0001268580-17-000013.txt : 20171020 0001268580-17-000013.hdr.sgml : 20171020 20171020151310 ACCESSION NUMBER: 0001268580-17-000013 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171020 DATE AS OF CHANGE: 20171020 EFFECTIVENESS DATE: 20171020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OTA LLC CENTRAL INDEX KEY: 0001268580 IRS NUMBER: 133545927 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-11280 FILM NUMBER: 171146922 BUSINESS ADDRESS: STREET 1: ONE MANHATTANVILLE RD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-460-4099 MAIL ADDRESS: STREET 1: ONE MANHATTANVILLE RD CITY: PURCHASE STATE: NY ZIP: 10577 13F-NT 1 primary_doc.xml 13F-NT LIVE false true false 0001268580 XXXXXXXX 09-30-2017 09-30-2017 OTA LLC

ONE MANHATTANVILLE RD PURCHASE NY 10577

13F NOTICE 028-11280 0001317346 028-11283 OTA Financial Group L.P. N John Hanratty 914-460-4099 John Hanratty Purchase NY 07-14-2017