0001209191-16-129610.txt : 20160624 0001209191-16-129610.hdr.sgml : 20160624 20160624184204 ACCESSION NUMBER: 0001209191-16-129610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160623 FILED AS OF DATE: 20160624 DATE AS OF CHANGE: 20160624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIMERA SCIENCES INC CENTRAL INDEX KEY: 0001267602 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6120 WINDWARD PARKWAY STREET 2: STE 290 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 6789905740 MAIL ADDRESS: STREET 1: 6120 WINDWARD PARKWAY STREET 2: STE 290 CITY: ALPHARETTA STATE: GA ZIP: 30005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brooks Mark J CENTRAL INDEX KEY: 0001424875 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34703 FILM NUMBER: 161731964 MAIL ADDRESS: STREET 1: C/O SCALE VENTURE MANAGEMENT STREET 2: 950 TOWER LANE, SUITE 400 CITY: FOSTER CITY STATE: CA ZIP: 94404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-23 0 0001267602 ALIMERA SCIENCES INC ALIM 0001424875 Brooks Mark J 950 TOWER LANE, SUITE 700 FOSTER CITY CA 94404 1 0 0 0 Stock Option (Right to Buy) 1.49 2016-06-23 4 A 0 20000 0.00 A 2026-06-22 Common Stock 20000 20000 I See FN Exercisable in equal monthly installments over 12 months starting one month after the grant date, provided the Reporting Person provides continuous service to the Issuer through the applicable vesting date. Pursuant to the policies of Scale Venture Management I, LLC and BAVP, LP (together "Scale Partners") and Scale Management LLC ("Scale Management") the Reporting Person is deemed to hold the reported security for the benefit of Scale Management, and must exercise the option solely at the direction of Scale Partners. Scale Management may be deemed the indirect beneficial owner of the security. The Reporting Person disclaims beneficial ownership of the security except to the extent of his pecuniary interest therein. /s/ Mark Brooks 2016-06-27