13F-HR 1 d1193425_13f-nt.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended March 31, 2011 Check here if Amendment: | |; Amendment Number: This Amendment (Check only one): | | is a restatement | | adds new holding entries. Institutional Manager Filing this Report: Name: Zimmer Lucas Capital, LLC Address: 535 Madison Avenue, 6th Floor New York, New York 10022 13F File Number: 28-10550 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stuart J. Zimmer Title: Managing Member Phone: 212-440-0740 Signature, Place and Date of Signing: /s/ Stuart J. Zimmer New York, New York May 16, 2011 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 81 Form 13F Information Table Value Total: $924,258 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1. 28-10735 ZLP Master Utility Fund, Ltd. 2. 28-10775 ZLP Master Opportunity Fund, Ltd. 3. 28-11923 ZLP Fund, LP FORM 13F INFORMATION TABLE Zimmer Lucas Capital, LLC March 31, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE AGL RES INC COM 001204106 6,016 151,000 SHARED 1,2 151,000 ALLETE INC COM NEW 018522300 3,507 90,000 SHARED 1,2 90,000 AMERICAN ELEC PWR INC COM 025537101 14,348 408,300 SHARED 1,2 408,300 ANADARKO PETE CORP COM 032511107 410 5,000 SHARED 2 5,000 APPROACH RESOURCES INC COM 03834A103 1,108 33,000 SHARED 2,3 33,000 ATLAS ENERGY LP COM UNITS LP 04930A104 1,977 88,500 SHARED 3 88,500 ATMOS ENERGY CORP COM 049560105 1,194 35,000 SHARED 1,2 35,000 AVISTA CORP COM 05379B107 4,279 185,000 SHARED 1,2 185,000 BCD SEMICONDUCTOR MFG LTD SPON ADR 055347207 89 10,245 SHARED 2 10,245 BERRY PETE CO CL A 085789105 10,090 200,000 SHARED 2,3 200,000 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 2,048 62,696 SHARED 3 62,696 BRIGHAM EXPLORATION CO COM 109178103 10,857 292,000 SHARED 2,3 292,000 CABOT OIL & GAS CORP COM 127097103 39,383 743,500 SHARED 2,3 743,500 CENTERPOINT ENERGY INC COM 15189T107 43,004 2,449,000 SHARED 1,2 2,449,000 CENTRAL VT PUB SVC CORP COM 155771108 2,616 112,329 SHARED 1,2 112,329 CHESAPEAKE ENERGY CORP COM 165167107 39,386 1,175,000 SHARED 2,3 1,175,000 CHESAPEAKE UTILS CORP COM 165303108 2,053 49,333 SHARED 1,2 49,333 CIMAREX ENERGY CO COM 171798101 23,048 200,000 SHARED 2,3 200,000 CMS ENERGY CORP COM 125896100 29,951 1,525,000 SHARED 1,2 1,525,000 CONSTELLATION ENERGY GROUP I COM 210371100 6,615 212,500 SHARED 1,2 212,500 DTE ENERGY CO COM 233331107 2,448 50,000 SHARED 1,2 50,000 DUNCAN ENERGY PARTNERS LP COM UNITS 265026104 8,528 210,572 SHARED 3, 210,572 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 400 39,000 SHARED 3 39,000 EDISON INTL COM 281020107 30,004 820,000 SHARED 1,2 820,000 EL PASO ELEC CO COM NEW 283677854 6,080 200,000 SHARED 1,2 200,000 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 5,163 142,500 SHARED 3 142,500 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 9,064 140,263 SHARED 3 140,263 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 6,066 134,800 SHARED 3 134,800 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 2,329 45,000 SHARED 3 45,000 ENTERGY CORP NEW COM 29364G103 5,068 75,400 SHARED 1,2 75,400 EXELON CORP COM 30161N101 250 2,500 CALL SHARED 1,2 2,500 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 1,239 47,636 SHARED 3 47,636 FIRSTENERGY CORP COM 337932107 556 15,000 SHARED 1,2 15,000 FIRSTENERGY