0000919574-11-004928.txt : 20110815 0000919574-11-004928.hdr.sgml : 20110815 20110815165121 ACCESSION NUMBER: 0000919574-11-004928 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZIMMER LUCAS CAPITAL LLC CENTRAL INDEX KEY: 0001269832 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10550 FILM NUMBER: 111037293 MAIL ADDRESS: STREET 1: 45 BROADWAY STREET 2: 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 13F-HR 1 d1219740_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended June 30, 2011 Check here if Amendment: | |; Amendment Number: This Amendment (Check only one): | | is a restatement | | adds new holding entries. Institutional Manager Filing this Report: Name: Zimmer Lucas Capital, LLC Address: 535 Madison Avenue, 6th Floor New York, New York 10022 13F File Number: 28-10550 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stuart J. Zimmer Title: Managing Member Phone: 212-440-0740 Signature, Place and Date of Signing: /s/ Stuart J. Zimmer New York, New York August 15, 2011 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 98 Form 13F Information Table Value Total: $1,161,493 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 28-10735 ZLP Master Utility Fund, Ltd. 2. 28-10775 ZLP Master Opportunity Fund, Ltd. 3. 28-11923 ZLP Fund, LP FORM 13F INFORMATION TABLE Zimmer Lucas Capital, LLC June 30, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE AGL RES INC COM 001204106 11,195 275,000 SH SHARED 1,2 275,000 ALLETE INC COM NEW 018522300 11,294 275,200 SH SHARED 1,2 275,200 AMERICAN ELEC PWR INC COM 025537101 32,593 865,000 SH SHARED 1,2 865,000 ANADARKO PETE CORP COM 032511107 768 10,000 SH SHARED 2 10,000 APPROACH RESOURCES INC COM 03834A103 4,874 215,000 SH SHARED 2,3 215,000 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 974 46,206 SH SHARED 2 46,206 ATLAS ENERGY LP COM UNITS LP 04930A104 5,326 245,078 SH SHARED 3 245,078 AVISTA CORP COM 05379B107 8,349 325,000 SH SHARED 1,2 325,000 BARRETT BILL CORP COM 06846N104 21,502 463,900 SH SHARED 2,3 463,900 BERRY PETE CO CL A 085789105 22,957 432,100 SH SHARED 2,3 432,100 BOINGO WIRELESS INC COM 09739C102 136 15,000 SH SHARED 1,2,3 15,000 BP PLC SPONSORED ADR 055622104 443 10,000 SH SHARED 2 10,000 BRIGHAM EXPLORATION CO COM 109178103 27,637 923,400 SH SHARED 2,3 923,400 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 3,002 46,500 SH SHARED 3 46,500 CABOT OIL & GAS CORP COM 127097103 24,734 373,000 CALL SHARED 2,3 373,000 CABOT OIL & GAS CORP COM 127097103 43,946 662,729 SH SHARED 2,3 662,729 CENTERPOINT ENERGY INC COM 15189T107 21,285 1,100,000 SH SHARED 1,2 1,100,000 CHESAPEAKE ENERGY CORP COM 165167107 2,969 100,000 CALL SHARED 2,3 100,000 CHESAPEAKE ENERGY CORP COM 165167107 41,863 1,410,000 SH SHARED 2,3 1,410,000 CIMAREX ENERGY CO COM 171798101 20,201 225,000 CALL SHARED 2,3 225,000 CLECO CORP NEW COM 12561W105 14,550 417,500 SH SHARED 1,2 417,500 CMS ENERGY CORP COM 125896100 9,156 465,000 SH SHARED 1,2 465,000 CONCHO RES INC COM 20605P101 9,185 100,000 CALL SHARED 2,3 100,000 COPANO ENERGY L L C COM UNITS 217202100 1,067 31,186 SH SHARED 3 31,186 DUKE ENERGY CORP NEW COM 26441C105 30,693 1,630,000 SH SHARED 1,2 1,630,000 DUNCAN ENERGY PARTNERS LP COM UNITS 265026104 5,844 135,092 SH SHARED 3 135,092 EDISON INTL COM 281020107 40,106 1,035,000 SH SHARED 1,2 1,035,000 EL PASO ELEC CO COM NEW 283677854 10,498 325,000 SH SHARED 1,2 325,000 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 6,755 194,400 SH SHARED 3 194,400 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 11,115 369,646 SH SHARED 3 369,646 ENSCO PLC SPONSORED ADR 29358Q109 533 10,000 SH SHARED 2 10,000 EXELON CORP COM 30161N101 43,054 1,005,000 SH SHARED 1,2 1,005,000 FIRSTENERGY CORP COM 337932107 22,097 500,500 CALL SHARED 1,2 500,500 FIRSTENERGY CORP COM 337932107 17,525 396,940 SH SHARED 1,2 396,940 GENON ENERGY INC COM 37244E107 157 40,800 SH SHARED 1,2 40,800 GOODRICH PETE CORP COM NEW 382410405 331 17,966 SH SHARED 2,3 17,966 GULFPORT ENERGY CORP COM NEW 402635304 2,331 78,500 SH SHARED 2 78,500 HESS CORP COM 42809H107 897 12,000 SH SHARED 2 12,000 INERGY L P UNIT LTD PTNR 456615103 354 10,000 SH SHARED 3 