0001192482-16-000553.txt : 20160407 0001192482-16-000553.hdr.sgml : 20160407 20160407170358 ACCESSION NUMBER: 0001192482-16-000553 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160405 FILED AS OF DATE: 20160407 DATE AS OF CHANGE: 20160407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLLEGIUM PHARMACEUTICAL, INC CENTRAL INDEX KEY: 0001267565 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 DEDHAM STREET, SUITE 800 CITY: CANTON STATE: MA ZIP: 02021 BUSINESS PHONE: 781-713-3699 MAIL ADDRESS: STREET 1: 780 DEDHAM STREET, SUITE 800 CITY: CANTON STATE: MA ZIP: 02021 FORMER COMPANY: FORMER CONFORMED NAME: COLLEGIUM PHARMACEUTICAL INC DATE OF NAME CHANGE: 20031020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heffernan Michael Thomas CENTRAL INDEX KEY: 0001448914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37372 FILM NUMBER: 161560684 MAIL ADDRESS: STREET 1: C/O CORNERSTONE THERAPEUTICS INC. STREET 2: 1255 CRESCENT GREEN DRIVE, SUITE 250 CITY: CARY STATE: NC ZIP: 27518 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-04-05 0001267565 COLLEGIUM PHARMACEUTICAL, INC COLL 0001448914 Heffernan Michael Thomas 780 DEDHAM STREET, SUITE 800 CANTON MA 02021 1 1 0 0 Chairman, President and CEO Common Stock 2016-04-05 4 M 0 9673 3.31 A 383117 D Common Stock 2016-04-05 4 M 0 3931 .48 A 387048 D Common Stock 163043 I By: Island View Investors, LLC Stock Option (Right to Purchase) 3.31 2016-04-05 4 M 0 9673 0 D 2020-11-11 Common Stock 9673 0 D Stock Option (Right to Purchase) .48 2016-04-05 4 M 0 3931 0 D 2023-01-30 Common Stock 3931 3013 D Shares held by Island View Investors, LLC. Mr. Heffernan is the sole member of Island View Investors, LLC. All 9,673 options are exercisable. The options vest and become exercisable in equal installments (rounded up to the nearest whole option) at the end of each month over a 4-year period commencing on January 24, 2013. The option was initially for 14,492 options and the option was previously exercised as to 7,548 options. /s/ Paul Brannelly as Attorney-In-Fact For Michael T. Heffernan 2016-04-07