0000902664-23-005013.txt : 20231005
0000902664-23-005013.hdr.sgml : 20231005
20231005161515
ACCESSION NUMBER: 0000902664-23-005013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230929
FILED AS OF DATE: 20231005
DATE AS OF CHANGE: 20231005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALTMAN JEFFREY A
CENTRAL INDEX KEY: 0001269751
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40608
FILM NUMBER: 231311512
MAIL ADDRESS:
STREET 1: 640 FIFTH AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Owl Creek Asset Management, L.P.
CENTRAL INDEX KEY: 0001313756
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40608
FILM NUMBER: 231311513
BUSINESS ADDRESS:
STREET 1: 640 FIFTH AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-688-2550
MAIL ADDRESS:
STREET 1: 640 FIFTH AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Estrella Immunopharma, Inc.
CENTRAL INDEX KEY: 0001844417
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 861314502
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5858 HORTON STREET, SUITE 170
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (510) 318-9098
MAIL ADDRESS:
STREET 1: 5858 HORTON STREET, SUITE 170
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
FORMER COMPANY:
FORMER CONFORMED NAME: TradeUP Acquisition Corp.
DATE OF NAME CHANGE: 20210204
4
1
ownership.xml
X0508
4
2023-09-29
1
0001844417
Estrella Immunopharma, Inc.
UPTD
0001313756
Owl Creek Asset Management, L.P.
640 FIFTH AVENUE
20TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001269751
ALTMAN JEFFREY A
640 FIFTH AVENUE, 20TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0
Common Stock, par value $0.0001 per share
2023-09-29
4
J
0
255000
10.86
D
0
I
See footnote
In connection with the closing of the Issuer's business combination, the shares held by OCCOMF (as defined below) were redeemed.
The securities to which this filing relates are held directly by Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("OCCOMF"), to which Owl Creek Asset Management, L.P., a Delaware limited partnership (the "Investment Manager"), serves as investment manager. Jeffrey A. Altman ("Mr. Altman") is the managing member of the general partner of the Investment Manager. Each of the Investment Manager and Mr. Altman disclaims beneficial ownership of the securities to which this filing relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his or its pecuniary interest therein, if any.
Owl Creek Asset Management, L.P. By: /s/ Owl Creek GP, L.L.C., its general partner By: /s/ Jeffrey A. Altman, Managing Member
2023-10-05