0000950170-23-051927.txt : 20231004 0000950170-23-051927.hdr.sgml : 20231004 20231004163802 ACCESSION NUMBER: 0000950170-23-051927 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231002 FILED AS OF DATE: 20231004 DATE AS OF CHANGE: 20231004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EISWIRTH RICHARD S JR CENTRAL INDEX KEY: 0001374256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34703 FILM NUMBER: 231308517 MAIL ADDRESS: STREET 1: 6120 WINDWARD PARKWAY STREET 2: STE 290 CITY: ALPHARETTA STATE: GA ZIP: 30005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIMERA SCIENCES INC CENTRAL INDEX KEY: 0001267602 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 200028718 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6310 TOWN SQUARE STREET 2: SUITE 400 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 678-990-5740 MAIL ADDRESS: STREET 1: 6310 TOWN SQUARE STREET 2: SUITE 400 CITY: ALPHARETTA STATE: GA ZIP: 30005 4 1 ownership.xml 4 X0508 4 2023-10-02 0001267602 ALIMERA SCIENCES INC ALIM 0001374256 EISWIRTH RICHARD S JR 6310 TOWN SQUARE SUITE 400 ALPHARETTA GA 30005 true true false false President and CEO false Common Stock 2023-10-02 4 A false 400000 0.00 A 722518 D Stock Option (Right to Buy) 2.99 2023-10-02 4 A false 400000 0 A 2033-10-01 Common Stock 400000 400000 D Represents shares of common stock underlying a time-based restricted stock unit award (RSU). The RSUs vest in four equal annual installments beginning October 2, 2023, with the first annual installment vesting on October 2, 2024, so long as the Reporting Person's service as an employee of the Issuer is continuous from the grant date through the applicable anniversary thereof. The options shall vest and become exercisable in equal monthly installments over the next forty-eight (48) months of the Reporting Person's continuous service with the Issuer, with the final installment adjusted as necessary to avoid any fractional shares in any installment. /s/ Richard S Eiswirth, Jr. 2023-10-04