0001213900-24-047259.txt : 20240529 0001213900-24-047259.hdr.sgml : 20240529 20240529080119 ACCESSION NUMBER: 0001213900-24-047259 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240528 FILED AS OF DATE: 20240529 DATE AS OF CHANGE: 20240529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENTHAL SAUL B CENTRAL INDEX KEY: 0001268529 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22432 FILM NUMBER: 24994061 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DR STE 215 CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oxford Lane Capital Corp. CENTRAL INDEX KEY: 0001495222 ORGANIZATION NAME: IRS NUMBER: 272859071 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 983-5275 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 4 1 ownership.xml X0508 4 2024-05-28 0 0001495222 Oxford Lane Capital Corp. OXLC 0001268529 ROSENTHAL SAUL B C/O OXFORD LANE CAPITAL CORP. 8 SOUND SHORE DRIVE, SUITE 255 GREENWICH CT 06830 1 1 0 0 President 0 Common Stock 2024-05-28 4 P 0 2315000 5.40 A 2514887 D Common Stock 2024-05-28 4 P 0 2315000 5.40 A 2315000 I Held by Saul Rosenthal 2012 Family Trust /s/ Saul B. Rosenthal 2024-05-29