0001567619-20-006725.txt : 20200319
0001567619-20-006725.hdr.sgml : 20200319
20200319101110
ACCESSION NUMBER: 0001567619-20-006725
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200318
FILED AS OF DATE: 20200319
DATE AS OF CHANGE: 20200319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COHEN JONATHAN H
CENTRAL INDEX KEY: 0001268530
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22432
FILM NUMBER: 20726804
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DR STE 215
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oxford Lane Capital Corp.
CENTRAL INDEX KEY: 0001495222
IRS NUMBER: 272859071
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 983-5275
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
doc1.xml
FORM 4
X0306
4
2020-03-18
0
0001495222
Oxford Lane Capital Corp.
OXLC
0001268530
COHEN JONATHAN H
C/O OXFORD LANE CAPITAL CORP.
8 SOUND SHORE DRIVE, SUITE 255
GREENWICH
CT
06830
1
1
0
0
Chief Executive Officer
Common Stock
2020-03-18
4
P
0
24728
2.2906
A
234728
D
7.50% Series 2023 Term Preferred Stock
42970
D
The price reported is a weighted average price. The shares were purchased in multiple transactions ranging from $2.17 to $2.30, inclusive. the reporting person undertakes to provide the isuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
/s/ Jonathan H. Cohen
2020-03-19