0001140361-16-080614.txt : 20160923 0001140361-16-080614.hdr.sgml : 20160923 20160923161548 ACCESSION NUMBER: 0001140361-16-080614 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160921 FILED AS OF DATE: 20160923 DATE AS OF CHANGE: 20160923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERMOLECULAR INC CENTRAL INDEX KEY: 0001311241 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201616267 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3011 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 582-5700 MAIL ADDRESS: STREET 1: 3011 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCWILLIAMS BRUCE M CENTRAL INDEX KEY: 0001269893 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35348 FILM NUMBER: 161899967 MAIL ADDRESS: STREET 1: 2032 BLARRITZ PL CITY: SAN JOSE STATE: CA ZIP: 95138 4 1 doc1.xml FORM 4 X0306 4 2016-09-21 0 0001311241 INTERMOLECULAR INC IMI 0001269893 MCWILLIAMS BRUCE M C/O INTERMOLECULAR, INC. 3011 NORTH FIRST ST. SAN JOSE CA 95134 1 1 0 0 Executive Chairman Stock Option (Right to Buy) 2.25 2016-09-21 5 J 0 1005000 0.00 D 2024-10-11 Common Stock 1005000 1875000 D The option shares reported as disposed of herein represent shares that were unvested and unexercisable as of the report date, and such shares were canceled for no consideration by mutual agreement between the reporting person and the Issuer. 1/48th of the original number of shares subject to the stock option shall vest and become exercisable on each monthly anniversary of October 12, 2014, subject to the Optionee's continuous service to the Company through each vesting date. /s/ Bruce M. McWilliams 2016-09-23