0001209191-19-056609.txt : 20191114
0001209191-19-056609.hdr.sgml : 20191114
20191114172533
ACCESSION NUMBER: 0001209191-19-056609
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191113
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: INGRAM WILLIAM
CENTRAL INDEX KEY: 0001269473
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38525
FILM NUMBER: 191221722
MAIL ADDRESS:
STREET 1: C/O LEAP WIRELESS INTERNATIONAL, INC.
STREET 2: 5887 COPLEY DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVALARA, INC.
CENTRAL INDEX KEY: 0001348036
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 911995935
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: (206) 826-4900
MAIL ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
FORMER COMPANY:
FORMER CONFORMED NAME: AVALARA INC
DATE OF NAME CHANGE: 20051227
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-11-13
0
0001348036
AVALARA, INC.
AVLR
0001269473
INGRAM WILLIAM
255 SOUTH KING ST.
SUITE 1800
SEATTLE
WA
98104
0
1
0
0
See Remarks
Common Stock
2019-11-13
4
M
0
25000
12.60
A
25979
D
Common Stock
2019-11-13
4
S
0
20707
70.85
D
5272
D
Common Stock
2019-11-13
4
S
0
4293
71.48
D
979
D
Stock Option (right to buy)
12.60
2019-11-13
4
M
0
25000
0.00
D
2026-01-25
Common Stock
25000
340000
D
The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.25 to $71.245, inclusive. Upon request by Avalara, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.25 to $71.81, inclusive.
The option grant was for 540,000 shares of common stock with the following vesting schedule: 25% of the shares vested on December 14, 2016, and 1/48 vest monthly thereafter, such that the option will be fully vested on December 14, 2019.
Chief Financial Officer and Treasurer
/s/ Alesia L. Pinney, Attorney-in-Fact
2019-11-14