0001145549-21-006954.txt : 20210216 0001145549-21-006954.hdr.sgml : 20210216 20210216162415 ACCESSION NUMBER: 0001145549-21-006954 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201130 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE ENERGY INFRASTRUCTURE CORP CENTRAL INDEX KEY: 0001268533 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-21462 FILM NUMBER: 21638995 BUSINESS ADDRESS: STREET 1: 5100 W. 115TH PLACE CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 5100 W. 115TH PLACE CITY: LEAWOOD STATE: KS ZIP: 66211 N-CEN 1 primary_doc.xml X0303 N-CEN LIVE 0001268533 XXXXXXXX false false false N-2 Tortoise Energy Infrastructure Corp 811-21462 0001268533 5493008P735YB22YPB89 5100 W. 115th Place Leawood 66211 US-KS US 9139811020 U.S. Bancorp Fund Services LLC 615 E. Michigan Street Milwaukee 53202 4142873700 Journals containing an itemized daily record in detail of all purchases and sales of securities, all receipts and deliveries of securities, all receipts and disbursements of cash and all other debits and credits. General and auxiliary ledgers reflecting all assets, liability, reserve, capital, income and expense accounts. N N N-2 Y Alexandra Herger N/A N Conrad S. Ciccotello N/A N Jennifer Paquette N/A N Rand C. Berney N/A N H. Kevin Birzer 001410255 Y Diane M. Bono N/A 5100 W. 115th Place Leawood 66211 XXXXXX N N N N N N N Quasar Distributors LLC 8-52323 000103848 N/A N N Ernst and Young LLP 00042 N/A N N N N N N N Tortoise Energy Infrastructure Corporation 5493008P735YB22YPB89 N N/A Y N Y N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) N N N N Tortoise Capital Advisors LLC 801-61622 000123711 N/A N Computershare Inc. 84-5849 254900Y7PP3ZED9AUY94 N N N U.S. Bancorp Fund Services LLC N1GZ7BBF3NP8GI976H15 N N U.S. Bank N.A. 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Computershare Inc. 84-5849 254900Y7PP3ZED9AUY94 N N N U.S. Bancorp Fund Services LLC N1GZ7BBF3NP8GI976H15 N N N Montage Securities, LLC 8-68627 000285411 N/A 0.000000000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 178315.320000000000 Credit Suisse 8-422 000000816 1V8Y6QCX6YMJ2OELII46 39019.800000000000 B. Riley Financial 001-37503 000002543 549300AEVMODVBY3QS51 146542.640000000000 Wells Fargo Securities LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 94166.269999999900 PIPER JAFFRAY & CO. 8-15204 000000665 549300GRQCWQ3XGH0H10 60919.600000000000 Liquidnet, Inc. 008-52461 000103987 213800HSKBBO1GCVRG79 54732.960000000000 Morgan Stanley and Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 53794.640000000000 BARCLAYS CAPITAL INC 8-41342 000019714 AC28XWWI3WIBK2824319 52649.650000000000 Merrill Lynch 028-07178 000007691 GGDZP1UYGU9STUHRDP48 46029.450000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 40571.650000000000 1050661.580000000000 OPPENHEIMER & CO. INC. 008-04077 000000249 254900VH02JQR2L8XD64 9335500.000000000000 Morgan Stanley and Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 828000.000000000000 Citigroup Global Markets 008-08177 000007059 MBNUM2BPBDO7JBLYG310 7111050.000000000000 BARCLAYS CAPITAL INC 8-41342 000019714 AC28XWWI3WIBK2824319 6186507.600000000000 Virtu Financial Capital Markets LLC 8-51262 000045986 PM3ENKCPKJA1CMR56443 5746750.000000000000 Goldman Sachs and Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 5549000.000000000000 Raymond James & Assoc., Inc. 8-10999 000000705 U4ONQX15J3RO8XCKE979 3329000.000000000000 CANACCORD GENUITY LLC 008-03271 000001020 WTX5X269IUOQ9YMI7R44 2047500.000000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 1620090.000000000000 HILLTOP SECURITIES INC. 008-45123 000006220 549300IXU82PMU6XZT45 1380625.000000000000 44157542.600000000000 N 468705181.830000000000 Committed 90000000.000000000000 N N N Common stock Common Stock N N Common stock N N N 1.550000000000 1.830000000000 19.16 24.950000000000 true INTERNAL CONTROL RPT 2 tygcontrolletter.htm TYG INTERNAL CONTROL REPORT

Report of Independent Registered Public Accounting Firm

To the Shareholders and Board of Directors of
Tortoise Energy Infrastructure Corporation
 
In planning and performing our audit of the financial statements of Tortoise Energy Infrastructure Corporation (the Fund) as of and for the year ended November 30, 2020, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Fund’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund’s internal control over financial reporting. Accordingly, we express no such opinion.
 
The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with U.S. generally accepted accounting principles. A fund’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with U.S. generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and directors of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund’s assets that could have a material effect on the financial statements.
 
Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.
 
A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Fund’s annual or interim financial statements will not be prevented or detected on a timely basis.
 
Our consideration of the Fund’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Fund’s internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of November 30, 2020.
 
This report is intended solely for the information and use of management and the Board of Directors of Tortoise Energy Infrastructure Corporation and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/ Ernst & Young LLP

Minneapolis, Minnesota
January 28, 2021