0000919574-11-004928.txt : 20110815
0000919574-11-004928.hdr.sgml : 20110815
20110815165121
ACCESSION NUMBER: 0000919574-11-004928
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZIMMER LUCAS CAPITAL LLC
CENTRAL INDEX KEY: 0001269832
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10550
FILM NUMBER: 111037293
MAIL ADDRESS:
STREET 1: 45 BROADWAY
STREET 2: 28TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10006
13F-HR
1
d1219740_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended June 30, 2011
Check here if Amendment: | |; Amendment Number:
This Amendment (Check only one): | | is a restatement
| | adds new holding entries.
Institutional Manager Filing this Report:
Name: Zimmer Lucas Capital, LLC
Address: 535 Madison Avenue, 6th Floor
New York, New York 10022
13F File Number: 28-10550
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Stuart J. Zimmer
Title: Managing Member
Phone: 212-440-0740
Signature, Place and Date of Signing:
/s/ Stuart J. Zimmer New York, New York August 15, 2011
----------------------- -------------------------- ----------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report).
[_] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting managers(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 98
Form 13F Information Table Value Total: $1,161,493
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1. 28-10735 ZLP Master Utility Fund, Ltd.
2. 28-10775 ZLP Master Opportunity Fund, Ltd.
3. 28-11923 ZLP Fund, LP
FORM 13F INFORMATION TABLE
Zimmer Lucas Capital, LLC
June 30, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
AGL RES INC COM 001204106 11,195 275,000 SH SHARED 1,2 275,000
ALLETE INC COM NEW 018522300 11,294 275,200 SH SHARED 1,2 275,200
AMERICAN ELEC PWR INC COM 025537101 32,593 865,000 SH SHARED 1,2 865,000
ANADARKO PETE CORP COM 032511107 768 10,000 SH SHARED 2 10,000
APPROACH RESOURCES INC COM 03834A103 4,874 215,000 SH SHARED 2,3 215,000
ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 974 46,206 SH SHARED 2 46,206
ATLAS ENERGY LP COM UNITS LP 04930A104 5,326 245,078 SH SHARED 3 245,078
AVISTA CORP COM 05379B107 8,349 325,000 SH SHARED 1,2 325,000
BARRETT BILL CORP COM 06846N104 21,502 463,900 SH SHARED 2,3 463,900
BERRY PETE CO CL A 085789105 22,957 432,100 SH SHARED 2,3 432,100
BOINGO WIRELESS INC COM 09739C102 136 15,000 SH SHARED 1,2,3 15,000
BP PLC SPONSORED ADR 055622104 443 10,000 SH SHARED 2 10,000
BRIGHAM EXPLORATION CO COM 109178103 27,637 923,400 SH SHARED 2,3 923,400
BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 3,002 46,500 SH SHARED 3 46,500
CABOT OIL & GAS CORP COM 127097103 24,734 373,000 CALL SHARED 2,3 373,000
CABOT OIL & GAS CORP COM 127097103 43,946 662,729 SH SHARED 2,3 662,729
CENTERPOINT ENERGY INC COM 15189T107 21,285 1,100,000 SH SHARED 1,2 1,100,000
CHESAPEAKE ENERGY CORP COM 165167107 2,969 100,000 CALL SHARED 2,3 100,000
CHESAPEAKE ENERGY CORP COM 165167107 41,863 1,410,000 SH SHARED 2,3 1,410,000
CIMAREX ENERGY CO COM 171798101 20,201 225,000 CALL SHARED 2,3 225,000
CLECO CORP NEW COM 12561W105 14,550 417,500 SH SHARED 1,2 417,500
CMS ENERGY CORP COM 125896100 9,156 465,000 SH SHARED 1,2 465,000
CONCHO RES INC COM 20605P101 9,185 100,000 CALL SHARED 2,3 100,000
COPANO ENERGY L L C COM UNITS 217202100 1,067 31,186 SH SHARED 3 31,186
DUKE ENERGY CORP NEW COM 26441C105 30,693 1,630,000 SH SHARED 1,2 1,630,000
DUNCAN ENERGY PARTNERS LP COM UNITS 265026104 5,844 135,092 SH SHARED 3 135,092
EDISON INTL COM 281020107 40,106 1,035,000 SH SHARED 1,2 1,035,000
EL PASO ELEC CO COM NEW 283677854 10,498 325,000 SH SHARED 1,2 325,000
EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 6,755 194,400 SH SHARED 3 194,400
ENBRIDGE ENERGY PARTNERS L P COM 29250R106 11,115 369,646 SH SHARED 3 369,646
ENSCO PLC SPONSORED ADR 29358Q109 533 10,000 SH SHARED 2 10,000
EXELON CORP COM 30161N101 43,054 1,005,000 SH SHARED 1,2 1,005,000
FIRSTENERGY CORP COM 337932107 22,097 500,500 CALL SHARED 1,2 500,500
FIRSTENERGY CORP COM 337932107 17,525 396,940 SH SHARED 1,2 396,940
GENON ENERGY INC COM 37244E107 157 40,800 SH SHARED 1,2 40,800
GOODRICH PETE CORP COM NEW 382410405 331 17,966 SH SHARED 2,3 17,966
GULFPORT ENERGY CORP COM NEW 402635304 2,331 78,500 SH SHARED 2 78,500
