0001425475-14-000014.txt : 20141113
0001425475-14-000014.hdr.sgml : 20141113
20141113110441
ACCESSION NUMBER: 0001425475-14-000014
CONFORMED SUBMISSION TYPE: 13F-NT
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141113
DATE AS OF CHANGE: 20141113
EFFECTIVENESS DATE: 20141113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OTA LLC
CENTRAL INDEX KEY: 0001268580
IRS NUMBER: 133545927
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-NT
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11280
FILM NUMBER: 141216831
BUSINESS ADDRESS:
STREET 1: ONE MANHATTANVILLE RD
CITY: PURCHASE
STATE: NY
ZIP: 10577
BUSINESS PHONE: 914-460-4099
MAIL ADDRESS:
STREET 1: ONE MANHATTANVILLE RD
CITY: PURCHASE
STATE: NY
ZIP: 10577
13F-NT
1
primary_doc.xml
13F-NT
LIVE
false
true
false
0001268580
XXXXXXXX
09-30-2014
09-30-2014
OTA LLC
ONE MANHATTANVILLE RD
PURCHASE
NY
10577
13F NOTICE
028-11280
0001317346
028-11283
OTA Financial Group L.P.
N
John Hanratty
Chief Compliance Officer
914-460-4099
John Hanratty
Purchase
NY
04-30-2014