0001420506-22-000318.txt : 20220214 0001420506-22-000318.hdr.sgml : 20220214 20220211191431 ACCESSION NUMBER: 0001420506-22-000318 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220211 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OVERBROOK MANAGEMENT CORP CENTRAL INDEX KEY: 0001269786 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10593 FILM NUMBER: 22623742 BUSINESS ADDRESS: STREET 1: 122 EAST 42ND STREET STREET 2: SUITE 2510 CITY: NEW YORK STATE: NY ZIP: 10168 BUSINESS PHONE: 2126618710 MAIL ADDRESS: STREET 1: 122 EAST 42ND STREET STREET 2: SUITE 2510 CITY: NEW YORK STATE: NY ZIP: 10168 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001269786 XXXXXXXX 12-31-2021 12-31-2021 false OVERBROOK MANAGEMENT CORP

122 EAST 42ND STREET SUITE 2510 NEW YORK NY 10168

13F COMBINATION REPORT 028-10593 28-12908 Aureus Asset Management LLC 28-10309 DSM Capital Prts LLC 28-2408 Greenhaven Associates N Lloyd Moskowitz 2126618710 Lloyd Moskowitz, Chief Compliance Officer NEW YORK NY 2-11-2022 0 99 495950 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR OVERBROOK MANAGEMENT CORP ABBOTT LABS COM 002824100 1246 8851 SH SOLE 8851 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 227 400 SH SOLE 400 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2354 19816 SH SOLE 19816 0 0 ALPHABET INC CAP STK CL A 02079K305 4038 1394 SH SOLE 1394 0 0 ALPHABET INC CAP STK CL C 02079K107 43988 15202 SH SOLE 15202 0 0 ALTUS POWER INC COM CL A 02217A102 1921 183822 SH SOLE 183822 0 0 AMAZON COM INC COM 023135106 24391 7315 SH SOLE 7315 0 0 AMERICAN EXPRESS CO COM 025816109 5754 35172 SH SOLE 35172 0 0 AON PLC SHS CL A G0403H108 20172 67116 SH SOLE 67116 0 0 APPLE INC COM 037833100 26718 150465 SH SOLE 150465 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1765 7158 SH SOLE 7158 0 0 BALLYS CORPORATION COM 05875B106 1883 49471 SH SOLE 49471 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 22971 76826 SH SOLE 76826 0 0 BLACKSTONE INC COM 09260D107 749 5785 SH SOLE 5785 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 358 5740 SH SOLE 5740 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 11406 133078 SH SOLE 133078 0 0 CHAMPIONS ONCOLOGY INC COM NEW 15870P307 681 81507 SH SOLE 81507 0 0 CHEVRON CORP NEW COM 166764100 509 4339 SH SOLE 4339 0 0 CITIGROUP INC COM NEW 172967424 18511 306520 SH SOLE 306520 0 0 CME GROUP INC COM 12572Q105 13494 59067 SH SOLE 59067 0 0 CNX RES CORP COM 12653C108 3582 260488 SH SOLE 260488 0 0 COCA COLA CO COM 191216100 475 8030 SH SOLE 8030 0 0 CONSTELLIUM SE CL A SHS F21107101 8964 500530 SH SOLE 500530 0 0 COSTCO WHSL CORP NEW COM 22160K105 840 1479 SH SOLE 1479 0 0 DARLING INGREDIENTS INC COM 237266101 14070 203053 SH SOLE 203053 0 0 DUOS TECHNOLOGIES GROUP INC COM 266042407 455 88611 SH SOLE 88611 0 0 EMPIRE ST RLTY TR INC CL A 292104106 163 18262 SH SOLE 18262 0 0 EXXON MOBIL CORP COM 30231G102 1434 23441 SH SOLE 23441 0 0 FIBROGEN INC COM 31572Q808 146 10370 SH SOLE 10370 0 0 FIVE BELOW INC COM 33829M101 207 1000 SH SOLE 1000 0 0 FUTUREFUEL CORP COM 36116M106 1531 200349 SH SOLE 200349 0 0 GENERAL AMERN INVS CO INC COM 368802104 4078 92252 SH SOLE 92252 0 0 GENERAL ELECTRIC CO COM NEW 369604301 219 2319 SH SOLE 2319 0 0 GLOBAL X FDS AUTONMOUS EV ETF 37954Y624 411 13460 SH SOLE 13460 0 0 GODADDY INC CL A 380237107 16559 195131 SH SOLE 195131 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 17012 44471 SH SOLE 44471 0 0 GOLUB CAP BDC INC COM 38173M102 311 20137 SH SOLE 20137 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 15052 771911 SH SOLE 771911 0 0 HALLIBURTON CO COM 406216101 391 17105 SH SOLE 17105 0 0 HESS CORP COM 42809H107 322 4350 SH SOLE 4350 0 0 IMMUCELL CORP COM PAR 452525306 604 75469 SH SOLE 75469 0 0 INNOVATIVE SOLUTIONS & SUPPO COM 45769N105 1162 177113 SH SOLE 