0000919574-11-006333.txt : 20111114
0000919574-11-006333.hdr.sgml : 20111111
20111114160524
ACCESSION NUMBER: 0000919574-11-006333
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZIMMER LUCAS CAPITAL LLC
CENTRAL INDEX KEY: 0001269832
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10550
FILM NUMBER: 111202388
MAIL ADDRESS:
STREET 1: 45 BROADWAY
STREET 2: 28TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10006
13F-HR
1
d1239816_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended September 30, 2011
Check here if Amendment: | |; Amendment Number:
This Amendment (Check only one): | | is a restatement
| | adds new holding entries.
Institutional Manager Filing this Report:
Name: Zimmer Lucas Capital, LLC
Address: 535 Madison Avenue, 6th Floor
New York, New York 10022
13F File Number: 28-10550
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Stuart J. Zimmer
Title: Managing Member
Phone: 212-440-0740
Signature, Place and Date of Signing:
/s/ Stuart J. Zimmer New York, New York November 14, 2011
----------------------- -------------------------- ----------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report).
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting managers(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 81
Form 13F Information Table Value Total: $1,226,452
(thousands)
List of Other Included Managers:
No. Form 13F File Number Name
1. 28-10735 ZLP Master Utility Fund, Ltd.
2. 28-10775 ZLP Master Opportunity Fund, Ltd.
3. 28-11923 ZLP Fund, LP
FORM 13F INFORMATION TABLE
Zimmer Lucas Capital, LLC
September 30, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE
-------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ----
AGL RES INC COM 001204106 4,481 110,000 SH SHARED-DEFINED 1,2 110,000
ALLETE INC COM NEW 018522300 14,103 385,000 SH SHARED-DEFINED 1,2 385,000
AMERICAN ELEC PWR INC COM 025537101 26,614 700,000 SH SHARED-DEFINED 1,2 700,000
ANADARKO PETE CORP COM 032511107 1,261 20,000 SH SHARED-DEFINED 2 20,000
ARCOS DORADOS HOLDINGS INC SHS CLASS -A- G0457F107 1,004 43,277 SH SHARED-DEFINED 2 43,277
ATLAS ENERGY LP COM UNITS LP 04930A104 4,047 217,913 SH SHARED-DEFINED 3 217,913
ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 5,717 191,400 SH SHARED-DEFINED 3 191,400
AVISTA CORP COM 05379B107 7,155 300,000 SH SHARED-DEFINED 1,2 300,000
C&J ENERGY SVCS INC COM 12467B304 2,917 177,460 SH SHARED-DEFINED 1,2,3 177,460
CABOT OIL & GAS CORP COM 127097103 61,755 997,500 SH SHARED-DEFINED 1,2,3 997,500
CALPINE CORP COM NEW 131347304 1,549 110,000 SH SHARED-DEFINED 1,2 110,000
COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 371 25,000 SH SHARED-DEFINED 1,2 25,000
CHESAPEAKE ENERGY CORP COM 165167107 66,762 2,613,000 SH SHARED-DEFINED 1,2,3 2,613,000
CHESAPEAKE ENERGY CORP COM 165167107 2,355 100,000 CALL SHARED-DEFINED 2,3 100,000
COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 455 25,000 SH SHARED-DEFINED 1,2 25,000
CLECO CORP NEW COM 12561W105 19,631 575,000 SH SHARED-DEFINED 1,2 575,000
CMS ENERGY CORP COM 125896100 23,253 1,175,000 SH SHARED-DEFINED 1,2 1,175,000
DOMINION RES INC VA NEW COM 25746U109 34,524 680,000 SH SHARED-DEFINED 1,2 680,000
DTE ENERGY CO COM 233331107 4,902 100,000 SH SHARED-DEFINED 1,2 100,000
DUKE ENERGY CORP NEW COM 26441C105 32,984 1,650,000 SH SHARED-DEFINED 1,2 1,650,000
EDISON INTL COM 281020107 31,556 825,000 SH SHARED-DEFINED 1,2 825,000
EMPIRE DIST ELEC CO COM 291641108 3,876 200,000 SH SHARED-DEFINED 1,2 200,000
ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 1,331 48,400 SH SHARED-DEFINED 2,3 48,400
ENBRIDGE ENERGY PARTNERS L P COM 29250R106 13,665 497,444 SH SHARED-DEFINED 3 497,444
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 14,404 414,150 SH SHARED-DEFINED 3 414,150
EOG RES INC COM 26875P101 4,971 70,000 SH SHARED-DEFINED 2,3 70,000
EQT CORP COM 26884L109 43,563 816,400 SH SHARED-DEFINED 2,3 816,400
EV ENERGY PARTNERS LP COM UNITS 26926V107 6,093 85,000 SH SHARED-DEFINED 3 85,000
EXELON CORP COM 30161N101 42,610 1,000,000 SH SHARED-DEFINED 1,2 1,000,000
