0001209191-15-061917.txt : 20150721 0001209191-15-061917.hdr.sgml : 20150721 20150721174650 ACCESSION NUMBER: 0001209191-15-061917 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150717 FILED AS OF DATE: 20150721 DATE AS OF CHANGE: 20150721 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Axalta Coating Systems Ltd. CENTRAL INDEX KEY: 0001616862 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 981073028 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO COMMERCE SQUARE STREET 2: 2001 MARKET STREET, SUITE 3600 CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: (855) 547-1461 MAIL ADDRESS: STREET 1: TWO COMMERCE SQUARE STREET 2: 2001 MARKET STREET, SUITE 3600 CITY: PHILADELPHIA STATE: PA ZIP: 19103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAVER CHARLES W CENTRAL INDEX KEY: 0001269429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36733 FILM NUMBER: 15998599 MAIL ADDRESS: STREET 1: C/O US SILICA STREET 2: 8490 PROGRESS DR. STE 300 CITY: FREDERICK STATE: MD ZIP: 21701 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-07-17 0 0001616862 Axalta Coating Systems Ltd. AXTA 0001269429 SHAVER CHARLES W TWO COMMERCE SQUARE 2001 MARKET STREET SUITE 3600 PHILADELPHIA PA 19103 1 1 0 0 CEO Common Shares 2015-07-17 4 M 0 50000 5.92 A 484615 D Common Shares 2015-07-17 4 S 0 36700 31.23 D 447915 D Common Shares 2015-07-17 4 S 0 3300 31.97 D 444615 D Common Shares 2015-07-17 4 S 0 9100 31.23 D 435515 D Common Shares 2015-07-17 4 S 0 900 32.01 D 434615 D Common Shares 2015-07-20 4 M 0 10000 5.92 A 444615 D Common Shares 2015-07-20 4 S 0 10000 30.79 D 434615 D Common Shares 2015-07-21 4 M 0 10000 5.92 A 444615 D Common Shares 2015-07-21 4 S 0 10000 31.03 D 434615 D Employee Stock Option 5.92 2015-07-17 4 M 0 50000 0.00 D 2023-07-30 Common Shares 50000 893951 D Employee Stock Option 5.92 2015-07-20 4 M 0 10000 0.00 D 2023-07-30 Common Shares 10000 883951 D Employee Stock Option 5.92 2015-07-21 4 M 0 10000 0.00 D 2023-07-30 Common Shares 10000 873951 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.89 to $31.87. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.89 to $ 32.25. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.91 to $ 31.90. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.91 to $ 32.25. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.71 to $ 30.85. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.00 to $ 31.09. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. /s/ W. Andrew Macan, attorney-in-fact 2015-07-21