-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RpR3O58Rs61fljZSGXHqvt8aCvTxEs4TwH61VHcYWNd+33l4w2SGEPeQwdA+Gj65 I2oWQ6OOJoiYC8ZNqtbxjA== 0000919574-09-015903.txt : 20091102 0000919574-09-015903.hdr.sgml : 20091102 20091102103715 ACCESSION NUMBER: 0000919574-09-015903 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091102 DATE AS OF CHANGE: 20091102 EFFECTIVENESS DATE: 20091102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELTEC ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001269950 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10538 FILM NUMBER: 091150042 MAIL ADDRESS: STREET 1: 645 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d1042591_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2009 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Deltec Asset Management LLC Address: 623 Fifth Avenue New York, New York 10022 13F File Number: 028-10538 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen Zuppello Title: Senior Managing Director Phone: (212) 546-6285 Signature, Place and Date of Signing: /s/ Stephen Zuppello New York, New York November 2, 2009 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 120 Form 13F Information Table Value Total: $277,724 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- 3M CO COM 88579Y101 221 3,000 SH SOLE None 3,000 ABOVENET INC COM 00374N107 244 5,000 SH SOLE None 5,000 ALESCO FINL INC COM 014485106 84 67,000 SH SOLE None 67,000 ALEXANDERS INC COM 014752109 324 1,096 SH SOLE None 1,096 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 3,901 89,000 SH SOLE None 89,000 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 506 30,000 SH SOLE None 30,000 ANADARKO PETE CORP COM 032511107 10,887 173,560 SH SOLE None 173,560 AU OPTRONICS CORP SPONSORED ADR 002255107 1,642 169,650 SH SOLE None 169,650 AVON PRODS INC COM 054303102 1,083 31,900 SH SOLE None 31,900 BALLY TECHNOLOGIES INC COM 05874B107 288 7,500 SH SOLE None 7,500 BANCO BRADESCO S A SP ADR PFD NEW 059460303 1,078 54,200 SH SOLE None 54,200 BANCO LATINOAMERICANO DE COM SHS E P16994132 1,842 129,550 SH SOLE None 129,550 BANCOLOMBIA S A SPON ADR PREF 05968L102 11,578 269,700 SH SOLE None 269,700 BANK OF AMERICA CORPORATION COM 060505104 3,071 181,519 SH SOLE None 181,519 BARNES GROUP INC COM 067806109 171 10,000 SH SOLE None 10,000 BE AEROSPACE INC COM 073302101 9,793 486,254 SH SOLE None 486,254 BELDEN INC COM 077454106 4,521 195,727 SH SOLE None 195,727 BON-TON STORES INC COM 09776J101 2,122 291,442 SH SOLE None 291,442 BPW ACQUISITION CORP COM 055637102 489 50,000 SH SOLE None 50,000 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 7,769 145,900 SH SOLE None 145,900 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1,415 180,000 SH SOLE None 180,000 BUNGE LIMITED COM G16962105 313 5,000 SH SOLE None 5,000 CALPINE CORP COM NEW 131347304 691 60,000 SH SOLE None 60,000 CEMEX SAB DE CV SPON ADR NEW 151290889 3,353 259,554 SH SOLE None 259,554 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 2,087 42,500 SH SOLE None 42,500 CHUNGHWA TELECOM CO LTD SPONS ADR NEW 09 17133Q403 6,001 332,629 SH SOLE None 332,629 CISCO SYS INC COM 17275R102 1,156 49,121 SH SOLE None 49,121 CITIGROUP INC COM 172967101 237 48,887 SH SOLE None 48,887 CLIFFS NATURAL RESOURCES INC COM 