FIRSTENERGY CORP COM 337932107 26,946 600,000 SH SHARED-DEFINED 1,2 600,000
GENON ENERGY INC COM 37244E107 1,154 415,000 SH SHARED-DEFINED 1,2 415,000
GREAT PLAINS ENERGY INC COM 391164100 31,845 1,650,000 SH SHARED-DEFINED 1,2 1,650,000
GULFPORT ENERGY CORP COM NEW 402635304 907 37,500 SH SHARED-DEFINED 2 37,500
HALLIBURTON CO COM 406216101 305 9,980 SH SHARED-DEFINED 2 9,980
IDACORP INC COM 451107106 31,603 836,500 SH SHARED-DEFINED 1,2 836,500
INTEGRYS ENERGY GROUP INC COM 45822P105 2,917 60,000 SH SHARED-DEFINED 1,2 60,000
ITC HLDGS CORP COM 465685105 29,036 375,000 SH SHARED-DEFINED 1,2 375,000
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 11,738 200,000 SH SHARED-DEFINED 2,3 200,000
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 2,778 46,000 SH SHARED-DEFINED 3 46,000
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 442 8,000 SH SHARED-DEFINED 2 8,000
MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 14,631 318,420 SH SHARED-DEFINED 3 318,420
MGE ENERGY INC COM 55277P104 4,270 105,000 SH SHARED-DEFINED 1,2 105,000
MICROSOFT CORP COM 594918104 3,609 145,000 SH SHARED-DEFINED 2 145,000
MV OIL TR TR UNITS 553859109 240 6,471 SH SHARED-DEFINED 3 6,471
NICOR INC COM 654086107 4,126 75,000 SH SHARED-DEFINED 1,2 75,000
NISOURCE INC COM 65473P105 75,899 3,550,000 SH SHARED-DEFINED 1,2,3 3,550,000
NORTHEAST UTILS COM 664397106 42,904 1,275,000 SH SHARED-DEFINED 1,2 1,275,000
NRG ENERGY INC COM NEW 629377508 3,375 159,100 SH SHARED-DEFINED 1,2 159,100
NV ENERGY INC COM 67073Y106 30,156 2,050,000 SH SHARED-DEFINED 1,2 2,050,000
OGE ENERGY CORP COM 670837103 1,435 30,022 SH SHARED-DEFINED 1,2 30,022
OILTANKING PARTNERS L P UNIT LTD 678049107 1,672 69,975 SH SHARED-DEFINED 3 69,975
ONEOK INC NEW COM 682680103 43,175 653,770 SH SHARED-DEFINED 1,2,3 653,770
PG&E CORP COM 69331C108 8,460 200,000 SH SHARED-DEFINED 1,2 200,000
PATRIOT COAL CORP COM 70336T104 748 88,450 SH SHARED-DEFINED 1,2 88,450
PIEDMONT NAT GAS INC COM 720186105 6,500 225,000 SH SHARED-DEFINED 1,2 225,000
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1,473 25,000 SH SHARED-DEFINED 3 25,000
PPL CORP UNIT 99/99/9999 69351T601 2,211 40,000 SH SHARED-DEFINED 2 40,000
PPL CORP COM 69351T106 60,648 2,125,000 SH SHARED-DEFINED 1,2 2,125,000
PROGRESS ENERGY INC COM 743263105 31,679 612,500 SH SHARED-DEFINED 1,2 612,500
QUESTAR CORP COM 748356102 11,954 675,000 SH SHARED-DEFINED 1,2 675,000
RANGE RES CORP COM 75281A109 51,240 876,500 SH SHARED-DEFINED 1,2,3 876,500
ROSETTA RESOURCES INC COM 777779307 13,262 387,500 SH SHARED-DEFINED 2,3 387,500
ROSETTA RESOURCES INC COM 777779307 3,423 100,000 CALL SHARED-DEFINED 2,3 100,000
SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 5,404 320,700 SH SHARED-DEFINED 3 320,700
SCHLUMBERGER LTD COM 806857108 896 15,000 SH SHARED-DEFINED 2 15,000
SEMPRA ENERGY COM 816851109 10,300 200,000 SH SHARED-DEFINED 1,2 200,000
SOUTH JERSEY INDS INC COM 838518108 2,259 45,400 SH SHARED-DEFINED 1,2 45,400
SOUTHWEST GAS CORP COM 844895102 15,372 425,000 SH SHARED-DEFINED 1,2 425,000
SOUTHWESTERN ENERGY CO COM 845467109 38,330 1,150,000 SH SHARED-DEFINED 2,3 1,150,000
SPDR S&P 500 ETF TR TR UNIT 78462F103 3,677 32,500 SH SHARED-DEFINED 2 32,500
SPDR S&P 500 ETF TR TR UNIT 78462F103 16,973 150,000 PUT SHARED-DEFINED 1,2,3 150,000
SPDR SERIES TRUST S&P OILGAS EXP 78464A730 15,001 350,000 CALL SHARED-DEFINED 2,3 350,000
SPECTRA ENERGY CORP COM 847560109 52,531 2,141,502 SH SHARED-DEFINED 1,2,3 2,141,502
SPECTRA ENERGY PARTNERS LP COM 84756N109 1,645 58,300 SH SHARED-DEFINED 3 58,300
SUNCOKE ENERGY INC COM 86722A103 2,049 186,300 SH SHARED-DEFINED 1,2,3 186,300
TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 3,129 95,164 SH SHARED-DEFINED 3 95,164
TESORO LOGISTICS LP COM UNIT LP 88160T107 830 34,824 SH SHARED-DEFINED 3 34,824
TUDOU HLDGS LTD SPONSORED ADS 89903T107 341 25,000 SH SHARED-DEFINED 2 25,000
UGI CORP NEW COM 902681105 5,911 225,000 SH SHARED-DEFINED 1,2 225,000
UNITIL CORP COM 913259107 1,926 75,000 SH SHARED-DEFINED 1,2 75,000
WILLIAMS COS INC DEL COM 969457100 15,213 625,000 SH SHARED-DEFINED 2,3 625,000
SK 02192 0008 1239816