-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oi/bT03G8LHAOgu79IaY0mZMf87X1c3cH6AlDUeWf4iywW6KC2jtOMEz1de9C4nT KOy77oV28Sov80GqMwmqdg== 0000919574-10-000478.txt : 20100201 0000919574-10-000478.hdr.sgml : 20100201 20100201111417 ACCESSION NUMBER: 0000919574-10-000478 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100201 DATE AS OF CHANGE: 20100201 EFFECTIVENESS DATE: 20100201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELTEC ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001269950 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10538 FILM NUMBER: 10562278 MAIL ADDRESS: STREET 1: 645 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d1067602_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended December 31, 2009 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Deltec Asset Management LLC Address: 623 Fifth Avenue New York, New York 10022 13F File Number: 028-10538 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen Zuppello Title: Senior Managing Director Phone: (212) 546-6285 Signature, Place and Date of Signing: /s/ Stephen Zuppello New York, New York February 1, 2010 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 121 Form 13F Information Table Value Total: $306,162 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 VALUE SHS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE - -------------- -------------- ------ -------- ------- --- ---- ---------- ---- ----- ------ ---- 3M CO COM 88579Y101 248 3,000 SH Sole None 3,000 ABOVENET INC COM 00374N107 325 5,000 SH Sole None 5,000 ALEXANDERS INC COM 014752109 334 1,096 SH Sole None 1,096 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 2,833 60,310 SH Sole None 60,310 ANADARKO PETE CORP COM 032511107 11,458 183,560 SH Sole None 183,560 AVON PRODS INC COM 054303102 1,005 31,900 SH Sole None 31,900 BALLY TECHNOLOGIES INC COM 05874B107 310 7,500 SH Sole None 7,500 BANCO BRADESCO S A SP ADR PFD NEW 059460303 1,185 54,200 SH Sole None 54,200 BANCO LATINOAMERICANO DE COM SHS E P16994132 2,246 161,550 SH Sole None 161,550 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 7,879 565,200 SH Sole None 565,200 BANCOLOMBIA S A SPON ADR PREF 05968L102 7,696 169,100 SH Sole None 169,100 BANK OF AMERICA CORPORATION COM 060505104 2,896 192,319 SH Sole None 192,319 BARNES GROUP INC COM 067806109 169 10,000 SH Sole None 10,000 BE AEROSPACE INC COM 073302101 11,545 491,254 SH Sole None 491,254 BELDEN INC COM 077454106 4,247 193,727 SH Sole None 193,727 BON-TON STORES INC COM 09776J101 2,423 246,242 SH Sole None 246,242 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 7,903 150,900 SH Sole None 150,900 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1,847 242,000 SH Sole None 242,000 BUNGE LIMITED COM G16962105 319 5,000 SH Sole None 5,000 CELGENE CORP COM 151020104 278 5,000 SH Sole None 5,000 CEMEX SAB DE CV SPON ADR NEW 151290889 2,263 191,430 SH Sole None 191,430 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 604 13,000 SH Sole None 13,000 CHUNGHWA TELECOM CO LTD SPONS ADR NEW 09 17133Q403 5,847 314,879 SH Sole None 314,879 CISCO SYS INC COM 17275R102 1,116 46,621 SH Sole None 46,621 CITIGROUP INC COM 172967101 741 223,887 SH Sole None 223,887 CNOOC LTD SPONSORED ADR 126132109 2,697 17,350 SH Sole None 17,350 COMMSCOPE INC COM 203372107 3,964 149,400 SH Sole None 149,400 