0000919574-12-003632.txt : 20120515
0000919574-12-003632.hdr.sgml : 20120515
20120515161822
ACCESSION NUMBER: 0000919574-12-003632
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZIMMER LUCAS CAPITAL LLC
CENTRAL INDEX KEY: 0001269832
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10550
FILM NUMBER: 12844966
BUSINESS ADDRESS:
STREET 1: 7 WEST 54TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-509-1600
MAIL ADDRESS:
STREET 1: 7 WEST 54TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
d1287570_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended March 31, 2012
Check here if Amendment: | |; Amendment Number:
This Amendment (Check only one): | | is a restatement
| | adds new holding entries.
Institutional Manager Filing this Report:
Name: Zimmer Lucas Capital, LLC
Address: 7 West 54th Street
New York, New York 10019
13F File Number: 28-10550
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Stuart J. Zimmer
Title: Managing Member
Phone: 212-440-0740
Signature, Place and Date of Signing:
/s/ Stuart J. Zimmer New York, New York May 15, 2012
----------------------- -------------------------- ----------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report).
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting managers(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 75
Form 13F Information Table Value Total: $796,757
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1. 28-10735 ZLP Master Utility Fund, Ltd.
2. 28-10775 ZLP Master Opportunity Fund, Ltd.
3. 28-11923 ZLP Fund, LP
FORM 13F INFORMATION TABLE
Zimmer Lucas Capital, LLC
March 31, 2012
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE
AGL RES INC COM 001204106 8,825 225,000 SH SHARED-DEFINED 1,2 225,000
AMERICAN ELEC PWR INC COM 025537101 36,651 950,000 SH SHARED-DEFINED 1,2 950,000
ANADARKO PETE CORP COM 032511107 2,350 30,000 SH SHARED-DEFINED 2 30,000
ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 1,365 75,477 SH SHARED-DEFINED 2 75,477
ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 3,498 98,860 SH SHARED-DEFINED 3 98,860
BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 17,891 292,435 SH SHARED-DEFINED 3 292,435
C&J ENERGY SVCS INC COM 12467B304 1,423 80,000 SH SHARED-DEFINED 1,2,3 80,000
CABOT OIL & GAS CORP COM 127097103 779 25,000 SH SHARED-DEFINED 1,2 25,000
CABOT OIL & GAS CORP COM 127097103 312 10,000 CALL SHARED-DEFINED 2 10,000
CENTERPOINT ENERGY INC COM 15189T107 32,144 1,630,000 SH SHARED-DEFINED 1,2 1,630,000
CHENIERE ENERGY INC COM NEW 16411R208 12,248 817,650 SH SHARED-DEFINED 2 817,650
CHENIERE ENERGY INC COM NEW 16411R208 2,617 174,700 CALL SHARED-DEFINED 1,2 174,700
CHESAPEAKE MIDSTREAM PARTNER UNIT 16524K108 4,505 151,573 SH SHARED-DEFINED 3 151,573
CMS ENERGY CORP COM 125896100 23,650 1,075,000 SH SHARED-DEFINED 1,2 1,075,000
CONSOLIDATED EDISON INC COM 209115104 4,382 75,000 SH SHARED-DEFINED 1,2 4,382
COPANO ENERGY L L C COM UNITS 217202100 1,785 50,000 SH SHARED-DEFINED 3 50,000
DOMINION RES INC VA NEW COM 25746U109 8,962 175,000 SH SHARED-DEFINED 1,2 175,000
DUKE ENERGY CORP NEW COM 26441C105 70,804 3,370,000 SH SHARED-DEFINED 1,2 3,370,000
EDISON INTL COM 281020107 8,387 197,300 SH SHARED-DEFINED 1,2 197,300
EL PASO CORP COM 28336L109 40,631 1,375,000 SH SHARED-DEFINED 2,3 1,375,000
EL PASO ELEC CO COM NEW 283677854 12,184 375,000 SH SHARED-DEFINED 1,2 375,000
EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 3,173 90,947 SH SHARED-DEFINED 3 90,947
ENBRIDGE ENERGY PARTNERS L P COM 29250R106 5,763 186,096 SH SHARED-DEFINED 3 186,096
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 3,494 86,700 PUT SHARED-DEFINED 2,3 86,700
EXELON CORP COM 30161N101 7,842 200,000 CALL SHARED-DEFINED 1,2 200,000
FIRSTENERGY CORP COM 337932107 30,773 675,000 SH SHARED-DEFINED 1,2 675,000
FIRSTENERGY CORP COM 337932107 456 10,000 CALL SHARED-DEFINED 1,2 10,000
