0001085146-13-001773.txt : 20131031 0001085146-13-001773.hdr.sgml : 20131031 20131030191452 ACCESSION NUMBER: 0001085146-13-001773 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131031 DATE AS OF CHANGE: 20131030 EFFECTIVENESS DATE: 20131031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001269119 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10748 FILM NUMBER: 131180477 BUSINESS ADDRESS: STREET 1: 85 BROAD ST. CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2126675421 MAIL ADDRESS: STREET 1: 85 BROAD ST. CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: OPPENHEIMER ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20031104 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001269119 XXXXXXXX 09-30-2013 09-30-2013 false OPPENHEIMER ASSET MANAGEMENT INC.

85 BROAD ST. NEW YORK NY 10004

13F COMBINATION REPORT 028-10748 0001230239 ALKEON CAPITAL MANAGEMENT LLC 0001158202 PENN CAPITAL MANAGEMENT CO INC N Deborah Kaback 212-667-4395 /s/ Deborah Kaback New York NY 10-29-2013 0 2 79 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE BANK OF AMERICA CORPORATION COM 060505104 9 669 SH SOLE 669 0 0 ISHARES TIPS BD ETF 464287176 70 625 SH SOLE 625 0 0