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 505 5,000 SH Sole None 5,000 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 4,241 234,844 SH Sole None 234,844 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 472 22,000 SH Sole None 22,000 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 1,373 43,000 SH Sole None 43,000 CONTINENTAL AIRLS INC CL B 210795308 1,693 94,500 SH Sole None 94,500 COPA HOLDINGS SA CL A P31076105 13,708 251,650 SH Sole None 251,650 COSAN LTD SHS A G25343107 7,274 836,086 SH Sole None 836,086 CPFL ENERGIA S A SPONSORED ADR 126153105 7,787 126,050 SH Sole None 126,050 CREDICORP LTD COM G2519Y108 385 5,000 SH Sole None 5,000 D R HORTON INC COM 23331A109 163 15,000 SH Sole None 15,000 DELTA AIR LINES INC DEL COM NEW 247361702 4,481 393,798 SH Sole None 393,798 DEPOMED INC COM 249908104 8,108 2,420,460 SH Sole None 2,420,460 ECOPETROL S A SPONSORED ADS 279158109 645 26,600 SH Sole None 26,600 EXTERRAN HLDGS INC COM 30225X103 467 21,750 SH Sole None 21,750 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 15,211 666,008 SH Sole None 666,008 FMC TECHNOLOGIES INC COM 30249U101 298 5,158 SH Sole None 5,158 FOOT LOCKER INC COM 344849104 930 83,500 SH Sole None 83,500 FRONTIER COMMUNICATIONS CORP COM 35906A108 160 20,500 SH Sole None 20,500 GENERAL CABLE CORP DEL NEW COM 369300108 736 25,000 SH Sole None 25,000 GERDAU S A SPONSORED ADR 373737105 5,671 333,000 SH Sole None 333,000 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 1,859 89,550 SH Sole None 89,550 HALLIBURTON CO COM 406216101 2,257 75,000 SH Sole None 75,000 HDFC BANK LTD ADR REPS 3 SHS 40415F101 507 3,900 SH Sole None 3,900 HOVNANIAN ENTERPRISES INC CL A 442487203 108 28,000 SH Sole None 28,000 HSBC HLDGS PLC SPON ADR NEW 404280406 325 5,700 SH Sole None 5,700 HUNTINGTON BANCSHARES INC COM 446150104 243 66,500 SH Sole None 66,500 ICICI BK LTD ADR 45104G104 5,238 138,900 SH Sole None 138,900 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 1,606 29,060 SH Sole None 29,060 INGERSOLL-RAND PLC SHS G47791101 3,341 93,480 SH Sole None 93,480 ISHARES TR DJ HOME CONSTN 464288752 406 33,800 SH Sole None 33,800 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 19,458 851,924 SH Sole None 851,924 IXYS CORP COM 46600W106 2,520 340,078 SH Sole None 340,078 JDS UNIPHASE CORP COM PAR $0.001 46612J507 256 31,000 SH Sole None 31,000 JOHNSON & JOHNSON COM 478160104 256 3,976 SH Sole None 3,976 JPMORGAN CHASE & CO COM 46625H100 625 15,000 SH Sole None 15,000 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 2,367 46,554 SH Sole None 46,554 KEYCORP NEW COM 493267108 749 135,000 SH Sole None 135,000 LAS VEGAS SANDS CORP COM 517834107 179 12,000 SH Sole None 12,000 LG DISPLAY CO LTD SPONS ADR REP 50186V102 5,688 336,000 SH Sole None 336,000 LIBERTY ACQUISITION HLDGS CO COM 53015Y107 979 101,200 SH Sole None 101,200 LSB INDS INC COM 502160104 158 11,200 SH Sole None 11,200 LSI CORPORATION COM 502161102 1,983 330,000 SH Sole None 330,000 MACYS INC COM 55616P104 600 35,802 SH Sole None 35,802 MANITOWOC INC COM 563571108 2,256 226,300 SH Sole None 226,300 MARSHALL & ILSLEY CORP NEW COM 571837103 55 10,000 SH Sole None 10,000 METABASIS THERAPEUTICS INC COM 59101M105 244 633,541 SH Sole None 633,541 METROPCS COMMUNICATIONS INC COM 591708102 1,479 193,800 SH Sole None 193,800 MFA FINANCIAL INC COM 55272X102 