0001140361-23-014284.txt : 20230328
0001140361-23-014284.hdr.sgml : 20230328
20230328171319
ACCESSION NUMBER: 0001140361-23-014284
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230324
FILED AS OF DATE: 20230328
DATE AS OF CHANGE: 20230328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Palo Alto Investors LP
CENTRAL INDEX KEY: 0001306923
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34703
FILM NUMBER: 23770574
BUSINESS ADDRESS:
STREET 1: 470 UNIVERSITY AVE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-325-0772
MAIL ADDRESS:
STREET 1: 470 UNIVERSITY AVE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
FORMER NAME:
FORMER CONFORMED NAME: Palo Alto Investors, LLC
DATE OF NAME CHANGE: 20041025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALIMERA SCIENCES INC
CENTRAL INDEX KEY: 0001267602
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 200028718
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6310 TOWN SQUARE
STREET 2: SUITE 400
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
BUSINESS PHONE: 678-990-5740
MAIL ADDRESS:
STREET 1: 6310 TOWN SQUARE
STREET 2: SUITE 400
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
4
1
form4.xml
X0407
4
2023-03-24
true
0001267602
ALIMERA SCIENCES INC
ALIM
0001306923
Palo Alto Investors LP
470 UNIVERSITY AVENUE
PALO ALTO
CA
94301
true
false
Common Stock
2023-03-24
4
S
0
200919
1.5634
D
0
I
See note
Series A Convertible Preferred Stock
2023-03-24
4
S
0
600000
1.5634
D
2012-10-01
Common Stock
601502
0
I
See note
Palo Alto Investors LP ("PAI") is the investment adviser to private funds, including Palo Alto Healthcare Master Fund, L.P. and Palo Alto Healthcare Master Fund II, L.P. (collectively, the "Funds"). Anthony Joonkyoo Yun, MD and Patrick Lee, MD are the managers and controlling owners of PAI. PAI may be deemed to indirectly beneficially own these securities as the investment adviser to the Funds. Dr. Yun and Dr. Lee may be deemed to indirectly beneficially own them as the control persons of PAI. No single Fund owns more than 10% of the outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.
Each share of Series A Convertible Preferred Stock is convertible into shares of common stock at the rate equal to $40.00 divided by $39.90. The Series A Convertible Preferred Stock does not have an expiration date.
/s/ Angela Nguyen-Dinh, Chief Compliance Officer of Palo Alto Investors LP
2023-03-28