0001104659-23-121641.txt : 20231128 0001104659-23-121641.hdr.sgml : 20231128 20231128160132 ACCESSION NUMBER: 0001104659-23-121641 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231121 FILED AS OF DATE: 20231128 DATE AS OF CHANGE: 20231128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holland David CENTRAL INDEX KEY: 0001489532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34703 FILM NUMBER: 231446294 MAIL ADDRESS: STREET 1: 6120 WINDWARD PARKWAY STREET 2: SUITE 290 CITY: ALPHARETTA STATE: GA ZIP: 30005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIMERA SCIENCES INC CENTRAL INDEX KEY: 0001267602 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 200028718 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6310 TOWN SQUARE STREET 2: SUITE 400 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 678-990-5740 MAIL ADDRESS: STREET 1: 6310 TOWN SQUARE STREET 2: SUITE 400 CITY: ALPHARETTA STATE: GA ZIP: 30005 4 1 tm2331668-2_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-11-21 0 0001267602 ALIMERA SCIENCES INC ALIM 0001489532 Holland David 6310 TOWN SQUARE, SUITE 400 ALPHARETTA GA 30005 0 1 0 0 Chief Marketing Officer & SVP 0 Common Stock 109880 D Employee Stock Option (Right to Buy) 3.38 2023-11-21 4 A 0 100000 0.00 A 2033-11-21 Common Stock 100000 100000 D The employee stock option shall vest as follows: one-fourth of the shares shall vest on November 21, 2024, with the remaining shares vesting in equal monthly installments beginning on December 21, 2024, subject to reporting person's continuous employment. /s/ David Holland 2023-11-28