2,024 275,400 SH Sole None 275,400 MICROSOFT CORP COM 594918104 329 10,800 SH Sole None 10,800 MORGAN STANLEY COM NEW 617446448 477 16,100 SH Sole None 16,100 MOSAIC CO COM 61945A107 239 4,000 SH Sole None 4,000 MUELLER WTR PRODS INC COM SER A 624758108 4,521 869,534 SH Sole None 869,534 NEUROGEN CORP COM 64124E106 101 717,295 SH Sole None 717,295 NORTEL INVERSORA S A SPON ADR PFD B 656567401 824 54,900 SH Sole None 54,900 OMNICOM GROUP INC NOTE 7/0 681919AT3 1,034 1,040,000 PRN Sole None 1,040,000 ON SEMICONDUCTOR CORP COM 682189105 4,747 538,128 SH Sole None 538,128 OPNEXT INC COM 68375V105 40 21,000 SH Sole None 21,000 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 3,246 81,240 SH Sole None 81,240 PACIFIC SUNWEAR CALIF INC COM 694873100 257 64,500 SH Sole None 64,500 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 21,851 515,470 SH Sole None 515,470 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 6,055 106,850 SH Sole None 106,850 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 369 15,000 SH Sole None 15,000 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 369 16,000 SH Sole None 16,000 PULTE HOMES INC COM 745867101 799 79,931 SH Sole None 79,931 RANDGOLD RES LTD ADR 752344309 791 10,000 SH Sole None 10,000 REGIONS FINANCIAL CORP NEW COM 7591EP100 106 20,000 SH Sole None 20,000 RSC HOLDINGS INC COM 74972L102 752 106,888 SH Sole None 106,888 SAKS INC COM 79377W108 1,857 283,000 SH Sole None 283,000 SAPPHIRE INDUSTRIALS CORP COM 80306T109 1,094 109,000 SH Sole None 109,000 SCHLUMBERGER LTD COM 806857108 410 6,300 SH Sole None 6,300 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 2,179 58,000 SH Sole None 58,000 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 416 27,500 SH Sole None 27,500 STAR SCIENTIFIC INC COM 85517P101 94 133,573 SH Sole None 133,573 SYNOVUS FINL CORP COM 87161C105 597 291,000 SH Sole None 291,000 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 3,042 265,907 SH Sole None 265,907 TAM SA SP ADR REP PFD 87484D103 8,102 364,600 SH Sole None 364,600 TENET HEALTHCARE CORP COM 88033G100 172 32,000 SH Sole None 32,000 TEREX CORP NEW COM 880779103 4,782 241,400 SH Sole None 241,400 THAI FD INC COM 882904105 134 15,000 SH Sole None 15,000 THERMADYNE HLDGS CORP NEW COM PAR $0.01 883435307 404 55,570 SH Sole None 55,570 THOMAS & BETTS CORP COM 884315102 1,417 39,600 SH Sole None 39,600 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 269 3,200 SH Sole None 3,200 TRIAN ACQUISITION I CORP COM 89582E108 987 100,300 SH Sole None 100,300 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 1,855 106,075 SH Sole None 106,075 UNITED RENTALS INC COM 911363109 186 19,000 SH Sole None 19,000 UNITED TECHNOLOGIES CORP COM 913017109 416 6,000 SH Sole None 6,000 VALE S A ADR 91912E105 508 17,500 SH Sole None 17,500 VALE S A ADR REPSTG PFD 91912E204 8,363 336,950 SH Sole None 336,950 VIVO PARTICIPACOES S A SPON ADR PFD NEW 92855S200 1,504 48,500 SH Sole None 48,500 VORNADO RLTY TR SH BEN INT 929042109 596 8,521 SH Sole None 8,521 WALTER INVT MGMT CORP COM 93317W102 143 10,000 SH Sole None 10,000 WEATHERFORD INTERNATIONAL LT REG H27013103 2,239 125,000 SH Sole None 125,000 WELLS FARGO & CO NEW COM 949746101 297 11,000 SH Sole None 11,000 XL CAP LTD CL A G98255105 735 40,112 SH Sole None 40,112
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