0000899243-20-025800.txt : 20200921 0000899243-20-025800.hdr.sgml : 20200921 20200921181033 ACCESSION NUMBER: 0000899243-20-025800 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200921 FILED AS OF DATE: 20200921 DATE AS OF CHANGE: 20200921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRAYKEN JOHN P CENTRAL INDEX KEY: 0001267446 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37921 FILM NUMBER: 201187397 MAIL ADDRESS: STREET 1: 2711 NORTH HASKELL AVENUE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Forterra US Holdings, LLC CENTRAL INDEX KEY: 0001687502 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37921 FILM NUMBER: 201187398 BUSINESS ADDRESS: STREET 1: 511 EAST JOHN CARPENTER FREEWAY CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: (469) 458-7973 MAIL ADDRESS: STREET 1: 511 EAST JOHN CARPENTER FREEWAY CITY: IRVING STATE: TX ZIP: 75062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forterra, Inc. CENTRAL INDEX KEY: 0001678463 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 371830464 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 469-458-7973 MAIL ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-21 0 0001678463 Forterra, Inc. FRTA 0001267446 GRAYKEN JOHN P 2711 NORTH HASKELL AVENUE SUITE 1700 DALLAS TX 75204 0 0 1 0 0001687502 Forterra US Holdings, LLC 2711 NORTH HASKELL AVENUE SUITE 1700 DALLAS TX 75204 0 0 1 0 Common Stock 2020-09-21 4 S 0 10000000 12.825 D 35107250 I See footnote These shares are held directly by Forterra US Holdings, LLC, which is indirectly controlled by John P. Grayken. Each of the reporting persons disclaims beneficial ownership of the shares except to the extent of such reporting person's pecuniary interest therein. /s/ William D. Young, attorney-in-fact for John P. Grayken 2020-09-21 /s/ Rafael Colorado, President of Forterra US Holdings, LLC 2020-09-21