GREAT PLAINS ENERGY INC COM 391164100 42,040 2,074,000 SH SHARED-DEFINED 1,2 2,074,000
HOLLYFRONTIER CORP COM 436106108 2,813 87,500 SH SHARED-DEFINED 2,3 87,500
HOLLYFRONTIER CORP COM 436106108 4,758 148,000 CALL SHARED-DEFINED 2,3 148,000
IDACORP INC COM 451107106 8,635 210,000 SH SHARED-DEFINED 1,2 210,000
INERGY L P UNIT LTD PTNR 456615103 856 52,300 SH SHARED-DEFINED 3 52,300
INERGY MIDSTREAM LP U LTD PARTNERS 45671U106 3,755 179,595 SH SHARED-DEFINED 3 179,595
ITC HLDGS CORP COM 465685105 5,771 75,000 SH SHARED-DEFINED 1,2 75,000
KINDER MORGAN INC DEL COM 49456B101 1,169 30,241 SH SHARED-DEFINED 2,3 30,241
KINDER MORGAN INC DEL COM 49456B101 39,145 1,012,800 CALL SHARED-DEFINED 2,3 1,012,800
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 5,706 78,884 SH SHARED-DEFINED 3 78,884
MARATHON PETE CORP COM 56585A102 2,385 55,000 CALL SHARED-DEFINED 2,3 55,000
MARATHON PETE CORP COM 56585A102 434 10,000 SH SHARED-DEFINED 2,3 10,000
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 396 8,000 SH SHARED-DEFINED 2 8,000
MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 17,172 293,788 SH SHARED-DEFINED 3 293,788
MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 9,352 160,000 CALL SHARED-DEFINED 2,3 160,000
NISOURCE INC COM 65473P105 1,868 76,700 SH SHARED-DEFINED 1,2 76,700
NISOURCE INC COM 65473P105 3,531 145,000 CALL SHARED-DEFINED 1,2 145,000
NOBLE ENERGY INC COM 655044105 538 5,500 SH SHARED-DEFINED 2 5,500
NORTHEAST UTILS COM 664397106 3,029 81,600 SH SHARED-DEFINED 1,2 31,600
NORTHWESTERN CORP COM NEW 668074305 12,056 340,000 SH SHARED-DEFINED 1,2 340,000
NRG ENERGY INC COM NEW 629377508 940 60,000 CALL SHARED-DEFINED 1,2 60,000
NUSTAR ENERGY LP UNIT COM 67058H102 3,820 64,660 SH SHARED-DEFINED 3 64,660
NV ENERGY INC COM 67073Y106 6,045 375,000 SH SHARED-DEFINED 1,2 375,000
OILTANKING PARTNERS L P UNIT LTD 678049107 243 7,928 SH SHARED-DEFINED 3 7,928
ONEOK INC NEW COM 682680103 43,308 530,350 SH SHARED-DEFINED 1,2,3 530,350
OTTER TAIL CORP COM 689648103 3,648 168,100 SH SHARED-DEFINED 1,2 168,100
PINNACLE WEST CAP CORP COM 723484101 6,586 137,500 SH SHARED-DEFINED 1,2 137,500
PORTLAND GEN ELEC CO COM NEW 736508847 2,498 100,000 SH SHARED-DEFINED 1,2 100,000
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 405 6,000 CALL SHARED-DEFINED 2 6,000
PROGRESS ENERGY INC COM 743263105 3,983 75,000 SH SHARED-DEFINED 1,2 75,000
PUBLIC SVC ENTERPRISE GROUP COM 744573106 306 10,000 SH SHARED-DEFINED 1,2 10,000
QUESTAR CORP COM 748356102 10,112 525,000 SH SHARED-DEFINED 1,2 525,000
RANGE RES CORP COM 75281A109 2,035 35,000 SH SHARED-DEFINED 1,2 35,000
REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 17,657 718,062 SH SHARED-DEFINED 3 718,062
SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 1,999 85,750 SH SHARED-DEFINED 3 85,750
SOUTHWEST GAS CORP COM 844895102 7,907 185,000 SH SHARED-DEFINED 1,2 185,000
SPDR S&P 500 ETF TR TR UNIT 78462F103 63,365 450,000 PUT SHARED-DEFINED 2 450,000
SUNOCO INC COM 86764P109 6,699 175,600 SH SHARED-DEFINED 2,3 175,600
UNITIL CORP COM 913259107 671 25,000 SH SHARED-DEFINED 1,2 25,000
SPDR SERIES TRUST S&P OILGAS EXP 78464A730 12,266 350,000 CALL SHARED-DEFINED 1,2 350,000
TECO ENERGY INC COM 872375100 5,265 300,000 SH SHARED-DEFINED 1,2 300,000
VALERO ENERGY CORP NEW COM 91913Y100 1,118 43,400 SH SHARED-DEFINED 2,3 43,400
VALERO ENERGY CORP NEW COM 91913Y100 1,417 55,000 CALL SHARED-DEFINED 2,3 55,000
WESTAR ENERGY INC COM 95709T100 7,997 286,332 SH SHARED-DEFINED 1,2 286,332
WGL HLDGS INC COM 92924F106 10,175 250,000 SH SHARED-DEFINED 1,2 250,000
WILLIAMS COS INC DEL COM 969457100 54,072 1,755,000 SH SHARED-DEFINED 1,2,3 1,755,000
XCEL ENERGY INC COM 98389B100 3,971 150,000 SH SHARED-DEFINED 1,2 150,000
ZAZA ENERGY CORP COM 98919T100 5,945 1,500,000 SH SHARED-DEFINED 2,3 1,500,000
796,757
SK 02192 0008 1287570