0001415889-23-003367.txt : 20230227 0001415889-23-003367.hdr.sgml : 20230227 20230227160527 ACCESSION NUMBER: 0001415889-23-003367 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230223 FILED AS OF DATE: 20230227 DATE AS OF CHANGE: 20230227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERSKOVITS THOMAS CENTRAL INDEX KEY: 0001269480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35588 FILM NUMBER: 23674719 MAIL ADDRESS: STREET 1: C/O NATURAL GOLF CORP STREET 2: 1200 E BUSINESS CENTER DR CITY: MOUNT PROSPECT STATE: IL ZIP: 60056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Franchise Group, Inc. CENTRAL INDEX KEY: 0001528930 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 273561876 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 109 INNOVATION COURT STREET 2: SUITE J CITY: DELAWARE STATE: OH ZIP: 43015 BUSINESS PHONE: 508-630-4426 MAIL ADDRESS: STREET 1: 109 INNOVATION COURT STREET 2: SUITE J CITY: DELAWARE STATE: OH ZIP: 43015 FORMER COMPANY: FORMER CONFORMED NAME: Liberty Tax, Inc. DATE OF NAME CHANGE: 20140714 FORMER COMPANY: FORMER CONFORMED NAME: JTH Holding, Inc. DATE OF NAME CHANGE: 20110830 4 1 form4-02272023_040207.xml X0306 4 2023-02-23 0001528930 Franchise Group, Inc. FRG FRGAP 0001269480 HERSKOVITS THOMAS 109 INNOVATION COURT SUITE J DELAWARE OH 43015 true false false false Common Stock 2023-02-23 4 P 0 85 31.63 A 28570 D Common Stock 2023-02-23 4 M 0 2063 A 30633 D Restricted Stock Units 2023-02-23 4 M 0 2063 0 D Common Stock 2063 0 D Restricted Stock Units 2023-02-24 4 A 0 3260 0 A Common Stock 3260 3260 D Shares acquired under a broker automatic dividend reinvestment plan. Represents the conversion upon vesting of restricted stock units into Common Stock. On February 23, 2022, the reporting person was granted 2063 restricted stock units, of which all of the shares subject to the restricted stock units vested on February 23, 2023. Such restricted stock units were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on February 24, 2022. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. The restricted stock unit award was granted on February 23, 2022 and vested in full on February 23, 2023. The restricted stock unit award was granted on February 24, 2023 and vests in full on February 24, 2024. /s/ Thomas Herskovits 2023-02-27