0000902664-23-005013.txt : 20231005 0000902664-23-005013.hdr.sgml : 20231005 20231005161515 ACCESSION NUMBER: 0000902664-23-005013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230929 FILED AS OF DATE: 20231005 DATE AS OF CHANGE: 20231005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALTMAN JEFFREY A CENTRAL INDEX KEY: 0001269751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40608 FILM NUMBER: 231311512 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Owl Creek Asset Management, L.P. CENTRAL INDEX KEY: 0001313756 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40608 FILM NUMBER: 231311513 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-688-2550 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Estrella Immunopharma, Inc. CENTRAL INDEX KEY: 0001844417 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 861314502 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5858 HORTON STREET, SUITE 170 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 318-9098 MAIL ADDRESS: STREET 1: 5858 HORTON STREET, SUITE 170 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: TradeUP Acquisition Corp. DATE OF NAME CHANGE: 20210204 4 1 ownership.xml X0508 4 2023-09-29 1 0001844417 Estrella Immunopharma, Inc. UPTD 0001313756 Owl Creek Asset Management, L.P. 640 FIFTH AVENUE 20TH FLOOR NEW YORK NY 10019 0 0 1 0 0001269751 ALTMAN JEFFREY A 640 FIFTH AVENUE, 20TH FLOOR NEW YORK NY 10019 0 0 1 0 0 Common Stock, par value $0.0001 per share 2023-09-29 4 J 0 255000 10.86 D 0 I See footnote In connection with the closing of the Issuer's business combination, the shares held by OCCOMF (as defined below) were redeemed. The securities to which this filing relates are held directly by Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("OCCOMF"), to which Owl Creek Asset Management, L.P., a Delaware limited partnership (the "Investment Manager"), serves as investment manager. Jeffrey A. Altman ("Mr. Altman") is the managing member of the general partner of the Investment Manager. Each of the Investment Manager and Mr. Altman disclaims beneficial ownership of the securities to which this filing relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his or its pecuniary interest therein, if any. Owl Creek Asset Management, L.P. By: /s/ Owl Creek GP, L.L.C., its general partner By: /s/ Jeffrey A. Altman, Managing Member 2023-10-05