0000902664-24-001432.txt : 20240212 0000902664-24-001432.hdr.sgml : 20240212 20240212163345 ACCESSION NUMBER: 0000902664-24-001432 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240208 FILED AS OF DATE: 20240212 DATE AS OF CHANGE: 20240212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALTMAN JEFFREY A CENTRAL INDEX KEY: 0001269751 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36827 FILM NUMBER: 24620539 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Owl Creek Asset Management, L.P. CENTRAL INDEX KEY: 0001313756 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36827 FILM NUMBER: 24620538 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-688-2550 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anterix Inc. CENTRAL INDEX KEY: 0001304492 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] ORGANIZATION NAME: 06 Technology IRS NUMBER: 330745043 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3 GARRET MOUNTAIN PLAZA STREET 2: SUITE 401 CITY: WOODLAND PARK STATE: NJ ZIP: 07424 BUSINESS PHONE: (973) 771-0300 MAIL ADDRESS: STREET 1: 3 GARRET MOUNTAIN PLAZA STREET 2: SUITE 401 CITY: WOODLAND PARK STATE: NJ ZIP: 07424 FORMER COMPANY: FORMER CONFORMED NAME: pdvWireless, Inc. DATE OF NAME CHANGE: 20151105 FORMER COMPANY: FORMER CONFORMED NAME: Pacific DataVision, Inc. DATE OF NAME CHANGE: 20140616 FORMER COMPANY: FORMER CONFORMED NAME: Pacific Data Vision DATE OF NAME CHANGE: 20040928 4 1 ownership.xml X0508 4 2024-02-08 0 0001304492 Anterix Inc. ATEX 0001269751 ALTMAN JEFFREY A 640 FIFTH AVENUE, 20TH FLOOR NEW YORK NY 10019 1 0 1 0 0001313756 Owl Creek Asset Management, L.P. 640 FIFTH AVENUE 20TH FLOOR NEW YORK NY 10019 0 0 1 0 0 Common Stock, par value $0.0001 per share ("Common Stock") 2024-02-08 4 A 0 2647 0 A 2647 D Common Stock 124192 D Common Stock 5411776 I See footnotes The restricted stock awards ("RSAs") vest in full on the earlier of (i) August 7, 2024 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting. Represents RSAs granted to Mr. Altman as compensation for his services as a non-employee director on the Issuer's board of directors. Mr. Altman may be deemed to hold the securities reported herein for the benefit of certain funds (the "Owl Creek Funds") to which Owl Creek Asset Management, L.P., a Delaware limited partnership (the "Investment Manager"), serves as investment manager. Represents shares of Common Stock directly held by Mr. Altman. These securities are held by the Owl Creek Funds. Mr. Altman is the managing member of the general partner of the Investment Manager. Each of the Investment Manager and Mr. Altman disclaims beneficial ownership of the securities to which this filing relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his or its pecuniary interest therein, if any. The Investment Manager may be deemed to be a director by deputization for purposes of Section 16 under the Securities Exchange Act of 1934 by virtue of the fact that Mr. Altman currently serves on the board of directors of the Issuer. By: /s/ Jeffrey A. Altman 2024-02-12 Owl Creek Asset Management, L.P. By: /s/ Owl Creek GP, L.L.C., its general partner By: /s/ Jeffrey A. Altman, Managing Member 2024-02-12