177113 0 0 INOZYME PHARMA INC COM 45790W108 114 16726 SH SOLE 16726 0 0 INTEL CORP COM 458140100 249 4838 SH SOLE 4838 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 735 33269 SH SOLE 33269 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 6244 15694 SH SOLE 15694 0 0 ISHARES TR US CONSUM DISCRE 464287580 286 3400 SH SOLE 3400 0 0 ISHARES TR CORE S&P SCP ETF 464287804 3229 28201 SH SOLE 28201 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 377 7000 SH SOLE 7000 0 0 ISHARES TR EAFE SML CP ETF 464288273 298 4078 SH SOLE 4078 0 0 ISHARES TR S&P SML 600 GWT 464287887 389 2800 SH SOLE 2800 0 0 ISHARES TR PFD AND INCM SEC 464288687 10504 266408 SH SOLE 266408 0 0 IVERIC BIO INC COM 46583P102 251 15000 SH SOLE 15000 0 0 JOHNSON & JOHNSON COM 478160104 9359 54707 SH SOLE 54707 0 0 JPMORGAN CHASE & CO COM 46625H100 18359 115937 SH SOLE 115937 0 0 KKR & CO INC COM 48251W104 407 5462 SH SOLE 5462 0 0 LIQTECH INTL INC COM 53632A201 903 157900 SH SOLE 157900 0 0 LIVENT CORP COM 53814L108 675 27690 SH SOLE 27690 0 0 MASTERCARD INCORPORATED CL A 57636Q104 3766 10481 SH SOLE 10481 0 0 MCDONALDS CORP COM 580135101 661 2466 SH SOLE 2466 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 483 20432 SH SOLE 20432 0 0 META PLATFORMS INC CL A 30303M102 25186 74880 SH SOLE 74880 0 0 MICROSOFT CORP COM 594918104 30001 89205 SH SOLE 89205 0 0 MONDELEZ INTL INC CL A 609207105 1017 15341 SH SOLE 15341 0 0 MORGAN STANLEY COM NEW 617446448 369 3764 SH SOLE 3764 0 0 NVIDIA CORPORATION COM 67066G104 569 1936 SH SOLE 1936 0 0 PAYPAL HLDGS INC COM 70450Y103 9011 47782 SH SOLE 47782 0 0 PEPSICO INC COM 713448108 361 2081 SH SOLE 2081 0 0 PFIZER INC COM 717081103 1102 18668 SH SOLE 18668 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 405 3700 SH SOLE 3700 0 0 PROCTER AND GAMBLE CO COM 742718109 287 1756 SH SOLE 1756 0 0 ROYALTY PHARMA PLC SHS CLASS A G7709Q104 29056 729125 SH SOLE 729125 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 303 7765 SH SOLE 7765 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 617 3551 SH SOLE 3551 0 0 SHARPS COMPLIANCE CORP COM 820017101 876 122893 SH SOLE 122893 0 0 SPDR GOLD TR GOLD SHS 78463V107 376 2200 SH SOLE 2200 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 7620 16044 SH SOLE 16044 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 963 1860 SH SOLE 1860 0 0 SPDR SER TR BLOOMBERG CONV 78464A359 2868 34567 SH SOLE 34567 0 0 SPX CORP COM 784635104 505 8456 SH SOLE 8456 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 286 6035 SH SOLE 6035 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 43 28763 SH SOLE 28763 0 0 SUNOPTA INC COM 8676EP108 1254 180438 SH SOLE 180438 0 0 SYNTAX ETF TR STRATIFD LRG CAP 87166N106 5024 70459 SH SOLE 70459 0 0 TESLA INC COM 88160R101 1247 1180 SH SOLE 1180 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 667 1000 SH SOLE 1000 0 0 UNION PAC CORP COM 907818108 874 3468 SH SOLE 3468 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 1183 36919 SH SOLE 36919 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 363 4485 SH SOLE 4485 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 639 4344 SH SOLE 4344 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2675 11080 SH SOLE 11080 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 751 2341 SH SOLE 2341 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 840 13700 SH SOLE 13700 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 254 3121 SH SOLE 3121 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 258 2300 SH SOLE 2300 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 203 1000 SH SOLE 1000 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 226 850 SH SOLE 850 0 0 VISA INC COM CL A 92826C839 3510 16196 SH SOLE 16196 0 0 WALMART INC COM 931142103 15748 108841 SH SOLE 108841 0 0