0001567619-19-017882.txt : 20190904 0001567619-19-017882.hdr.sgml : 20190904 20190904162707 ACCESSION NUMBER: 0001567619-19-017882 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190830 FILED AS OF DATE: 20190904 DATE AS OF CHANGE: 20190904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASSWOOD PARTNERS, L.L.C. CENTRAL INDEX KEY: 0001269758 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35477 FILM NUMBER: 191074887 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 10TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-521-9500 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 10TH FL CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: BASSWOOD PARTNERS LLC DATE OF NAME CHANGE: 20031110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Regional Management Corp. CENTRAL INDEX KEY: 0001519401 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 570847115 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 979 BATESVILLE ROAD STREET 2: SUITE B CITY: GREER STATE: SC ZIP: 29651 BUSINESS PHONE: 864-448-7000 MAIL ADDRESS: STREET 1: 979 BATESVILLE ROAD STREET 2: SUITE B CITY: GREER STATE: SC ZIP: 29651 4 1 doc1.xml FORM 4 X0306 4 2019-08-30 0 0001519401 Regional Management Corp. RM 0001269758 BASSWOOD PARTNERS, L.L.C. 645 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10022 1 0 1 1 Director-by-Deputization Common Stock, par value $0. 10 per share ("Common Stock") 2019-08-30 4 P 0 4994 25.88 A 125722 I See footnotes Common Stock 2019-08-30 4 P 0 13013 25.88 A 311635 I See footnotes Common Stock 2019-08-30 4 P 0 1851 25.88 A 41355 I See footnotes See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 BASSWOOD PARTNERS, L.L.C., /s/ Matthew Lindenbaum 2019-09-04 EX-99.1 2 b31051799a.htm EXPLANATION OF RESPONSES
Explanation of Responses

1.
 
This Form 4 is filed on behalf of Basswood Partners, L.L.C. (the “Reporting Person”). Basswood Partners, L.L.C. is the general partner of BFF, BOP and BFLOF (as defined below), and may be deemed to have a pecuniary interest in the Common Stock held directly by BFF, BOP and BFLOF.
Jonathan D. Brown, a senior analyst at Basswood Capital Management, L.L.C., serves on the board of directors of the Issuer as a representative of the Reporting Person.  As a result, the Reporting Person is a “director-by-deputization” solely for purposes of Section 16 of the Exchange Act.  By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the Reporting Person may be deemed to be a beneficial owner of the shares of Common Stock issued to Jonathan D. Brown.  The Reporting Person disclaims beneficial ownership of all shares of Common Stock that are beneficially owned by Jonathan D. Brown.
2.
Common Stock held directly by Basswood Financial Fund, LP (“BFF”).
3.
Common Stock held directly by Basswood Opportunity Partners, LP (“BOP”).
4.
 
Common Stock held directly by Basswood Financial Long Only Fund, LP (“BFLOF”).
Due to the limitations on the number of Reporting Persons allowed on Form 4, BFF, BOP, BFLOF and certain other affiliates of the Reporting Person, which may be deemed to have pecuniary interests in the shares of Common Stock reported herein by the Reporting Person, are reporting their beneficial ownership on a separate Form 4.