0000919574-22-005568.txt : 20220915
0000919574-22-005568.hdr.sgml : 20220915
20220915192957
ACCESSION NUMBER: 0000919574-22-005568
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220913
FILED AS OF DATE: 20220915
DATE AS OF CHANGE: 20220915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JONES ROSS M
CENTRAL INDEX KEY: 0001267629
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36557
FILM NUMBER: 221246769
MAIL ADDRESS:
STREET 1: ONE BOSTON PLACE
STREET 2: 33RD FL
CITY: BOSTON
STATE: MA
ZIP: 02108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVANCED DRAINAGE SYSTEMS, INC.
CENTRAL INDEX KEY: 0001604028
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086]
IRS NUMBER: 510105665
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 4640 TRUEMAN BOULEVARD
CITY: HILLIARD
STATE: OH
ZIP: 43026
BUSINESS PHONE: 614-658-0050
MAIL ADDRESS:
STREET 1: 4640 TRUEMAN BOULEVARD
CITY: HILLIARD
STATE: OH
ZIP: 43026
4
1
ownership.xml
X0306
4
2022-09-13
0
0001604028
ADVANCED DRAINAGE SYSTEMS, INC.
WMS
0001267629
JONES ROSS M
200 CLARENDON STREET, 35TH FLOOR
BOSTON
MA
02116
1
0
0
0
Common Stock
2022-09-13
4
S
0
5303
135.5077
D
3367257
I
See Footnote
Common Stock
2022-09-13
4
S
0
47180
136.6201
D
3320077
I
See Footnote
Common Stock
2022-09-13
4
S
0
678
137.65
D
3319399
I
See Footnote
Common Stock
2022-09-14
4
S
0
56788
135.7622
D
3262611
I
See Footnote
Common Stock
2022-09-14
4
S
0
1745
136.5
D
3260866
I
See Footnote
Common Stock
2022-09-15
4
S
0
21135
135.5638
D
3239731
I
See Footnote
Common Stock
2022-09-15
4
S
0
4847
136.0002
D
3234884
I
See Footnote
Common Stock
2022-09-13
4
S
0
83
135.5077
D
32653
I
Berkshire Investors III LLC
Common Stock
2022-09-13
4
S
0
743
136.6201
D
31910
I
Berkshire Investors III LLC
Common Stock
2022-09-13
4
S
0
11
137.65
D
31899
I
Berkshire Investors III LLC
Common Stock
2022-09-14
4
S
0
894
135.7622
D
31005
I
Berkshire Investors III LLC
Common Stock
2022-09-14
4
S
0
27
136.5
D
30978
I
Berkshire Investors III LLC
Common Stock
2022-09-15
4
S
0
333
135.5638
D
30645
I
Berkshire Investors III LLC
Common Stock
2022-09-15
4
S
0
76
136.0002
D
30569
I
Berkshire Investors III LLC
Common Stock
2022-09-13
4
S
0
85
135.5077
D
30996
I
Berkshire Investors IV LLC
Common Stock
2022-09-13
4
S
0
754
136.6201
D
30242
I
Berkshire Investors IV LLC
Common Stock
2022-09-13
4
S
0
11
137.65
D
30231
I
Berkshire Investors IV LLC
Common Stock
2022-09-14
4
S
0
908
135.7622
D
29323
I
Berkshire Investors IV LLC
Common Stock
2022-09-14
4
S
0
28
136.5
D
29295
I
Berkshire Investors IV LLC
Common Stock
2022-09-15
4
S
0
338
135.5638
D
28957
I
Berkshire Investors IV LLC
Common Stock
2022-09-15
4
S
0
77
136.0002
D
28880
I
Berkshire Investors IV LLC
Common Stock
45417
D
Represents shares held directly or indirectly by Berkshire Fund IX, L.P. ("BF IX"), Berkshire Fund IX-A, L.P. ("BF IX-A"), Stockbridge Fund, L.P. ("SF") and certain other accounts (collectively, the "Berkshire Entities"). Ninth Berkshire Associates LLC ("9BA") is the general partner of BF IX and BF IX-A, and Stockbridge Associates LLC ("SA") is the general partner of SF. Berkshire Partners LLC ("BP") is the investment adviser to BF IX and BF IX-A, and Stockbridge Partners LLC ("SP") is the investment adviser to SF and such certain other accounts. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of BP and SP.
(continued from Footnote 1) The Reporting Person is a managing member of BPH, BPSP, BP, SP, 9BA and SA. By virtue of the relationships described in the preceding sentences, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of common stock held by the Berkshire Entities. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Represents shares held by Berkshire Investors III LLC ("BI III"). The Reporting Person is a managing member of BI III. By virtue of the relationship described in the preceding sentence, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of common stock held by BI III. The Reporting Person disclaims beneficial ownership of the shares held by BI III, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Represents shares held by Berkshire Investors IV LLC ("BI IV"). The Reporting Person is a managing member of BI IV. By virtue of the relationship described in the preceding sentence, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of common stock held by BI IV. The Reporting Person disclaims beneficial ownership of the shares held by BI IV, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $135.5 to $136.4999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $136.5 to $137.4999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $137.5 to $138.05. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $135.5 to $136.4999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $135 to $135.9999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $136 to $136.0075. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Ross M. Jones
2022-09-15