10,000 ITC HLDGS CORP COM 465685105 40,363 562,395 SH SHARED 1,2 562,395 KINDER MORGAN INC DEL COM 49456B101 7,565 263,300 SH SHARED 1 263,300 KODIAK OIL & GAS CORP COM 50015Q100 10,433 1,808,187 SH SHARED 2,3 1,808,187 KOSMOS ENERGY LTD SHS G5315B107 2,123 125,000 SH SHARED 1,2,3 125,000 LACLEDE GROUP INC COM 505597104 2,270 60,000 SH SHARED 1,2 60,000 LONE PINE RES INC COM 54222A106 6,836 643,695 SH SHARED 2,3 643,695 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 437 8,000 SH SHARED 2 8,000 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 10,867 225,269 SH SHARED 3 225,269 MGE ENERGY INC COM 55277P104 4,661 115,000 SH SHARED 1,2 115,000 MV OIL TR TR UNITS 553859109 327 7,821 SH SHARED 3 7,821 NEWFIELD EXPL CO COM 651290108 24,691 363,000 SH SHARED 2,3 363,000 NEWFIELD EXPL CO COM 651290108 6,802 100,000 CALL SHARED 2,3 100,000 NICOR INC COM 654086107 821 15,000 SH SHARED 1,2 15,000 NISOURCE INC COM 65473P105 62,428 3,082,878 SH SHARED 1,2,3 3,082,878 NORTHEAST UTILS COM 664397106 11,101 315,627 SH SHARED 1,2 315,627 NORTHWEST NAT GAS CO COM 667655104 6,995 155,000 SH SHARED 1,2 155,000 NORTHWESTERN CORP COM NEW 668074305 7,615 230,000 SH SHARED 1,2 230,000 NRG ENERGY INC COM NEW 629377508 4,916 200,000 CALL SHARED 1 200,000 NSTAR COM 67019E107 460 10,000 SH SHARED 1,2 10,000 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 2,378 66,057 SH SHARED 3 66,057 OASIS PETE INC NEW COM 674215108 1,997 67,300 SH SHARED 2,3 67,300 ONEOK INC NEW COM 682680103 11,180 151,056 SH SHARED 1,2,3 151,056 PATRIOT COAL CORP COM 70336T104 1,239 55,660 SH SHARED 1,2 55,660 PEPCO HOLDINGS INC COM 713291102 200 10,200 CALL SHARED 1,2 10,200 PETROHAWK ENERGY CORP COM 716495106 8,018 325,000 CALL SHARED 1,2,3 325,000 PETROHAWK ENERGY CORP COM 716495106 52,556 2,130,350 SH SHARED 2,3 2,130,350 PETROLEUM DEV CORP COM 716578109 3,650 122,027 SH SHARED 2,3 122,027 PETROQUEST ENERGY INC COM 716748108 2,514 358,147 SH SHARED 2,3 358,147 PFIZER INC COM 717081103 412 20,000 SH SHARED 2 20,000 PG&E CORP COM 69331C108 38,752 922,000 SH SHARED 1,2 922,000 PINNACLE WEST CAP CORP COM 723484101 3,121 70,000 SH SHARED 1,2 70,000 PIONEER NAT RES CO COM 723787107 33,110 369,652 SH SHARED 2,3 369,652 PNM RES INC COM 69349H107 4,604 275,000 SH SHARED 1,2 275,000 PORTLAND GEN ELEC CO COM NEW 736508847 2,528 100,000 SH SHARED 1,2 100,000 PPL CORP UNIT 99/99/9999 69351T601 2,245 40,000 SH SHARED 2 40,000 PPL CORP COM 69351T106 63,303 2,274,639 SH SHARED 1,2 2,274,639 PROGRESS ENERGY INC COM 743263105 8,402 175,000 SH SHARED 1,2 175,000 QUESTAR CORP COM 748356102 4,870 275,000 SH SHARED 1,2 275,000 REX ENERGY CORPORATION COM 761565100 514 50,000 SH SHARED 2,3 50,000 ROSETTA RESOURCES INC COM 777779307 7,333 142,270 SH SHARED 2,3 142,270 SM ENERGY CO COM 78454L100 28,331 385,562 SH SHARED 2,3 385,562 SOUTHERN CO COM 842587107 3,767 93,300 SH SHARED 1,2 93,300 SOUTHERN UN CO NEW COM 844030106 60,357 1,503,294 SH SHARED 1,2,3 1,503,294 SOUTHWEST GAS CORP COM 844895102 5,792 150,000 SH SHARED 1,2 150,000 SPDR GOLD TRUST GOLD SHS 78463V107 511 3,500 SH SHARED 3,500 SPDR S&P 500 ETF TRUST TR UNIT 78462F103 6,599 50,000 CALL SHARED 2 50,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 13,197 100,000 PUT SHARED 1,2,3 100,000 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 1,860 21,586 SH SHARED 3 21,586 TARGA RES CORP COM 87612G101 3,172 94,814 SH SHARED 2,3 94,814 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 4,570 128,365 SH SHARED 3 128,365 TECO ENERGY INC COM 872375100 5,667 300,000 SH SHARED 1,2 300,000 TESORO LOGISTICS LP COM UNIT LP 88160T107 1,964 80,639 SH SHARED 3 80,639 UGI CORP NEW COM 902681105 4,784 150,000 SH SHARED 1,2 150,000 UIL HLDG CORP COM 902748102 1,456 45,000 SH SHARED 1,2 45,000 ULTRA PETROLEUM CORP COM 903914109 9,160 200,000 CALL SHARED 2,3 200,000 UNITIL CORP COM 913259107 519 19,750 SH SHARED 1,2 19,750 WILLIAMS COS INC DEL COM 969457100 756 25,000 SH SHARED 2 25,000 WISCONSIN ENERGY CORP COM 976657106 10,973 350,000 SH SHARED 1,2 350,000 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 1,126 25,000 SH SHARED 2 25,000
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