HESS CORP COM 42809H107 897 12,000 SH SHARED 2 12,000
INERGY L P UNIT LTD PTNR 456615103 354 10,000 SH SHARED 3 10,000
ITC HLDGS CORP COM 465685105 40,363 562,395 SH SHARED 1,2 562,395
KINDER MORGAN INC DEL COM 49456B101 7,565 263,300 SH SHARED 1 263,300
KODIAK OIL & GAS CORP COM 50015Q100 10,433 1,808,187 SH SHARED 2,3 1,808,187
KOSMOS ENERGY LTD SHS G5315B107 2,123 125,000 SH SHARED 1,2,3 125,000
LACLEDE GROUP INC COM 505597104 2,270 60,000 SH SHARED 1,2 60,000
LONE PINE RES INC COM 54222A106 6,836 643,695 SH SHARED 2,3 643,695
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 437 8,000 SH SHARED 2 8,000
MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 10,867 225,269 SH SHARED 3 225,269
MGE ENERGY INC COM 55277P104 4,661 115,000 SH SHARED 1,2 115,000
MV OIL TR TR UNITS 553859109 327 7,821 SH SHARED 3 7,821
NEWFIELD EXPL CO COM 651290108 24,691 363,000 SH SHARED 2,3 363,000
NEWFIELD EXPL CO COM 651290108 6,802 100,000 CALL SHARED 2,3 100,000
NICOR INC COM 654086107 821 15,000 SH SHARED 1,2 15,000
NISOURCE INC COM 65473P105 62,428 3,082,878 SH SHARED 1,2,3 3,082,878
NORTHEAST UTILS COM 664397106 11,101 315,627 SH SHARED 1,2 315,627
NORTHWEST NAT GAS CO COM 667655104 6,995 155,000 SH SHARED 1,2 155,000
NORTHWESTERN CORP COM NEW 668074305 7,615 230,000 SH SHARED 1,2 230,000
NRG ENERGY INC COM NEW 629377508 4,916 200,000 CALL SHARED 1 200,000
NSTAR COM 67019E107 460 10,000 SH SHARED 1,2 10,000
NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 2,378 66,057 SH SHARED 3 66,057
OASIS PETE INC NEW COM 674215108 1,997 67,300 SH SHARED 2,3 67,300
ONEOK INC NEW COM 682680103 11,180 151,056 SH SHARED 1,2,3 151,056
PATRIOT COAL CORP COM 70336T104 1,239 55,660 SH SHARED 1,2 55,660
PEPCO HOLDINGS INC COM 713291102 200 10,200 CALL SHARED 1,2 10,200
PETROHAWK ENERGY CORP COM 716495106 8,018 325,000 CALL SHARED 1,2,3 325,000
PETROHAWK ENERGY CORP COM 716495106 52,556 2,130,350 SH SHARED 2,3 2,130,350
PETROLEUM DEV CORP COM 716578109 3,650 122,027 SH SHARED 2,3 122,027
PETROQUEST ENERGY INC COM 716748108 2,514 358,147 SH SHARED 2,3 358,147
PFIZER INC COM 717081103 412 20,000 SH SHARED 2 20,000
PG&E CORP COM 69331C108 38,752 922,000 SH SHARED 1,2 922,000
PINNACLE WEST CAP CORP COM 723484101 3,121 70,000 SH SHARED 1,2 70,000
PIONEER NAT RES CO COM 723787107 33,110 369,652 SH SHARED 2,3 369,652
PNM RES INC COM 69349H107 4,604 275,000 SH SHARED 1,2 275,000
PORTLAND GEN ELEC CO COM NEW 736508847 2,528 100,000 SH SHARED 1,2 100,000
PPL CORP UNIT 99/99/9999 69351T601 2,245 40,000 SH SHARED 2 40,000
PPL CORP COM 69351T106 63,303 2,274,639 SH SHARED 1,2 2,274,639
PROGRESS ENERGY INC COM 743263105 8,402 175,000 SH SHARED 1,2 175,000
QUESTAR CORP COM 748356102 4,870 275,000 SH SHARED 1,2 275,000
REX ENERGY CORPORATION COM 761565100 514 50,000 SH SHARED 2,3 50,000
ROSETTA RESOURCES INC COM 777779307 7,333 142,270 SH SHARED 2,3 142,270
SM ENERGY CO COM 78454L100 28,331 385,562 SH SHARED 2,3 385,562
SOUTHERN CO COM 842587107 3,767 93,300 SH SHARED 1,2 93,300
SOUTHERN UN CO NEW COM 844030106 60,357 1,503,294 SH SHARED 1,2,3 1,503,294
SOUTHWEST GAS CORP COM 844895102 5,792 150,000 SH SHARED 1,2 150,000
SPDR GOLD TRUST GOLD SHS 78463V107 511 3,500 SH SHARED 3,500
SPDR S&P 500 ETF TRUST TR UNIT 78462F103 6,599 50,000 CALL SHARED 2 50,000
SPDR S&P 500 ETF TR TR UNIT 78462F103 13,197 100,000 PUT SHARED 1,2,3 100,000
SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 1,860 21,586 SH SHARED 3 21,586
TARGA RES CORP COM 87612G101 3,172 94,814 SH SHARED 2,3 94,814
TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 4,570 128,365 SH SHARED 3 128,365
TECO ENERGY INC COM 872375100 5,667 300,000 SH SHARED 1,2 300,000
TESORO LOGISTICS LP COM UNIT LP 88160T107 1,964 80,639 SH SHARED 3 80,639
UGI CORP NEW COM 902681105 4,784 150,000 SH SHARED 1,2 150,000
UIL HLDG CORP COM 902748102 1,456 45,000 SH SHARED 1,2 45,000
ULTRA PETROLEUM CORP COM 903914109 9,160 200,000 CALL SHARED 2,3 200,000
UNITIL CORP COM 913259107 519 19,750 SH SHARED 1,2 19,750
WILLIAMS COS INC DEL COM 969457100 756 25,000 SH SHARED 2 25,000
WISCONSIN ENERGY CORP COM 976657106 10,973 350,000 SH SHARED 1,2 350,000
YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 1,126 25,000 SH SHARED 2 25,000
SK 02192 0008 1219740