18683K101 243 7,500 SH SOLE None 7,500 CNOOC LTD SPONSORED ADR 126132109 2,350 17,350 SH SOLE None 17,350 COMMSCOPE INC COM 203372107 2,583 86,300 SH SOLE None 86,300 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 2,778 33,775 SH SOLE None 33,775 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 6,058 398,546 SH SOLE None 398,546 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 176 10,000 SH SOLE None 10,000 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 842 27,500 SH SOLE None 27,500 CONTINENTAL AIRLS INC CL B 210795308 427 26,000 SH SOLE None 26,000 COPA HOLDINGS SA CL A P31076105 12,077 271,450 SH SOLE None 271,450 CORNING INC COM 219350105 168 11,000 SH SOLE None 11,000 COTT CORP QUE COM 22163N106 147 20,000 SH SOLE None 20,000 CPFL ENERGIA S A SPONSORED ADR 126153105 6,106 113,050 SH SOLE None 113,050 CREDICORP LTD COM G2519Y108 2,061 26,500 SH SOLE None 26,500 D R HORTON INC COM 23331A109 148 13,000 SH SOLE None 13,000 DELTA AIR LINES INC DEL COM NEW 247361702 179 20,000 SH SOLE None 20,000 DEPOMED INC COM 249908104 9,523 2,179,089 SH SOLE None 2,179,089 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 1,484 39,275 SH SOLE None 39,275 ECOPETROL S A SPONSORED ADS 279158109 572 20,000 SH SOLE None 20,000 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 229 10,000 SH SOLE None 10,000 EXTERRAN HLDGS INC COM 30225X103 588 24,750 SH SOLE None 24,750 FMC TECHNOLOGIES INC COM 30249U101 269 5,158 SH SOLE None 5,158 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 180 15,289 SH SOLE None 15,289 GENERAL CABLE CORP DEL NEW COM 369300108 1,175 30,000 SH SOLE None 30,000 GERDAU S A SPONSORED ADR 373737105 6,038 449,250 SH SOLE None 449,250 HALLIBURTON CO COM 406216101 2,875 106,000 SH SOLE None 106,000 HDFC BANK LTD ADR REPS 3 SHS 40415F101 462 3,900 SH SOLE None 3,900 HIGHLANDS ACQUISITION CORP COM 430880104 501 50,800 SH SOLE None 50,800 HONEYWELL INTL INC COM 438516106 390 10,500 SH SOLE None 10,500 HOVNANIAN ENTERPRISES INC CL A 442487203 50 13,000 SH SOLE None 13,000 HUNTINGTON BANCSHARES INC COM 446150104 266 56,500 SH SOLE None 56,500 ICICI BK LTD ADR 45104G104 3,351 86,900 SH SOLE None 86,900 INGERSOLL-RAND PLC SHS G47791101 3,879 126,470 SH SOLE None 126,470 INTERDIGITAL INC COM 45867G101 243 10,500 SH SOLE None 10,500 ISHARES INC MSCI JAPAN 464286848 258 26,000 SH SOLE None 26,000 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 20,927 1,038,562 SH SOLE None 1,038,562 IXYS CORP COM 46600W106 2,897 340,478 SH SOLE None 340,478 JDS UNIPHASE CORP COM PAR $0.001 46612J507 398 56,000 SH SOLE None 56,000 JOHNSON & JOHNSON COM 478160104 242 3,976 SH SOLE None 3,976 JPMORGAN CHASE & CO COM 46625H100 657 15,000 SH SOLE None 15,000 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 2,293 44,554 SH SOLE None 44,554 KEYCORP NEW COM 493267108 975 150,000 SH SOLE None 150,000 LEADIS TECHNOLOGY INC COM 52171N103 51 50,000 SH SOLE None 50,000 LSI CORPORATION COM 502161102 1,208 220,000 SH SOLE None 220,000 MANITOWOC INC COM 563571108 369 39,000 SH SOLE None 39,000 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 216 5,600 SH SOLE None 5,600 METROPCS COMMUNICATIONS INC COM 591708102 1,928 206,000 SH SOLE None 206,000 MFA FINANCIAL INC COM 55272X102 2,017 253,400 SH SOLE None 253,400 MICROSOFT