0001192482-16-000553.txt : 20160407
0001192482-16-000553.hdr.sgml : 20160407
20160407170358
ACCESSION NUMBER: 0001192482-16-000553
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160405
FILED AS OF DATE: 20160407
DATE AS OF CHANGE: 20160407
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLLEGIUM PHARMACEUTICAL, INC
CENTRAL INDEX KEY: 0001267565
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 780 DEDHAM STREET, SUITE 800
CITY: CANTON
STATE: MA
ZIP: 02021
BUSINESS PHONE: 781-713-3699
MAIL ADDRESS:
STREET 1: 780 DEDHAM STREET, SUITE 800
CITY: CANTON
STATE: MA
ZIP: 02021
FORMER COMPANY:
FORMER CONFORMED NAME: COLLEGIUM PHARMACEUTICAL INC
DATE OF NAME CHANGE: 20031020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Heffernan Michael Thomas
CENTRAL INDEX KEY: 0001448914
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37372
FILM NUMBER: 161560684
MAIL ADDRESS:
STREET 1: C/O CORNERSTONE THERAPEUTICS INC.
STREET 2: 1255 CRESCENT GREEN DRIVE, SUITE 250
CITY: CARY
STATE: NC
ZIP: 27518
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-04-05
0001267565
COLLEGIUM PHARMACEUTICAL, INC
COLL
0001448914
Heffernan Michael Thomas
780 DEDHAM STREET, SUITE 800
CANTON
MA
02021
1
1
0
0
Chairman, President and CEO
Common Stock
2016-04-05
4
M
0
9673
3.31
A
383117
D
Common Stock
2016-04-05
4
M
0
3931
.48
A
387048
D
Common Stock
163043
I
By: Island View Investors, LLC
Stock Option (Right to Purchase)
3.31
2016-04-05
4
M
0
9673
0
D
2020-11-11
Common Stock
9673
0
D
Stock Option (Right to Purchase)
.48
2016-04-05
4
M
0
3931
0
D
2023-01-30
Common Stock
3931
3013
D
Shares held by Island View Investors, LLC. Mr. Heffernan is the sole member of Island View Investors, LLC.
All 9,673 options are exercisable.
The options vest and become exercisable in equal installments (rounded up to the nearest whole option) at the end of each month over a 4-year period commencing on January 24, 2013. The option was initially for 14,492 options and the option was previously exercised as to 7,548 options.
/s/ Paul Brannelly as Attorney-In-Fact For Michael T. Heffernan
2016-04-07