0001209191-18-030598.txt : 20180516
0001209191-18-030598.hdr.sgml : 20180516
20180516171245
ACCESSION NUMBER: 0001209191-18-030598
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180514
FILED AS OF DATE: 20180516
DATE AS OF CHANGE: 20180516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHAVER CHARLES W
CENTRAL INDEX KEY: 0001269429
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36733
FILM NUMBER: 18840842
MAIL ADDRESS:
STREET 1: C/O US SILICA
STREET 2: 8490 PROGRESS DR. STE 300
CITY: FREDERICK
STATE: MD
ZIP: 21701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axalta Coating Systems Ltd.
CENTRAL INDEX KEY: 0001616862
STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851]
IRS NUMBER: 981073028
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO COMMERCE SQUARE
STREET 2: 2001 MARKET STREET, SUITE 3600
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
BUSINESS PHONE: (855) 547-1461
MAIL ADDRESS:
STREET 1: TWO COMMERCE SQUARE
STREET 2: 2001 MARKET STREET, SUITE 3600
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-14
0
0001616862
Axalta Coating Systems Ltd.
AXTA
0001269429
SHAVER CHARLES W
TWO COMMERCE SQUARE
2001 MARKET STREET SUITE 3600
PHILADELPHIA
PA
19103
1
1
0
0
CEO
Common Shares
2018-05-08
5
G
0
E
11290
0.00
D
620318
D
Common Shares
2018-05-14
4
M
0
200000
8.88
A
820318
D
Common Shares
2018-05-14
4
S
0
200000
31.30
D
620318
D
Common Shares
2018-05-15
4
S
0
89745
31.12
D
530573
D
Common Shares
2018-05-15
4
S
0
89745
31.12
D
440828
D
Employee Stock Option
8.88
2018-05-14
4
M
0
200000
0.00
D
2023-07-30
Common Shares
200000
1152287
D
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.11 to $31.65. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy tax obligation on vesting.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.77 to $31.30. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.
/s/ Jared T. Zane, attorney-in-fact
2018-05-16