CORP COM 594918104 278 10,800 SH SOLE None 10,800 MORGAN STANLEY COM NEW 617446448 713 23,100 SH SOLE None 23,100 MOSAIC CO COM 61945A107 228 4,750 SH SOLE None 4,750 MUELLER WTR PRODS INC COM SER A 624758108 2,753 502,454 SH SOLE None 502,454 NATIONAL OILWELL VARCO INC COM 637071101 259 6,000 SH SOLE None 6,000 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 115 10,000 SH SOLE None 10,000 NORTEL INVERSORA S A SPON ADR PFD B 656567401 809 76,700 SH SOLE None 76,700 NUANCE COMMUNICATIONS INC COM 67020Y100 1,122 75,000 SH SOLE None 75,000 ON SEMICONDUCTOR CORP COM 682189105 1,861 225,628 SH SOLE None 225,628 OPNEXT INC COM 68375V105 62 21,000 SH SOLE None 21,000 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 3,721 104,240 SH SOLE None 104,240 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 23,054 586,470 SH SOLE None 586,470 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 4,801 93,400 SH SOLE None 93,400 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 441 20,000 SH SOLE None 20,000 PULTE HOMES INC COM 745867101 878 79,931 SH SOLE None 79,931 RSC HOLDINGS INC COM 74972L102 468 64,388 SH SOLE None 64,388 SAKS INC COM 79377W108 975 143,000 SH SOLE None 143,000 SAPPHIRE INDUSTRIALS CORP COM 80306T109 1,081 109,000 SH SOLE None 109,000 SCHLUMBERGER LTD COM 806857108 465 7,800 SH SOLE None 7,800 SEPRACOR INC COM 817315104 458 20,000 SH SOLE None 20,000 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 2,270 58,000 SH SOLE None 58,000 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 774 51,500 SH SOLE None 51,500 STAR SCIENTIFIC INC COM 85517P101 163 175,000 SH SOLE None 175,000 SYNOVUS FINL CORP COM 87161C105 188 50,000 SH SOLE None 50,000 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2,381 217,207 SH SOLE None 217,207 TAM SA SP ADR REP PFD 87484D103 11,629 900,770 SH SOLE None 900,770 TENET HEALTHCARE CORP COM 88033G100 1,475 250,900 SH SOLE None 250,900 TEREX CORP NEW COM 880779103 5,833 281,400 SH SOLE None 281,400 THAI FD INC COM 882904105 137 15,000 SH SOLE None 15,000 THERMADYNE HLDGS CORP NEW COM PAR $0.01 883435307 246 35,570 SH SOLE None 35,570 THOMAS & BETTS CORP COM 884315102 1,372 45,600 SH SOLE None 45,600 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 251 3,200 SH SOLE None 3,200 TRANSWITCH CORP COM 894065101 24 33,914 SH SOLE None 33,914 TRIPLECROWN ACQUISITION CORP COM 89677G109 970 100,000 SH SOLE None 100,000 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 1,717 96,075 SH SOLE None 96,075 UNITED RENTALS INC COM 911363109 196 19,000 SH SOLE None 19,000 UNITED TECHNOLOGIES CORP COM 913017109 366 6,000 SH SOLE None 6,000 VALE S A ADR 91912E105 439 19,000 SH SOLE None 19,000 VALE S A ADR REPSTG PFD 91912E204 7,858 383,150 SH SOLE None 383,150 VIVO PARTICIPACOES S A SPON ADR PFD NEW 92855S200 1,982 78,500 SH SOLE None 78,500 VORNADO RLTY TR SH BEN INT 929042109 487 7,563 SH SOLE None 7,563 VOTORANTIM CELULOSE E PAPEL SP ADR REP COM 92906P205 11,196 682,251 SH SOLE None 682,251 WALTER INVT MGMT CORP COM 93317W102 160 10,000 SH SOLE None 10,000 WELLS FARGO & CO NEW COM 949746101 338 12,000 SH SOLE None 12,000 XM SATELLITE RADIO HLDGS INC NOTE 10.000%12/0 983759AC5 1,005 1,000,000 SH SOLE None 1,000,000
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