CORP COM 337932107 333 5,005 CALL SHARED 1,2 5,005 FOREST OIL CORP COM PAR $0.01 346091705 4,494 118,800 SHARED 2,3 118,800 FOREST OIL CORP COM PAR $0.01 346091705 390 1,054 CALL SHARED 2,3 1,054 GREAT PLAINS ENERGY INC COM 391164100 501 25,000 SHARED 1,2 25,000 GULFPORT ENERGY CORP COM NEW 402635304 2,518 69,700 SHARED 2 69,700 HCA HOLDINGS INC COM 40412C101 847 25,000 SHARED 2 25,000 ITC HLDGS CORP COM 465685105 25,688 367,500 SHARED 1,2 367,500 KINDER MORGAN INC DEL COM 49456B101 24,868 839,000 SHARED 1,2 839,000 LINN ENERGY LLC UNIT LTD LIAB 536020100 3,005 77,200 SHARED 3 77,200 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 481 8,000 SHARED 2 8,000 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 15,767 325,301 SHARED 3 325,301 MV OIL TR TR UNITS 553859109 2,355 60,414 SHARED 3 60,414 NEW JERSEY RES COM 646025106 16,170 376,488 SHARED 1,2 376,488 NEXTERA ENERGY INC COM 65339F101 13,091 237,500 SHARED 1,2 237,500 NISOURCE INC COM 65473P105 39,127 2,040,000 SHARED 1,2,3 2,040,000 NORTHWESTERN CORP COM NEW 668074305 5,000 165,000 SHARED 1,2 165,000 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 383 10,500 SHARED 3 10,500 NV ENERGY INC COM 67073Y106 12,091 812,000 SHARED 1,2 812,000 ONEOK INC NEW COM 682680103 68,766 1,028,202 SHARED 1,2 1,028,202 PATRIOT COAL CORP COM 70336T104 511 19,800 SHARED 1,2 19,800 PETROHAWK ENERGY CORP COM 716495106 34,970 1,425,000 SHARED 2,3 1,425,000 PG&E CORP COM 69331C108 37,708 853,500 SHARED 1,2 853,500 PINNACLE WEST CAP CORP COM 723484101 18,558 433,702 SHARED 1,2 433,702 PIONEER NAT RES CO COM 723787107 48,412 475,000 SHARED 2,3 475,000 PUBLIC SVC ENTERPRISE GROUP COM 744573106 18,118 575,000 SHARED 1,2 575,000 QUESTAR CORP COM 748356102 3,054 175,000 SHARED 1,2 175,000 REX ENERGY CORPORATION COM 761565100 7,525 646,503 SHARED 2,3 646,503 ROSETTA RESOURCES INC COM 777779307 35,791 752,000 SHARED 2,3 752,000 SCANA CORP NEW COM 80589M102 19,788 502,607 SHARED 1,2 502,607 SEMPRA ENERGY COM 816851109 19,453 363,600 SHARED 1,2 363,600 SOUTHERN CO COM 842587107 26,601 698,000 SHARED 1,2 698,000 SOUTHERN UN CO NEW COM 844030106 53,380 1,865,119 SHARED 1,2,3 1,865,119 SOUTHWESTERN ENERGY CO COM 845467109 735 3,500 CALL SHARED 2, 3,500 SOUTHWESTERN ENERGY CO COM 845467109 548 1,500 CALL SHARED 2,3 1,500 SPDR GOLD TRUST GOLD SHS 78463V107 1,035 7,400 SHARED 0 7,400 SPDR S&P 500 ETF TR TR UNIT 78462F103 320 820 CALL SHARED 2 820 SPECTRA ENERGY CORP COM 847560109 1,136 41,800 SHARED 2,3 41,800 STONE ENERGY CORP COM 861642106 2,319 69,500 SHARED 2,3 69,500 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 2,989 34,443 SHARED 3 34,443 SWIFT ENERGY CO COM 870738101 11,186 262,100 SHARED 2,3 262,100 TARGA RES CORP COM 87612G101 3,618 99,829 SHARED 2,3 99,829 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 1,914 55,185 SHARED 3 55,185 UGI CORP NEW COM 902681105 3,784 115,000 SHARED 1,2 115,000 UIL HLDG CORP COM 902748102 3,815 125,000 SHARED 1,2 125,000 ULTRA PETROLEUM CORP COM 903914109 510 2,000 CALL SHARED 2,3 2,000 WILLIAMS COS INC DEL COM 969457100 6,267 201,000 SHARED 2,3 201,000 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 3,832 73,972 SHARED 3 73,972 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 1,336 30,000 SHARED 2 30,000
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