15,000 THERMADYNE HLDGS CORP NEW COM PAR $0.01 883435307 877 62,038 SH Sole None 62,038 THOMAS & BETTS CORP COM 884315102 1,111 27,092 SH Sole None 27,092 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 301 4,200 SH Sole None 4,200 TRUBION PHARMACEUTICALS INC COM 89778N102 677 150,000 SH Sole None 150,000 TUPPERWARE BRANDS CORP COM 899896104 1,940 42,387 SH Sole None 42,387 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 1,927 115,000 SH Sole None 115,000 UNITED TECHNOLOGIES CORP COM 913017109 356 5,000 SH Sole None 5,000 VALE S A ADR 91912E105 547 17,500 SH Sole None 17,500 VALE S A ADR REPSTG PFD 91912E204 9,628 346,950 SH Sole None 346,950 VIVO PARTICIPACOES S A SPON ADR PFD NEW 92855S200 1,318 48,500 SH Sole None 48,500 VORNADO RLTY TR SH BEN INT 929042109 614 7,180 SH Sole None 7,180 WEATHERFORD INTERNATIONAL LT REG H27013103 4,930 288,280 SH Sole None 288,280 WELLS FARGO & CO NEW COM 949746101 1,042 41,500 SH Sole None 41,500
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