0001209191-20-049863.txt : 20200909 0001209191-20-049863.hdr.sgml : 20200909 20200909180308 ACCESSION NUMBER: 0001209191-20-049863 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200908 FILED AS OF DATE: 20200909 DATE AS OF CHANGE: 20200909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INGRAM WILLIAM CENTRAL INDEX KEY: 0001269473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 201167329 MAIL ADDRESS: STREET 1: C/O LEAP WIRELESS INTERNATIONAL, INC. STREET 2: 5887 COPLEY DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALARA, INC. CENTRAL INDEX KEY: 0001348036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911995935 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 826-4900 MAIL ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: AVALARA INC DATE OF NAME CHANGE: 20051227 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-08 0 0001348036 AVALARA, INC. AVLR 0001269473 INGRAM WILLIAM 255 SOUTH KING ST. SUITE 1800 SEATTLE WA 98104 1 0 0 0 Common Stock 2020-09-08 4 M 0 25000 12.60 A 26731 D Common Stock 2020-09-08 4 S 0 4275 118.06 D 22456 D Common Stock 2020-09-08 4 S 0 1700 119.04 D 20756 D Common Stock 2020-09-08 4 S 0 700 119.74 D 20056 D Common Stock 2020-09-08 4 S 0 7945 121.24 D 12111 D Common Stock 2020-09-08 4 S 0 9480 122.27 D 2631 D Common Stock 2020-09-08 4 S 0 900 123.01 D 1731 D Stock Option (right to buy) 12.60 2020-09-08 4 M 0 25000 0.00 D 2026-01-25 Common Stock 25000 75000 D The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2020. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.67 to $118.56, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (6) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.70 to $119.66, inclusive. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.76 to $121.74, inclusive. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.78 to $122.77, inclusive. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.89 to $123.11, inclusive. 25% of the total shares subject to the option vested and became exercisable on December 14, 2016, and 1/48th of the total shares subject to the option vested and became exercisable monthly thereafter such that the option was fully vested and exercisable on December 14, 2019. /s/ Alesia L. Pinney, Attorney-in-Fact 2020-09-09