0001209191-20-034121.txt : 20200603 0001209191-20-034121.hdr.sgml : 20200603 20200603170822 ACCESSION NUMBER: 0001209191-20-034121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200601 FILED AS OF DATE: 20200603 DATE AS OF CHANGE: 20200603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INGRAM WILLIAM CENTRAL INDEX KEY: 0001269473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 20940848 MAIL ADDRESS: STREET 1: C/O LEAP WIRELESS INTERNATIONAL, INC. STREET 2: 5887 COPLEY DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALARA, INC. CENTRAL INDEX KEY: 0001348036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911995935 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 826-4900 MAIL ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: AVALARA INC DATE OF NAME CHANGE: 20051227 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-01 0 0001348036 AVALARA, INC. AVLR 0001269473 INGRAM WILLIAM 255 SOUTH KING ST. SUITE 1800 SEATTLE WA 98104 1 0 0 0 Common Stock 2020-06-01 4 M 0 25000 12.60 A 25979 D Common Stock 2020-06-01 4 S 0 4619 105.79 D 21360 D Common Stock 2020-06-01 4 S 0 10130 106.98 D 11230 D Common Stock 2020-06-01 4 S 0 8102 108.10 D 3128 D Common Stock 2020-06-01 4 S 0 2149 108.85 D 979 D Stock Option (right to buy) 12.60 2020-06-01 4 M 0 25000 0.00 D 2026-01-25 Common Stock 25000 150000 D The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2020. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.48 to $106.405, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.55 to $107.52, inclusive. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.59 to $108.58, inclusive. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.65 to $109.21, inclusive. 25% of the total shares subject to the option vested and became exercisable on December 14, 2016, and 1/48th of the total shares subject to the option vested and became exercisable monthly thereafter such that the option was fully vested and exercisable on December 14, 2019. /s/ Alesia L. Pinney, Attorney-in-Fact 2020-06-03