0001567619-20-006725.txt : 20200319 0001567619-20-006725.hdr.sgml : 20200319 20200319101110 ACCESSION NUMBER: 0001567619-20-006725 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200318 FILED AS OF DATE: 20200319 DATE AS OF CHANGE: 20200319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COHEN JONATHAN H CENTRAL INDEX KEY: 0001268530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22432 FILM NUMBER: 20726804 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DR STE 215 CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oxford Lane Capital Corp. CENTRAL INDEX KEY: 0001495222 IRS NUMBER: 272859071 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 983-5275 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc1.xml FORM 4 X0306 4 2020-03-18 0 0001495222 Oxford Lane Capital Corp. OXLC 0001268530 COHEN JONATHAN H C/O OXFORD LANE CAPITAL CORP. 8 SOUND SHORE DRIVE, SUITE 255 GREENWICH CT 06830 1 1 0 0 Chief Executive Officer Common Stock 2020-03-18 4 P 0 24728 2.2906 A 234728 D 7.50% Series 2023 Term Preferred Stock 42970 D The price reported is a weighted average price. The shares were purchased in multiple transactions ranging from $2.17 to $2.30, inclusive. the reporting person undertakes to provide the isuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. /s/ Jonathan H. Cohen 2020-03-19